Regulation of neural responses to emotion perception by ketamine in individuals with treatment-resistant major depressive disorder
This open-label between-subjects fMRI study (n=38) investigated the antidepressant effects of ketamine (35mg/70kg) with regard to changes in the neural correlates of emotional processing, 24 hours after infusion, in patients with major depression (n=18) compared to baseline measures from healthy volunteers (n=20). They found that ketamine rapidly increases brain responses to positive emotion, which correlated with increased connectivity of the right caudate during and improvement in depression severity.
Authors
- Sanjay Mathew
Published
Abstract
Introduction: The glutamate N-methyl-D-aspartate receptor antagonist ketamine has demonstrated antidepressant effects in individuals with treatment-resistant major depressive disorder (TRD) within 24 h of a single dose.Methods: The current study utilized functional magnetic resonance imaging (fMRI) and two separate emotion perception tasks to examine the neural effects of ketamine in patients with TRD. One task used happy and neutral facial expressions; the other used sad and neutral facial expressions. Twenty patients with TRD free of concomitant antidepressant medication underwent fMRI at baseline and 24 h following administration of a single intravenous dose of ketamine (0.5 mg kg−1). Adequate data were available for 18 patients for each task. Twenty age- and sex-matched healthy volunteers were scanned at one time point for baseline comparison. Whole-brain, voxel-wise analyses were conducted controlling for a family-wise error rate (FWE) of P<0.05.Results: Compared with healthy volunteers, TRD patients showed reduced neural responses to positive faces within the right caudate. Following ketamine, neural responses to positive faces were selectively increased within a similar region of right caudate. Connectivity analyses showed that greater connectivity of the right caudate during positive emotion perception was associated with improvement in depression severity following ketamine. No main effect of group was observed for the sad faces task.Discussion: Our results indicate that ketamine specifically enhances neural responses to positive emotion within the right caudate in depressed individuals in a pattern that appears to reverse baseline deficits and that connectivity of this region may be important for the antidepressant effects of ketamine.
Research Summary of 'Regulation of neural responses to emotion perception by ketamine in individuals with treatment-resistant major depressive disorder'
Introduction
Major depressive disorder (MDD) causes substantial disability and current treatments are often inadequate, particularly for people with treatment-resistant depression (TRD). Recent research has shown that the N-methyl-D-aspartate (NMDA) receptor antagonist ketamine can produce rapid antidepressant effects within 24 h of a single administration, motivating investigation of glutamatergic mechanisms and the neurocircuitry that ketamine may regulate. Depression is associated with biased processing of social and emotional information, characterised by increased attention to negative stimuli and blunted responses to positive stimuli; neuroimaging studies have repeatedly implicated increased limbic responses to negative stimuli and reduced prefrontal–striatal responses to positive or reward-related stimuli in MDD. Murrough and colleagues set out to examine how a single ketamine infusion alters neural responses to positive and negative emotional facial expressions in unmedicated individuals with TRD. Using functional magnetic resonance imaging (fMRI) and two separate emotion perception tasks (happy versus neutral faces; sad versus neutral faces), the study aimed to characterise baseline group differences between TRD patients and healthy volunteers and to test whether ketamine rapidly normalises dysfunctional neural activation. The investigators further tested whether neural activation or task-related functional connectivity related to clinical improvement, measured as percent change in depression severity 24 h after ketamine.
Methods
Design and participants: The study enrolled adults with MDD who had failed at least two prior antidepressant trials (TRD) and who were participating in concurrent ketamine clinical trials. Eligible participants were ≥21 years old, had a primary diagnosis of recurrent or chronic MDD by Structured Clinical Interview for DSM-IV, were free of antidepressant medication for at least 1 week before imaging, and had moderate or greater depressive severity (Inventory of Depressive Symptomatology–Clinician Rated score ≥32). Exclusion criteria included lifetime psychotic or bipolar disorder, current substance abuse, unstable medical illness and MRI contraindications. Twenty TRD participants underwent MRI at baseline and again ~24 h after a single ketamine infusion; adequate fMRI data were available for 18 participants for each task. A control group of 20 age- and sex-matched healthy volunteers underwent a single fMRI session for baseline comparison. Intervention and clinical outcome: Ketamine hydrochloride was administered intravenously at 0.5 mg kg^-1 over 40 min under anaesthesiologist supervision. Depression severity was assessed at baseline and ~24 h post-infusion using a version of the Montgomery–Åsberg Depression Rating Scale (MADRS) modified to cover the preceding 24 h. The primary clinical variable for brain–symptom analyses was percent change in MADRS score from baseline to 24 h. Emotion perception tasks: Each participant completed two event-related fMRI experiments (8 min each): a positive emotion task (happy versus neutral faces) and a negative emotion task (sad versus neutral faces). Stimuli included prototypical facial expressions at 100% (high emotion), 50% (mild emotion) and neutral, presented for 2 s with variable interstimulus intervals. Participants made explicit valence ratings on a 1–5 scale for each face. The order of the two tasks was randomised across participants. Neuroimaging acquisition and preprocessing: Scans were performed on a Philips Achieva 3.0 T scanner. Functional data used a T2*-weighted echo-planar imaging sequence (TR = 2000 ms; TE = 26.6 ms; voxel dimensions ~2.2 × 2.2 × 2.5 mm; 38 slices). High-resolution T1-weighted anatomical images were also collected. Preprocessing in SPM8 included slice timing correction, detrending, intensity normalisation, high-pass filtering, motion correction, co-registration, normalisation to MNI space and 6 mm full-width-at-half-maximum smoothing. Statistical analysis: Whole-brain voxel-wise general linear models were constructed separately for the two tasks. Models included three stimulus-type regressors (100% emotion, 50% emotion, neutral) and six motion regressors, convolved with a canonical haemodynamic response. Primary contrasts compared 100% emotion versus neutral (happy 100% > neutral; sad 100% > neutral). Between-group baseline differences used independent-sample t-tests comparing TRD and healthy controls. Within-TRD pre/post changes were tested with paired t-tests contrasting baseline (Time 1) and 24 h post-ketamine (Time 2). Cluster-size thresholds controlling the family-wise error (FWE) rate at P < 0.05 were determined using Alphasim. Percent signal change was extracted from significant clusters for correlation with baseline MADRS or percent MADRS change. Functional connectivity: Psychophysiological interaction (PPI) analyses assessed task-modulated connectivity of regions showing main effects of time. Models included the seed time course, the task regressor and their interaction; subject-level percent MADRS change was entered at the second level to identify regions whose task-specific connectivity with the seed correlated with clinical improvement.
Results
Sample and data availability: Twenty TRD participants completed baseline and 24 h scans, with adequate imaging data available for 18 participants on each emotion task. Twenty healthy volunteers were scanned once for baseline comparison. Behavioural task results are reported in Supplementary Information (not reproduced here). Baseline group differences: For the positive emotion task (happy 100% > neutral), both groups showed main effects of emotion, and a significant group × emotion interaction emerged in the left insula and right caudate. In these regions, participants with TRD exhibited hypoactivation for the emotion versus neutral contrast relative to healthy volunteers. In the right caudate specifically, responses to positive faces were reduced in TRD while responses to neutral faces were similar between groups. No significant baseline group differences survived correction for the 50% happy versus neutral contrast. For the negative emotion task (sad 100% > neutral), no main effects of emotion or group × emotion interactions survived correction. Effects of ketamine: Following ketamine, the positive emotion task revealed a significant emotion × time interaction, with a large cluster centred in the right caudate (peak coordinates 12, 21, 3; cluster size k = 4589; FWE P < 0.05). Percent signal data indicated that neural responses to positive emotion increased after ketamine, whereas responses to neutral stimuli remained approximately unchanged. There were no significant effects for the happy 50% > neutral contrast. For the negative emotion task, a time × emotion interaction was observed in the left middle frontal gyrus (extending into orbitofrontal cortex); post-ketamine changes reflected reduced deactivation to sad faces and greater deactivation to neutral faces. Brain–symptom relationships: No significant correlations were found between magnitude of regional activation (for example, in insula or caudate) during the happy 100% > neutral contrast and baseline depressive severity or percent MADRS change, either within functionally defined regions of interest or in whole-brain follow-up analyses. However, PPI connectivity analyses revealed a significant positive correlation between right caudate connectivity during positive emotion following ketamine and clinical improvement (cluster k = 4451; FWE P < 0.05). This association remained when using an anatomically defined right caudate seed. At baseline, caudate connectivity did not correlate with depression severity or subsequent improvement.
Discussion
Murrough and colleagues interpret their findings as showing that ketamine rapidly modulates neural responses to positive emotional stimuli in TRD, specifically by enhancing activity in the right caudate and increasing task-related caudate connectivity in association with clinical improvement. The baseline observation of reduced caudate and insula responses to positive faces in TRD aligns with prior literature reporting striatal hypo-responsiveness to positive and reward-related information in depression; the right-sided localisation is consistent with meta-analytic evidence but the authors note that lateralisation of emotional processing remains incompletely understood. The investigators suggest mechanistic links whereby subanesthetic ketamine potentiates glutamatergic and downstream dopaminergic signalling in cortical–striatal circuits, and by enhancing AMPA receptor-mediated synaptic function may reverse impaired PFC–striatal communication implicated in anhedonia and motivational deficits. The observed post-ketamine change in orbitofrontal/middle frontal activation during the sad versus neutral task was acknowledged but its meaning is uncertain because no baseline group difference for negative emotion was detected; the authors note explicit versus implicit task differences and unmeasured factors such as childhood trauma may influence negative-emotion findings. Several key limitations are acknowledged. The study lacked a placebo control, so nonspecific effects of time or repeated measurement cannot be excluded. Healthy controls were not given ketamine and were scanned only once, preventing determination of whether ketamine's neural effects are specific to depression and limiting evaluation of practice or scan–rescan effects. Imaging was performed only ~24 h after infusion, so durability of neural changes beyond this rapid window remains unknown. The sample size was modest and some behavioural and clinical subgroup data (for example, trauma history) were not systematically available. Finally, because the study did not include conventional antidepressant or other rapidly acting treatment comparators, specificity of the caudate effect to ketamine versus other treatments cannot be concluded. Overall, the authors conclude that a single ketamine infusion rapidly increases caudate responses to positive emotional cues in TRD, in a manner that appears to normalise baseline blunted activation, and that enhanced caudate connectivity during positive emotion perception is associated with clinical improvement. They propose that further studies should test the specificity, temporal durability and relationship to reward circuitry of these effects to clarify the striatum's role in ketamine's antidepressant mechanism.
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INTRODUCTION
Major depressive disorder (MDD) is a leading cause of disability worldwide and current treatments fall short of what is required to meet this large-scale public health problem.The discovery that the glutamate N-methyl-D-apartate receptor antagonist ketamine produces rapid and robust antidepressant effects within one day of a single administration-even in patients with treatmentresistant depression (TRD)-has spurred research and treatment development focused the glutamate system and the N-methyl-D-aspartate receptor in depression. In this context, human in vivo neuroimaging research provides a unique opportunity to examine the neurocircuit functions regulated by ketamine relevant to its putative antidepressant mechanism of action.MDD is characterized by dysfunctional processing of social, emotional and reward-related information, leading to the cardinal clinical symptoms of pervasive depressed mood, anhedonia (i.e., reduced capacity to experience pleasure) and a negative cognitive bias.In particular, neuropsychological and neuroimaging investigations have confirmed a negative emotion processing bias as a central feature of MDD.Patients with MDD demonstrate increased attention and memory for negative social information (for example, pictures of human facial expressions) and a bias away from positive information.For example, depressed patients show a bias away from positive facial expressionsand require a greater intensity of emotional expression to correctly identify happy (but not sad) emotion.Functional neuroimaging studies provide convergent evidence for valence-specific alternations in emotion processing in MDD.Increased neural responses to negative stimuli within anterior cingulate cortex, amygdala and paralimbic regions are observed in MDD, coupled with reduced responses to positive stimuli within regions of prefrontal cortex (PFC) and striatum, among other regions.Hypo-responsiveness to positive selfreferential, social or reward-related information within the striatum and related PFC regions in particular is observed across multiple studies in MDD.Studies examining the effects of antidepressant treatment on neural responses to social and emotional stimuli are broadly consistent with the hypothesis that treatment leads to improvement in clinical symptoms by normalizing dysfunctional circuit activation.Previous studies have reported attenuated responses to negative stimuli within the amygdala or anterior cingulate cortex following treatment with a selective serotonin reuptake inhibitor,as well as increased responses to positive stimuli within hippocampus.Despite partial convergence, there exists considerable heterogeneity in the published literature and a robust neuroimaging biomarker of treatment response in MDD remains an elusive goal.Ketamine results in an antidepressant response within one day of a single intravenous infusion,but few studies to date have investigated changes in neurocircuitry following ketamine administration in patients with depression. A single resting state [ 18 F]-fluorodeoxyglucose positron emission tomography study conducted in MDD found that ketamine was associated with reduced regional glucose metabolism within the habenula 2 h following administration.A second [ 18 F]-fluorodeoxyglucose positron emission tomography study conducted in bipolar depression reported no significant changes in metabolism two hours following ketamine compared with placebo, however, improvement in depressive symptoms was associated with increased metabolism within the ventral striatum.To date, no study has utilized an emotional activation task and functional magnetic resonance imaging (fMRI) to examine changes in neurocircuit activity associated with ketamine treatment in patients with TRD. In the current study, we used fMRI and two emotion perception tasksto examine changes in neural activity during positive and negative emotion perception following ketamine in antidepressant-free patients with TRD. During each task, patients view either affective or neutral human facial expression and are asked to make a simple explicit judgment to identify the emotion of the face. Similar tasks have been shown previously to engage a robust social-emotional processing network in the brain,to distinguish individuals with MDD from healthy volunteersand to index changes following treatment with selective serotonin reuptake inhibitors.We hypothesized that, compared with healthy volunteers, patients with TRD would show reduced neural responses to positive faces and increased neural responses to negative faces within prefrontal-subcortical circuits and that these abnormalities would be rapidly reversed following treatment with ketamine.
STUDY DESIGN AND PARTICIPANTS
Male and female individuals with MDD and a history of nonresponse to at least two previous antidepressant medication trials (for example, TRD) were eligible to participate in the current neuroimaging study if they were enrolled in a concurrent ketamine clinical trial (ClinicalTrials.gov Identifiers: NCT00548964, NCT00768430, NCT01880593) and met the following additional required criteria. Eligible participants were at least 21 years of age, had a primary diagnosis of MDD (recurrent or chronic) as assessed with the Structured Clinical Interview for DSM-IV-Patient Edition,were free of concurrent antidepressant medication for at least 1 week before imaging and had current depressive symptoms of at least moderate severity as determined by a score of 32 or greater on the Inventory of Depressive Symptomatology-Clinician Rated.Individuals were excluded if they had a lifetime history of a psychotic illness or bipolar disorder, current alcohol or substance abuse, unstable medical illness or had contraindications to MRI. The Program for the Protection of Human Subjects at Icahn School of Medicine at Mount Sinai approved the study. After complete description of the study to potential participants, written informed consent was obtained. Eligible individuals with TRD underwent MRI at two time points: baseline (Time 1) and 24 h following a single intravenous infusion of ketamine (Time 2). Depression severity was assessed at baseline and 24 h post treatment using a version of the Montgomery-Åsberg Depression Rating Scale (MADRS)modified to assess symptoms only in the preceding 24 h. Percent change in MADRS score from Time 1 to Time 2 was the primary clinical variable for analyses of the relationship between neural activity and symptom change, consistent with prior reports.For baseline comparison, a group of healthy volunteers of similar age and gender to the TRD group underwent a single fMRI scan session.
KETAMINE TREATMENT
Following an overnight fast and admission to a clinical research unit, an indwelling catheter was placed in the antecubital vein of the nondominant arm, and pulse, blood pressure, digital pulse oximetry and ECG monitoring were instituted. Ketamine hydrochloride (0.5 mg kg -1 ) was administered by an anesthesiologist via an infusion pump over 40 min as previously described.Patients remained overnight or were discharged home following a 4-h recovery period and underwent the second fMRI session ~24 h following the treatment.
FACIAL EMOTION PERCEPTION TASK
All study participants underwent event-related fMRI during two separate emotion perception tasks. During each 8-min experiment, participants were presented with stimuli consisting of high emotion, low emotion or neutral facial expressions drawn from a standardized series of prototypical facial expressions.Subsets of the prototypical facial expressions were morphed to depict expressions of 50 or 100% affect intensity along the neutral-emotional expression continuum.The final stimuli set for each experimental session consisted of 21 prototypically happy or sad expressions (100% emotion), 21 mildly happy or sad expressions (50% emotion) and 21 neutral facial expressions presented in pseudorandomized order using E-prime software (Psychology Software Tools). Each facial stimulus was displayed for 2 s with an interstimulus interval varying from 3 to 13 s, with an average interval of 4.29 s. Participants were instructed to rate the emotional valence expressed in each stimulus by making a response using a fiber optic button system located under the right hand. Response options ranged from 1 to 5 with 1 indicating a very negative affect, 3 indicating a neutral affect and 5 indicating very positive affect. The order of the two experiments was randomized across participants.
NEUROIMAGING DATA ACQUISITION
Participants were scanned with a Philips Achieva 3.0 T X-series MRI using an eight-channel birdcage headcoil for radio frequency transmission and reception. Functional data were acquired using a T2*-weighted gradient echo-planar imaging sequence (repetition time 2000 ms; echo time 26.6 ms; voxel dimensions: 2.2 mm × 2.2 mm × 2.5 mm; field of view 210 mm × 210 mm; flip angle = 90°) and 38 contiguous and ascending near-axial planes parallel to the AC-PC plane. For co-registration, highresolution T1-weighted anatomical images were collected using a threedimensional turbo field echo sequence (repetition time: 7.5 ms; echo time: 3.5 ms; voxel dimensions: 1 mm × 1 mm × 1 mm; field of view 224 mm × 224 mm; flip angle = 8°) and 172 sagittal planes.
NEUROIMAGING DATA ANALYSIS
Preprocessing. The functional imaging data preprocessing was completed using the Statistical Parametric Mapping software (SPM8) and Matlab (Mathworks, Natick, MA, USA) and included slice scan time correction, voxel-wise linear de-trending, intensity normalization, high-pass filtering, motion correction, co-registration, normalization to the Montreal Neurological Institute template, and three-dimensional smoothing (6 mm full width at half maximum). fMRI modeling of brain activity. Whole-brain, voxel-wise general linear modeling was conducted separately for the two experiments using Neuroelf version 9c (). Models included three stimulitype (100% emotion, 50% emotion, neutral) and six nuisance (motion) regressors convolved with a canonical hemodynamic response function. To identify brain regions specifically engaged by emotion perception, singlesubject whole-brain maps reflecting the difference between the blood oxygen level-dependent signals recorded during 100% emotion and neutral stimuli (100% happy or 100% sad 4 neutral) were computed. Although the 50% morph condition was included in the model, our analyses focused on the 100% emotion vs neutral contrast as this contrast is expected to isolate the largest effect of emotion. To identify differences in neural responses between healthy volunteers and TRD participants at baseline (Time 1), difference maps were utilized in independent sample ttests. To identify changes in neural responses following ketamine, difference maps for TRD participants were used in paired sample t-tests to identify voxels displaying significant changes in the blood oxygen leveldependent contrast between the pre-and posttreatment scans (Time 1 and Time 2, respectively). To control for multiple comparisons, Alphasim was implemented in Neuroelf to identify cluster size thresholds ensuring a whole-brain family-wise error (FWE) rate of Po 0.05. To identify relationships between neural responses and depressive symptom severity, we followed up on the analyses above using significant cluster(s) as functionally defined regions of interest. Percent signal change for the contrast of interest (for example, happy 100% 4 neutral) within regions identified in the primary analyses were extracted and subjected to linear correlation analysis using either baseline MADRS score or % change in MADRS score. Finally, we examined potential associations between functional connectivity and symptom severity at baseline and following ketamine (see below). Functional connectivity analyses. We investigated the functional connectivity of regions before and after ketamine that demonstrated main effects of time in the above analyses and the relationship between connectivity and change in depression symptoms following treatment. Following a psychophysiological interaction procedure, we constructed general linear models consisting of the three stimuli-type and six nuisance motion regressors previously described as well as the time course extracted from the seed, and the product of the seed time course and the 100% emotion stimuli regressor. This last regressor enabled the estimation of the degree of covariation between the seed's time course and any voxel's time course during 100% emotion trials only. We next inserted into the model each subject's MADRS score percent change, and generated a second-level statistical map representing regions that showed significant correlations between MADRS score percent change and seed-functional connectivity values.
PARTICIPANT CHARACTERISTICS AND CLINICAL OUTCOMES
Twenty individuals with TRD underwent at baseline and 24 h following ketamine, and adequate data were available for 18 individuals for each fMRI task; 20 healthy volunteers underwent a single fMRI session (Table). The clinical characteristics and treatment response of a subset of individuals in the current study have been previously reported.See Supplementary Information for behavioral results of the neuroimaging tasks.
NEUROIMAGING RESULTS
Baseline comparison between TRD and healthy groups. During the positive emotion task, both groups demonstrated main effects of emotion (happy 100% 4 neutral) and there was a significant group × emotion interaction within the left insula and right caudate (Table). In both regions, the TRD group demonstrated hypoactivation for the emotion 4 neutral contrast compared with the healthy group. In the right caudate, mean blood oxygen leveldependent percent signal for each condition show that responses to positive emotion are reduced in the TRD compared with healthy group, whereas the responses to neutral stimuli are similar (Figure). There were no significant results for the happy 50% 4 neutral contrast. During the negative emotion task, no main effects of emotion or group × emotion interactions survived correction. See Supplementary Material for additional results.
EFFECTS OF KETAMINE TREATMENT IN TRD
For the positive emotion task, there was a significant interaction between emotion (happy 100% 4 neutral) and time yielding a large cluster centered in the right caudate (peak coordinates: 12,21,3; k4589, FWE P o 0.05; Table, Figure). Mean blood oxygen level-dependent signal for each condition at Time 1 and Time 2 show that neural responses to positive emotion increased following ketamine whereas responses to the neutral stimuli remained approximately unchanged. There were no significant results for the happy 50% 4 neutral contrast. During the negative emotion task, there was a significant time × emotion interaction within the left middle frontal gyrus. See Supplementary Material for additional results.
RELATIONSHIPS BETWEEN BRAIN ACTIVITY AND DEPRESSIVE SYMPTOMS
Since our primary hypotheses were not supported for the negative emotion task, no further analyses were performed. For the positive emotion task, no correlation was found between brain activation during the main contrast of interest (happy 100% 4 neutral) and depressive symptoms at baseline or following treatment within the functionally defined regions of interest (for example, insula or caudate) or in a follow-up whole-brain analysis. Connectivity analysis revealed a significant correlation between right caudate connectivity following ketamine and clinical improvement using the functionally defined seed region identified in the primary analysis (k4451, FWE P o0.05; Figure). The analysis was repeated using an anatomically defined right caudate region and similar whole-brain corrected results were obtained (data not shown). At baseline, there was no association between caudate connectivity and depression symptom severity or subsequent improvement following treatment.
DISCUSSION
The current study used positive and negative emotion perception tasks and fMRI to investigate the neurocircuitry effects of ketamine and associations with antidepressant response in unmedicated patients with TRD. At baseline, patients with TRD compared with healthy volunteers showed reduced responses to positive emotion within the caudate and insula. Following ketamine, responses to positive emotion were increased within the right caudate on the basis of whole-brain analyses. Functional connectivity of the right caudate during positive emotion was positively correlated with improvement in depression severity following ketamine. We did not find an association between baseline connectivity and change in symptom severity following ketamine. Taken together, our results demonstrate that ketamine regulates neural responses to positive emotion within the right caudate in depressed individuals and that increased caudate connectivity during positive emotion perception is associated with antidepressant effect following ketamine. Our finding of reduced brain responses within the caudate to positive emotion in TRD is consistent with prior studies showing reduced striatal (caudate or putamen) activation in response to positive social and nonsocial stimuli in MDDand in the context of reward processing.A recent meta-analysis identified a cluster of hypoactivation in response to positive stimuli within the right caudate and putamen in MDD patients compared with a control group.The reason for the laterality of our finding is not completely clear, although we note that our right-sided caudate finding is consistent with the recent metaanalysis by Hamilton et al.Prior studies have suggested a general right lateralization of emotional functioning (reviewed in Wager et al.), although more recent investigations suggest a more complex picture.Although our study did not address reward processing per se, it is notable that reduced responses to rewarding stimuli are observed within the caudate and putamen in depressed patients and that smaller caudate volume has been associated with more severe depressive symptoms.Our finding of reduced brain responses within the insula to positive emotion in MDD is partially consistent with prior reports,although there is considerable variability in the published literature.A recent meta-analysis found reduced activation within anterior insula in MDD to negatively valenced stimuli,whereas a separate meta-analysis found that insula responses were increased to negative (but not positive) stimuli in MDD.The reason for these disparate findings is not completely clear. The insula is known to have a key role in emotion processing, visceral awareness and, in particular, is linked to anxiety and disgust states.Future studies using task-based fMRI focused on specific cognitive emotional processes will likely be required to more fully elucidate the role of the insula in depression. Contrary to our hypotheses, we did not observe robust differences in brain responses to negative emotion between the TRD and healthy control groups. Prior individual studies using emotional faces tasks have found group differencesand abnormal responses to negative stimuli in MDD more generally are well documented in meta-analyses.Although the reason for the absent finding in the current study is not fully known, it is noteworthy that the current study utilized an explicit facial emotion perception task, whereas the study by Surguladze et al.and other studiesutilized an implicit processing task. We chose to use an explicit emotion perception task to allow us to measure the subjective judgment that subjects made regarding the emotion of the face, although this may have rendered the task less robust in probing limbic activation (for example, amygdala) in response to negative emotion. Another factor that may have contributed to our negative finding is suggested by a recent study showing that heightened amygdala responses to sad faces in depression was confined to a subgroup of patients with histories of childhood trauma.Although systematic measurement of childhood trauma was not available in the present study, the influence of trauma history on neurocircuit activation in depression will be an important direction for future research. We found that ketamine rapidly reversed the blunted response to positive emotion within the caudate in patients with TRD. At the cellular level, subanesthetic doses of ketamine potentiate glutamate signaling in cortical and subcortical circuitsand facilitate dopaminergic responses within the striatum.In vivo human imaging of the D 2 receptor suggests that ketamine potentiates amphetamine-induced striatal dopamine release,whereas a direct stimulation effect on striatal dopamine is less well supported.The striatum has a key role in emotion processing and reward learning.The dorsal striatum-corresponding to the caudate head-in particular is involved in linking motivation to action.The ventral and dorsal striatum receive dense glutamatergic projections from ventromedial PFC and orbitofrontal cortex conveying stimulus value information.Notably, disruption of glutamate signaling between ventromedial PFC and striatum or blockade of AMPA (α-amino-3-hydroxy-5methyl-4-isoxazolepropionic acid) receptor signaling within striatum results in depressive-like behaviors in animalsand ketamine is known to enhance postsynaptic AMPA receptor signaling.These findings suggest that ketamine may lead to alleviation of depressive symptoms at least in part by reversing impaired glutamate signaling within PFC-striatal pathways.Ketamine was recently shown to reverse deficit dopamine signaling in a learned helplessness model of depression and normalized synaptic plasticity within the nucleus accumbens via activation of dopamine D1 receptors.Future studies utilizing fMRI tasks specifically designed to assay reward circuitry in humans will be required to more fully understand the impact of ketamine on reward functioning and its association with antidepressant therapeutic effects. In the current study, ketamine was observed to alter brain responses during negative emotion processing within the left middle frontal gyrus, extending into the orbitofrontal cortex. Specifically, we observed reduced deactivation to sad faces and greater deactivation to neutral faces following ketamine. Since we did not detect baseline differences between the TRD and healthy control groups during sad compared with neutral faces, however, the meaning of the observed findings is not entirely clear. Ventral PFC and orbitofrontal cortex regions are critically involved in value attribution,reward processingand emotion regulation,therefore, it will be important for future studies to more specifically examine the impact of ketamine on these processes. The current findings do not address the question of the specificity of the observed effect of ketamine on neurocircuit activation since alternative putative rapidly acting antidepressants or conventional antidepressants were not included in the study. Prior studies investigating the neural effects of antidepressant treatment in humans have produced somewhat inconsistent results with regard to the striatum.Studies have reported both increases and decreases in response to an affective challenge within the putamen following antidepressant treatmentand conventional antidepressants have not been clearly associated with increased striatal responses to positive emotion.Our current findings suggest that robust regulation of neural responses to positive emotion within the caudate, in contrast to conventional antidepressants, may either be a relatively unique effect of ketamine or may be characteristic of a rapidly acting antidepressant more generally. Future studies directly comparing ketamine to conventional antidepressants or to other putative rapidly acting agents will be required to further elucidate these issues. Our study has several limitations. The current study did not include a placebo treatment condition, therefore the potential influence of nonspecific effects related to time or other factors on the observed changes in the TRD group cannot be fully evaluated. The healthy control group did not receive ketamine, therefore, it is not known whether the observed effect of ketamine on caudate activation is specific to depression or if a similar effect would be observed in the absence of depression. Individuals were scanned ~24 h following a single ketamine infusion, thereby limiting interpretations to this timeframe. Image acquisition at the 24-h time point allows us to capture neural changes associated with rapid therapeutic response, while avoiding the confounding effects of acute sedation or dissociation. However, our study cannot address important issues related to durability of antidepressant response. Our healthy control group was scanned at one time point to facilitate the interpretation of baseline brain responses in the TRD group before treatment. However, obtaining repeated in the healthy group would have permitted a more thorough evaluation of nonspecific practice effects. In conclusion, our results show that ketamine rapidly increases brain responses to positive emotion within the caudate in patients with TRD. These changes are consistent with a pattern of normalization of a blunted response to positive emotion in TRD at baseline. Future studies will be required to determine the specificity and duration of this effect and to confirm the specific role of the striatum in the neurobiology of depression and in the antidepressant mechanism of action of ketamine.
CONFLICT OF INTEREST
In the past 3 years, JWM has served on advisory boards for Janssen Research and Development and Genentech, has provided consultation services for ProPhase, LLC and Impel Neuropharma and has received research support from Janssen and Avanir Pharmaceuticals; he is named on a patent pending for neuropeptide Y as a treatment for mood and anxiety disorders. DVI has consulted for Avanir, CNS Response, INSYS Therapeutics, Lundbeck, Otsuka, Servier, Sunovion and he has received grant/ research support through Mount Sinai School of Medicine from Alkermes, AstraZeneca, Brainsway, Euthymics Bioscience, Neosync, Roche and Shire. DSC (Dean of Icahn School of Medicine at Mount Sinai) and Icahn School of Medicine at Mount Sinai have been named on a use patent on ketamine for the treatment of depression. The Icahn School of Medicine has entered into a licensing agreement for the use of ketamine as therapy for treatment-resistant depression. DSC and Icahn School of Medicine at Mount Sinai could potentially benefit if ketamine were to gain approval for the treatment of depression. DSC is named on a patent pending for ketamine as a treatment for PTSD and for neuropeptide Y as a treatment for mood and anxiety disorders; he has received funding from the U.S. Department of Defense, NIH, NIH/ NIMH, NARSAD, USAMRAA; he has severed on the scientific advisory board for the Institute of Medicine Committee on DHS Workforce Resilience and on the editorial board of CNS Spectrums. SJM has received consulting fees from Bristol-Myers Squibb, Cerecor, Genentech and Naurex, and research support from AstraZeneca, Janssen Research and Development, and Otsuka. The remaining authors declare no conflict of interest.
Study Details
- Study Typeindividual
- Populationhumans
- Characteristicsopen labelbrain measuresparallel group
- Journal
- Compound
- Author