Psilocybin

Trait Openness and serotonin 2A receptors in healthy volunteers: A positron emission tomography study

This positron emission tomography (PET) study (n=159) found no relationship between the availability of 5-HT 2A receptors and variation in trait Openness in healthy individuals, even though psychedelic compounds such as psilocybin have been shown to increase trait openness and stimulate the 5HT2A receptor pathway.

Authors

  • Gitte Knudsen
  • Patrick Fisher

Published

Human Brain Mapping
individual Study

Abstract

Introduction: Recent research found lasting increases in personality trait Openness in healthy individuals and patients after administration of the serotonin 2A receptor (5-HT2AR) agonist psilocybin. However, no studies have investigated whether 5-HT2AR availability as imaged using positron emission tomography (PET) is associated with this trait.Methods: In 159 healthy individuals (53 females), the association between 5-HT 2AR binding in neocortex imaged with [18F]altanserin or [11C]Cimbi-36 PET and personality trait Openness was investigated using linear regression models. In these models the influence of sex on the association was also investigated. Trait Openness was assessed with the NEO Personality Inventory-Revised.Results: No significant associations between neocortical 5-HT2AR bind-ing and trait Openness were found for [18 F]altanserin (p =0.5)or[11C]Cimbi-36 (p = 0.8). Pooling the data in a combined model did not substantially change our results (p =0.4). No significant interactions with sex were found (p > 0.35).Discussion: Our results indicate that differences in 5-HT 2AR availability are not related to variations in trait Openness in healthy individuals. Although stimulation of the 5-HT 2AR with compounds such as psilocybin may contribute to long-term changes in trait Open-ness, there is no evidence in favor of an association between 5-HT 2AR and trait Openness.

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Research Summary of 'Trait Openness and serotonin 2A receptors in healthy volunteers: A positron emission tomography study'

Introduction

Psilocybin and related serotonergic psychedelics produce profound alterations in perception and meaning, sometimes described as mystical-type experiences, and these effects are primarily mediated by agonism at the serotonin 2A receptor (5-HT2A R). The 5-HT2A R is an excitatory receptor densely expressed across the cerebral cortex, and its dysfunction has been implicated in psychiatric conditions such as depression and schizophrenia. Prior studies have reported that acute and subacute exposure to psilocybin can produce lasting increases in the personality domain Openness; however, it remained unclear whether individual differences in baseline 5-HT2A R availability in psychedelic‑naïve healthy people are related to trait Openness. Stenbaek and colleagues set out to test whether in vivo neocortical 5-HT2A R availability, measured with PET, is associated with trait Openness. To do so they analysed data from 159 healthy participants who had undergone PET imaging with either the antagonist radioligand [18F]altanserin or the agonist radioligand [11C]Cimbi-36, alongside self-reported NEO PI-R scores for Openness. The study aims to determine whether baseline 5-HT2A R binding correlates with individual variation in Openness, thereby addressing a mechanistic question relevant to how psychedelics may relate to personality change.

Methods

Participants were drawn from the Cimbi PET database. From an initial pool of 200 healthy individuals with PET data and NEO PI-R assessments, the investigators excluded people with more than 365 days between PET and personality testing (n = 5) and those with body mass index >30 (n = 36), leaving 159 participants (53 females). Eight participants had completed both [18F]altanserin and [11C]Cimbi-36 scans. Self-reported lifetime psychedelic use was available for 134 participants, all of whom reported being psychedelic-naïve; for 33 [18F]altanserin datasets this information was not systematically recorded in the archive. Personality was measured with the Danish version of the NEO PI-R (240 items), and the analyses used the summed raw score for trait Openness and its six subfacets (Fantasy, Esthetics, Feelings, Actions, Ideas, Values). Two item responses were missing across the sample and were replaced with the neutral response "2" on the 0–4 Likert scale. Internal consistency for the Openness scale was high (Cronbach's α = 0.87). Educational attainment was recorded on a five‑point scale, though the extracted text does not clearly state whether education was included as a covariate in all models. MRI and PET acquisitions followed established Cimbi protocols. Structural T1-weighted MRI was used for segmentation and ROI delineation. PET imaging was performed on either a high-resolution HRRT scanner (approximate in-plane resolution 2 mm) or a GE-Advance scanner (approximate in-plane resolution 6 mm). [18F]altanserin was delivered as a bolus followed by continuous infusion to achieve steady state; [11C]Cimbi-36 imaging procedures were as previously described by the group. Plasma measurements and metabolite assessments were obtained according to standard methods (details referenced elsewhere). Image preprocessing comprised motion correction, within-frame Gaussian smoothing (10 mm for HRRT, 12 mm for GE-Advance before alignment), coregistration to the participant's MRI (manual methods for some GE-Advance [18F]altanserin scans, SPM otherwise), and automatic ROI delineation using PVElab. A large neocortical ROI was chosen because 5-HT2A R expression is low subcortically and highly correlated across neocortical subregions; the neocortex ROI included occipital, orbitofrontal, parietal, pre/postcentral, middle/inferior frontal, middle/inferior temporal, superior frontal, and superior temporal gyri. For [18F]altanserin the primary outcome was binding potential relative to total plasma concentration (BPP), which accounts for radiolabelled metabolites crossing the blood–brain barrier. For [11C]Cimbi-36 the primary outcome was nondisplaceable binding potential (BPND) derived from two‑tissue compartment modelling with arterial input; cerebellum served as the reference region for both tracers. Statistical analysis used separate ordinary least-squares linear regression models for the [18F]altanserin and [11C]Cimbi-36 groups, with neocortical 5-HT2A R binding as the predictor and trait Openness as the outcome. Age and sex were included a priori as covariates. Scanner-specific effects for [18F]altanserin (HRRT vs GE-Advance) were examined and found to yield similar effects, so pooled results are reported. The extracted text indicates the influence of sex on the association was also investigated; details on additional covariates (for example education) are not clearly reported in the provided extraction.

Results

Across 159 healthy participants, no significant association was observed between neocortical 5-HT2A R availability and trait Openness for either radioligand. Specifically, in the [18F]altanserin group the association was nonsignificant (p = 0.5), and in the [11C]Cimbi-36 group it was also nonsignificant (p = 0.8). A combined model pooling data from both tracers did not materially change the outcome (p = 0.4). Interaction tests did not reveal significant effects of sex on the relationship (p > 0.35). The standardized regression coefficient reported in the discussion was −0.07 with a 95% confidence interval of −0.27 to 0.13, indicating a small effect estimate centred near zero. The NEO PI-R Openness scale showed acceptable psychometric properties in this sample (Cronbach's α = 0.87). Power calculations presented by the authors indicate that with N = 159 the study had approximately 80% power to detect correlations of r ≥ 0.2 (small-to-medium effects); the authors note they were underpowered to detect smaller effect sizes. No additional primary or secondary outcome effects, subgroup findings, or adverse events relevant to the primary question are reported in the extracted text.

Discussion

Stenbaek and colleagues report that, in the largest PET investigation to date of a serotonin marker and trait Openness, there was no evidence supporting an association between baseline neocortical 5-HT2A R availability and Openness measured by the NEO PI-R. The null findings were consistent across two different PET radioligands—[18F]altanserin (antagonist) and [11C]Cimbi-36 (agonist)—and when data were pooled. The authors therefore conclude that individual differences in 5-HT2A R availability are not directly related to variation in trait Openness in healthy, psychiatrically screened participants. Putting these results in context, the investigators note that prior PET studies have reported associations between other serotonergic markers and personality dimensions—most notably negative correlations between 5-HT transporter (5-HTT) binding and traits related to Openness or Self‑transcendence, and mixed findings for 5-HT1A and 5-HT4 receptors. The current null result contrasts with some smaller and heterogeneous reports and, by virtue of sample size, provides relatively strong evidence against a moderate or larger association between 5-HT2A R availability and Openness at baseline. The authors discuss a possible reconciliation with experimental findings that psilocybin can increase Openness: changes in Openness after psychedelic exposure may be driven by acute 5-HT2A R agonism and downstream plasticity rather than by baseline receptor availability per se. They also reference evidence that the magnitude of psilocybin-induced mystical experiences—rather than baseline Openness—predicts increases in Openness, and that mystical experiences scale with psilocybin dose; thus baseline 5-HT2A R may not determine the trait but may be part of the pharmacological mechanism that enables acute effects. Key limitations acknowledged include limited sensitivity to detect very small effects despite the relatively large sample (80% power to detect r ≥ 0.2), possible sample bias due to exclusion of individuals with personal or family psychiatric history, and inherent limitations of self-report measures such as the NEO PI-R (social desirability, censorship, or response manipulation). The authors also note that even if a statistically significant association of the observed magnitude were present, its practical relevance would be limited given the small effect estimate. In sum, the study applied PET imaging to a large healthy sample and found no support for an association between 5-HT2A R availability and trait Openness, while recommending future work to explore 5-HT2A R–mediated mechanisms of personality change following psychedelic administration.

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SECTION

and is known to induce highly meaningful and, occasionally, mystical-type experiences. These psychedelic effects of psilocybin are mediated primarily by its actions as an agonist at the serotonin 2A receptor (5-HT 2A R). The 5-HT 2A R is an excitatory 5-HT receptor in the human brain most highly expressed throughout the cerebral cortex, and dysfunction of 5-HT 2A R is implicated in neuropsychiatric disorders including depression and schizophrenia. It is therefore possible that 5-HT 2A R-mediated effects of psilocybin and other psychedelics contribute to enduring increases in trait Openness. An even stronger case for a direct coupling between the 5-HT 2A R and trait Openness would be to show that individual differences in 5-HT 2A R availability in psychedelic-naïve healthy individuals are associated with variation within this trait. However, such an association remains to be empirically tested. Here, we evaluate the association between 5-HT 2A R levels in neocortex and trait Openness in 159 healthy individuals in vivo using either the 5-HT 2A R antagonist PET radioligand [ 18 F]altanserin or the 5-HT 2A R agonist PET radioligand [ 11 C]Cimbi-36 developed by our lab.

| PARTICIPANTS

Data were extracted from the Center for Integrated Molecular Brain Imaging (Cimbi) database for healthy individuals with either a [ 18 F]altanserin or [ 11 C]Cimbi-36 PET scan and NEO Personality Inventory-Revised (NEO PI-R) data. Of the initial 200 healthy individuals identified, we excluded individuals with more than 365 days between their PET scan and NEO PI-R assessment (n = 5), and who had a body mass index of >30, corresponding to obese (n = 36), in reference to an earlier study of personality differences between obese and nonobese individuals in our database. Of the remaining 159 individuals (53 females), eight completed both a [ 18 F]altanserin and [ 11 C]Cimbi-36 PET scan for a specific studyOf participants asked (n = 134), all self-reported being naïve to psychedelic drugs. However, some [ 18 F]altanserin data sets were acquired before this information was systematically collected and is not known (n = 33). A detailed description of the Cimbi database and the PET biomarkers that it contains can be found elsewhere.

| THE NEO PERSONALITY INVENTORY-REVISED

The Danish version of the NEO PI-R was used to assess personality; this version has previously been normed in a sample of 600 individuals. The NEO PI-R is a self-report questionnaire comprising 240 items which measures five major traits of personality: Neuroticism, Extraversion, Openness, Agreeableness, and Conscientiousness, where each trait consists of six subfacets. The participants rated each item on a 5-point Likert scale from 0 (strongly disagree) to 4 (strongly agree). For the purpose of this study, we used trait Openness and its constituent subfacets: Fantasy, Esthetics, Feelings, Actions, Ideas, and Values. The scores of the items loading on trait Openness were summed to a total raw score, which was used in the analyses. Across all participants, we had two missing item responses for the trait Openness scale (one item response for Openness subscale 1 and one item response for Openness subscale 6), which were substituted with the most neutral response "2" on the 0-4 Likert scale. Internal consistency (measured with Cronbach's alpha, α) for trait Openness was high, α = 0.87.

| EDUCATIONAL ATTAINMENT

Educational scores were rated on a 5-point Likert scale; 1 (no vocational degree), 2 (<2 years of vocational education), 3 (2-4 years of vocational secondary education), 4 (2-4 years of academic education including a prior high school degree), and 5 (>4 years of academic education including a prior high school degree). 224, voxel size: 0.9 × 0.9 × 0.9 mm) was acquired for each participant and used for segmentation into gray matter, white matter, and cerebrospinal fluid and delineation of regions of interest (ROIs).

| PET IMAGING

[ 18 F]altanserinand [ 11 C]Cimbi-36were produced as described earlier and imaging acquisitions parameters have been described previously. Briefly, participants were scanned with either: (a) an High Resolution Research Tomograph (HRRT) scanner (CTI/Siemens, Knoxville, TN) with an approximate in-plane resolution of 2 mm or 2) an 18-ring GE-Advance scanner (GE, Milwaukee, WI) operating in 3D-acquisition mode with an approximate in-plane resolution of 6 mm. [ 18 F]altanserin was administered as a bolus injection followed by continuous infusion to obtain steady state of [ 18 F]altanserin in blood and tissue with a bolus-infusion ratio of 1.75 hr. respectively, for assessing plasma radioactivity concentrations and radiometabolites have been described elsewhere.

| BRAIN IMAGE ANALYSIS AND OUTCOME PARAMETERS

To determine single-subject within PET scan motion and realignment the automatic image registration algorithm was usedwith PET scans smoothed using a 12 mm (GE-Advance) or a 10 mm (HRRT) within-frame Gaussian filter before alignment. Nonfiltered PET images were resliced using these parameters. [ 18 F]altanserin scans acquired on the GE-Advance scanner were coregistered to high-resolution MR images using a manual method described previously. Otherwise, Statistical Parametric Mapping (SPM) was used to coregister PET and high-resolution MR images and segment high-resolution MR images. Accurate coregistration and segmentation was confirmed visually for all data sets. We used PVElab to automatically delineate ROIs on the participant's high-resolution T1-weighted MRI scan. Mean time-activity curves were extracted from the gray matter voxels within ROIs. We selected a large neocortex ROI because 5-HT 2A R shows low binding subcortically, is widely expressed throughout neocortex, and displays high interregional correlation across neocortical subregions. Our neocortex region comprises occipital-, orbitofrontal-, and parietal cortex, pre/post central-, middle/inferior frontal-, middle/inferior temporal-, superior frontal-, and superior temporal gyrus as defined in PVElab. The primary outcome parameter for [ 18 F]altanserin was the binding potential relative to total plasma concentration (BP P ), a reliable quantification method that effectively accounts for radiolabeled metabolites crossing the blood-brain barrier. BP P is defined as: BP P = (C T -C ND )/C P = f P (B avail /K D ), where C T and C ND are the steadystate mean count densities in the ROI and the reference region (cerebellum), respectively; C P is the steady-state activity of nonmetabolized tracer in plasma; f P is the free fraction of radiotracer in plasma; B avail is the number of receptor sites available for tracer binding; and K D is the dissociation constant reflecting affinity of the radiotracer for the receptor. The primary outcome parameter for [ 11 C] Cimbi-36 was the nondisplaceable binding potential (BP ND ), a validated and stable quantification for this tracer. BP ND is defined as: where V T and V ND are the distribution volumes in the ROI and reference region (cerebellum), respectively, from two-tissue compartment modeling with arterial input measurements as previously described. Cerebellum has been previously validated as an appropriate reference region for both [ 18 F]altanserin and [ 11 C]Cimbi-36.

| STATISTICS

The associations between 5-HT 2A R availability in neocortex and trait Openness were analyzed in two separate ordinary least-squares linear regression models: one for [ 18 F]altanserin and one for [ 11 C]Cimbi-36. We considered scanner-specific [ 18 F]altanserin effects (HRRT vs. GE); however, separate analyses for the two scanners yielded similar effects. Pooled results including both HRRT and GE scans are reported. Age and sex were included as covariates a priori in both models, based on previous reports from a Danish norm sample of an association with trait Openness. Education has also been associated with trait Openness

| 5-HT 2A R BINDING AND TRAIT OPENNESS

Tableshows the results from our regression models for the [ 18 F]altanserin and [ 11 C]Cimbi-36 group as well as the combined model with pooled data across both groups.

| DISCUSSION

This is the first study to investigate the association between in vivo 5-HT 2A R PET binding and personality trait Openness, here in a large sample of 159 healthy individuals. We did not observe any significant associations between 5-HT 2A R and trait Openness with either of the two applied PET radioligands ([ 18 F]altanserin or [ 11 C]Cimbi-36) separately or when combined, indicating that the 5-HT 2A R is not directly involved in this personality trait. Although we were not able to detect a relation between trait Openness and 5-HT 2A R availability, other in vivo PET 5-HT biomarker studies have been undertaken to examine similar relations. In line with the previously mentioned study from our own labin which a negative correlation between trait Openness and 5-HTT binding was found, other studies reported negative correlations between a similar personality trait Self-transcendence and 5-HTT bindingand 5-HT 1A R levels, respectively. Self-transcendence is a personality trait inherent in Cloninger's Temperament and Character Inventory (TCI) which has some overlap with trait Openness. In line with the findings from the current study, another study found no significant association between 5-HT 1A R and trait Self-transcendence, and two other studies reported nonsignificant associations between trait Openness and 5-HT 4 Rand 5-HT 1A R, respectively. Some studies reported significant associations between 5-HT receptor or 5-HTT binding and other personality traits from NEO PI-R and TCI, but none in relation to trait Openness or Self-transcendence. Conversely, other PET studies investigated associations between 5-HT receptor or 5-HTT binding and personality traits from NEO PI-R and TCI, but did not report associations with trait Openness or Self-transcendence, possibly reflecting null findings. A full review of the existing literature on PET biomarkers of the 5-HT system and trait Openness and Self-transcendence can be found in supplementary materials (Table, Supporting Information). In reference to these studies, our current study represents the largest to date and does not support an association between 5-HT 2A R availability and trait Openness. Although studies of the 5-HT system with PET and trait Openness respectively. Intriguingly, it has also been reported that change in trait Openness was predicted by the occurrence of psilocybin-induced mystical experiences, whereas baseline measures of Openness were unable to predict whether a mystical experience would occur. Considering that the occurrence of mystical experiences is positively related to psilocybin dose, our findings suggest a limited association between 5-HT 2A R and trait Openness at baseline, whereas the malleability of trait Openness may nevertheless be related to the capacity for 5-HT 2A R modulation by serotonergic psychedelics (e.g., 5-HT 2A R baseline levels). Future studies evaluating 5-HT 2A R-mediated mechanisms of changes in personality after intake of psilocybin (or other serotonergic psychedelics) would shed light on this link.

| METHODOLOGICAL CONSIDERATIONS

A major strength of the current study is its sample size. It is the largest PET study to examine the association between an imaging marker of 5-HT signaling and trait Openness. It is also the first to study the association between 5-HT 2A R and trait Openness. However, some limitations of the study should be considered. First, with our sample size of 159 participants, we have sufficient statistical power (β = 0.8) to detect effect sizes of r ≥ 0.2 (small/medium and greater). Although we are powered to detect in the higher end of small to medium effect sizes, we are underpowered to detect smaller effects. Our standardized regression coefficient (-0.07, 95% CI: -0.27, 0.13) is such that even a statistically significant association of this kind may be of limited practical relevance. Second, study exclusion criteria including family or personal history of psychiatric disorders may have caused us to miss a potential association between 5-HT 2A R and trait Openness in more vulnerable populations. Third, self-report biases, for example, censorship, social desirability biases, or systematic manipulation of answers on items, are inherent problems with applied psychometric tools such as the NEO PI-R and may have biased associations with 5-HT 2A R binding. However, studies of the correlation between self-report scores and ratings by spouse on the NEO PI-R supports the reliability of the self-reported personality traits. In summary, we applied PET imaging to study 5-HT 2A R availability as a possible molecular marker associated with trait Openness in a large sample of 159 healthy individuals with no current or prior psychiatric history. No significant association was observed, suggesting that there is no evidence in favor of an association between 5-HT 2A R and trait Openness.

Study Details

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