Psychedelic-Inspired Approaches for Treating Neurodegenerative Disorders

This theory-building paper (2021) makes a case for using the therapeutic potential of psychedelics to treat neurodegenerative disorders such as Alzheimer's disease. The ability of psychedelics to upregulate neurotrophic factors that promote neuronal survival and growth is discussed. Through their effects on structural and functional neuroplasticity and inflammation, psychedelics may prove useful in treating various aspects of neurodegenerative disorders.

Authors

  • Olson, D. E.

Published

Journal of Neurochemistry
individual Study

Abstract

Psychedelics are increasingly being recognized for their potential to treat a wide range of brain disorders including depression, post-traumatic stress disorder (PTSD), and substance use disorder. Their broad therapeutic potential might result from an ability to rescue cortical atrophy common to many neuropsychiatric and neurodegenerative diseases by impacting neurotrophic factor gene expression, activating neuronal growth and survival mechanisms, and modulating the immune system. While the therapeutic potential of psychedelics has not yet been extended to neurodegenerative disorders, we provide evidence suggesting that approaches based on psychedelic science might prove useful for treating these diseases. The primary target of psychedelics, the 5-HT2A receptor, plays key roles in cortical neuron health and is dysregulated in Alzheimer’s disease. Moreover, evidence suggests that psychedelics and related compounds could prove useful for treating the behavioral and psychological symptoms of dementia (BPSD). While more research is needed to probe the effects of psychedelics in models of neurodegenerative diseases, the robust effects of these compounds on structural and functional neuroplasticity and inflammation clearly warrant further investigation.

Unlocked with Blossom Pro

Research Summary of 'Psychedelic-Inspired Approaches for Treating Neurodegenerative Disorders'

Introduction

Progressive loss of dendritic arbors, dendritic spines and synapses in cortical regions that support cognition, memory and mood is a central pathological feature of Alzheimer's disease (AD), frontotemporal dementia (FTD) and related neurodegenerative disorders. Neuroinflammation is increasingly recognised as a key component of AD pathophysiology. The introduction frames these changes as mechanistic links between neurodegeneration and the neuropsychiatric symptoms often seen in dementia, and suggests that interventions able to both promote cortical neuron growth and modulate inflammation could have substantial therapeutic value. This review examines evidence from molecular, cellular, preclinical and limited human studies that compounds inspired by psychedelic science — principally 5-HT2A receptor ligands and related "psychoplastogens" — might address neuronal atrophy, impaired neurotrophic signalling and aberrant immune activation that characterise neurodegenerative diseases. The authors set out to synthesise findings on mechanisms (for example, 5-HT2A-mediated plasticity, BDNF/TrkB and mTOR signalling, mitochondrial effects and immunomodulation), behavioural implications for the behavioural and psychological symptoms of dementia (BPSD), and distinctive properties of multi-component preparations such as ayahuasca. The review highlights gaps in knowledge and outlines key unanswered questions that should guide future work.

Methods

The extracted text does not provide a methods section describing a formal literature search strategy, inclusion criteria or databases searched. From the content and structure, this is a narrative review synthesising prior preclinical, mechanistic and limited clinical literature rather than a systematic review or meta-analysis. Accordingly, the review integrates findings from molecular studies (receptor localisation, gene expression), in vitro experiments (neuronal and glial cultures), in vivo animal studies (rodent spine and synaptic assays, behaviour), human biomarker and imaging studies where available, and clinical trial literature in related neuropsychiatric conditions. Where specific experimental paradigms are discussed (for example, head-twitch response as a proxy for 5-HT2A activation, or use of [11C]UCB-J PET to measure SV2A), the review describes these measures but does not report a reproducible search or quality-assessment protocol. As such, it should be understood as an expert, narrative synthesis that draws on diverse primary studies rather than a protocol-driven evidence review.

Results

Saeger and colleagues summarise converging lines of preclinical evidence that serotonergic psychedelics and related compounds promote cortical plasticity. Activation of 5-HT2A receptors is repeatedly implicated: psychedelics induce immediate early genes (IEGs) such as c-Fos, arc and egr-family members preferentially in cortex, and this IEG induction is largely prevented by 5-HT2A antagonists or genetic knockout. Several psychedelics increase BDNF transcript levels in the cortex (while decreasing hippocampal BDNF transcripts in some studies); serum increases in mature or total BDNF have also been reported, though the authors note difficulties in reliably quantifying cortical BDNF protein. In cultured neurons, DOI transiently increases spine size and, with longer exposure, spine density; multiple chemical classes of psychedelics produce neuritogenesis, spinogenesis and synaptogenesis in vitro, and single doses of compounds such as DMT or psilocybin increase cortical spine density in vivo with effects that can persist long after drug clearance. Mechanistically, psychedelic-induced growth appears to depend on glutamate release, AMPA receptor activation, TrkB signalling and mTOR activation. Short stimulations (minutes) are sufficient to initiate growth signalling, and growth is blocked by inhibitors of AMPA receptors, TrkB or mTOR. The authors caution, however, that chronic overactivation of mTOR has been associated with AD, and that sustained dosing regimens may produce different effects than single administrations. Beyond plasticity, the review summarises evidence that 5-HT2A receptor stimulation promotes mitochondrial biogenesis and improves mitochondrial function in cortical cultures, and that such effects extend beyond neurons to other cell types expressing 5-HT2A receptors. Psychedelics also exert potent anti-inflammatory and immunomodulatory effects in peripheral immune cells and in several in vitro CNS models. DOI and other 5-HT2A agonists suppress TNF-α-induced proinflammatory gene expression at low concentrations, inhibit NF-κB signalling in organoid and monocyte-derived cell models, reduce markers of inflammation in diet-induced models, and modulate microglial behaviour in culture (for example, reduced phagocytic activity and altered migration). Some unpublished in vitro data cited suggest psilocin and DMT reduce pro-inflammatory markers and increase TREM2 expression in microglia. The authors discuss functional consequences relevant to dementia. Nearly 90% of AD patients exhibit behavioural and psychological symptoms of dementia (BPSD), and psychedelics have demonstrated rapid, sustained antidepressant and anxiolytic effects in clinical trials for other conditions; preclinical studies also show facilitation of fear extinction and antidepressant-like effects. These lines of evidence motivate exploration of psychedelics to treat BPSD, though the review emphasises risk: psychedelics can exacerbate psychosis and are contraindicated in schizophrenia, and selective 5-HT2A antagonists are used clinically for dementia-related psychosis. The unique polypharmacology of botanical mixtures such as ayahuasca is highlighted. Ayahuasca contains DMT and harmala alkaloids (harmine, harmaline, tetrahydroharmine) that act at distinct targets including 5-HT2 receptors, sigma-1 receptors and DYRK1A. DMT promotes sigma-1-mediated neuroprotection and neurogenesis in some models; harmine has been shown to promote neurogenesis and to decrease tau phosphorylation. The combination could produce complementary regional effects on BDNF (for example, cortical vs hippocampal) though direct studies in neurodegenerative models are lacking. Long-term ayahuasca users reportedly show increased anterior cingulate cortical thickness but decreased posterior cingulate thickness in observational imaging studies of healthy people. The review also covers non-hallucinogenic psychoplastogens (compounds that promote plasticity without producing subjective psychedelic effects). Ketamine is cited as an established psychoplastogen with spine- and synapse-promoting effects in prefrontal cortex and emerging indications beyond depression. Novel non-hallucinogenic 5-HT2A-biased ligands such as tabernanthalog (TBG) promote circuit repair in stress models and may offer safety advantages for patients with dementia-related psychosis. The authors note both agonists and antagonists at 5-HT2A have shown protective effects in AD models, and some compounds act as agonists or antagonists depending on assay context. Key limitations and negative findings are emphasised: psychedelics have not been tested in animal models of neurodegenerative diseases according to the authors' survey; chronic or intermittent dosing can induce tachyphylaxis (rapid loss of effect) and receptor desensitisation, with reports that chronic intermittent DMT caused cortical spine retraction in female rats and chronic LSD produced deleterious phenotypes. Cardiac valvulopathy via 5-HT2B agonism is another safety concern. To guide clinical translation, the authors point to emerging biomarkers of synaptic density such as SV2A PET tracers ([11C]UCB-J and [18F]UCB-J) and cite pig data showing psilocybin increased SV2A binding, suggesting a possible translatable biomarker for psychoplastogenic effects.

Discussion

Saeger and colleagues interpret the assembled evidence as providing a plausible mechanistic basis for exploring psychedelic-inspired approaches in neurodegenerative disease. They argue that 5-HT2A-mediated promotion of cortical neuroplasticity, effects on neurotrophic factor signalling, mitochondrial biogenesis and anti-inflammatory actions together constitute a set of mechanisms that could be disease-modifying rather than symptom-masking. The review stresses that these mechanisms align with pathologies central to AD and FTD — cortical atrophy, synapse loss and neuroinflammation — and that the sustained structural changes observed after single administrations in preclinical models might explain durable clinical benefits seen in psychiatric indications. Positioning these conclusions relative to earlier work, the authors note that psychedelics have already yielded impressive effect sizes in some neuropsychiatric clinical trials, and that the molecular and cellular actions described extend the rationale for testing these compounds in neurodegenerative contexts. They emphasise distinctive therapeutic opportunities presented by polypharmacological preparations such as ayahuasca (combining 5-HT2A, sigma-1 and DYRK1A modulation) and by non-hallucinogenic psychoplastogens that may be more acceptable for patient groups vulnerable to psychosis. Key uncertainties and limitations are explicitly acknowledged. Primary among them is the absence of published studies testing classical psychedelics or psychoplastogens in established animal models of neurodegenerative disease; direct efficacy for slowing degeneration or restoring lost neurites/spines remains unproven. Safety uncertainties include tachyphylaxis and receptor desensitisation with repeated dosing, the potential for chronic dosing to produce spine loss or other deleterious phenotypes in some paradigms, and cardiac risks mediated via 5-HT2B receptor activation. The authors also note measurement challenges, for example limitations in reliably quantifying cortical BDNF protein and in translating preclinical spine measures to human endpoints. For future research, the review recommends systematic investigation in disease-relevant animal models, careful optimisation of dosing regimens to avoid desensitisation and off-target harms, and development of translatable biomarkers (such as SV2A PET) to monitor synaptic changes in humans. Clinical implications are framed cautiously: while the modulation of mood and anxiety by psychedelics could help address BPSD, the risk of exacerbating dementia-related psychosis argues for careful patient selection and possibly prioritising non-hallucinogenic psychoplastogens for some populations. Overall, the authors call for further preclinical and translational work rather than immediate clinical deployment.

Conclusion

The authors conclude that although psychedelics have not yet been tested in animal models of neurodegenerative disorders, the available evidence indicates they upregulate neurotrophic factors, promote neuronal growth and exert substantial immunomodulatory effects. These combined actions provide a rationale for investigating psychedelic-inspired compounds as potential disease-modifying therapies for neurodegenerative diseases and for addressing neuropsychiatric symptoms associated with dementia. Many open questions remain — which diseases to prioritise, which compounds to test, and what dosing regimens balance efficacy with safety — and the literature supports cautious optimism and further research rather than definitive clinical claims.

View full paper sections

INTRODUCTION

The atrophy of dendritic arbors, loss of dendritic spines, and reduction of synapse density in cortical regions controlling cognition, memory, and mood are hallmarks of Alzheimer's disease (AD), frontotemporal dementia (FTD), and related neurodegenerative disorders. In fact, progressive loss of spines and synapses is a strong correlate of the degree of dementia. Moreover, neuroinflammation is increasingly being recognized as a critical component of AD pathophysiology. Neuropsychiatric disorders share many common features with AD and related dementias including cortical atrophy, synapse loss, and inflammation. As in various depressive and anxiety disorders, atrophy of key neurons in the prefrontal cortex (PFC) that regulate motivation, fear, and reward is likely a contributing factor to the depression and anxiety experienced by many patients with dementia. Thus, compounds capable of both promoting cortical neuron growth and modulating neuroinflammation have enormous therapeutic potential.

ACCEPTED ARTICLE

This article is protected by copyright. All rights reserved Recent evidence suggests that psychedelics stimulate 5-HT 2A receptors to potently promote cortical neuron growth, activate neuronal survival mechanisms, and modulate the immune system). These characteristics have made them attractive experimental treatments for neuropsychiatric disorders characterized by cortical atrophy such as depression, post-traumatic stress disorder (PTSD), and substance use disorder (SUD). In fact, psychedelics have distinguished themselves as promising medicines as they elicit therapeutic responses in multiple neuropsychiatric disordersand produce beneficial effects that can last for months following a single administration. Several large clinical trials in the neuropsychiatric disease space have demonstrated impressive effect sizes for psychedelic-assisted therapy. The ability of psychedelics to promote cortical neuron growth and plasticity has been proposed as a potential mechanism explaining why psychedelics produce therapeutic effects across a variety of disparate diseases. As cortical atrophy underlies many symptoms of neurodegenerative diseases related to mood, memory, and cognition, it is reasonable to hypothesize that psychedelics and related compounds might prove useful for treating these patients as well. Furthermore, 5-HT 2A receptor density has consistently been shown to be reduced in AD and related disorders) and this loss does not appear to be due to a loss of serotonergic innervation. Furthermore, postmortem and positron emission tomography (PET) imaging studies have shown that the loss of 5-HT 2A receptors in the cortex of AD and FTD patients correlates well with the rate of cognitive decline. In preparation for future clinical studies assessing the ability of LSD to treat and/or prevent AD, a phase 1 tolerability study was recently performed. Though direct evidence supporting the use of psychedelics for treating neurodegenerative disorders is lacking, this review outlines reasons why the use of psychedelics or related plasticity-promoting molecules should be explored as potential treatments for AD and related dementias. For other perspectives, we point the reader to recent related reviews.

ACCEPTED ARTICLE

This article is protected by copyright. All rights reserved To promote neuronal growth and survival, nature utilizes growth factors that bind to receptor kinases, which activate signaling cascades ultimately leading to the production of cytoskeletal proteins and ion channels necessary for changes in neuronal morphology and excitability. Of these growth factors, brain-derived neurotrophic factor (BDNF) plays a preeminent role in plasticity due to the ubiquitous expression of its high affinity receptor TrkB in the brain. Levels of BDNF and TrkB are reduced in Alzheimer's disease, and deficiencies in BDNF/TrkB signaling can exacerbate AD phenotypes. While BDNF is known to produce positive effects in various models of AD), its proteinaceous nature prevents it from crossing the blood-brain barrier, rendering it of little use as a therapeutic. Thus, several groups have endeavored to identify small molecule TrkB agonists. The putative TrkB agonist 7,8-dihydroxyflavoneand the related optimized compound CF 3 CN have both been shown to improve spatial memory in mouse models of. While this approach is promising, it suffers from a lack of specificity given that TrkB is widely expressed across the brain. In fact, induced neuroplasticity can lead to drastically different behavioral effects depending on the brain regions and circuits involved. For example, infusion of BDNF into the medial prefrontal cortex (PFC) reduces drug-seeking behavior and the expression of fear, while direct injections into the nucleus accumbens or amygdala tend to have the opposite effects. This lack of anatomical restriction has plagued the development of brain-penetrant small-molecule agonists of TrkB receptors due to the potential for serious on-target side effects such as epilepsy, pain, and tumor formation. Like BDNF and TrkB agonists, psychedelics share the ability to activate the mammalian target of rapamycin (mTOR)-a key kinase involved in neuronal growth and survival. However, psychedelicinduced mTOR activation is dependent on 5-HT 2 receptors, which are expressed in multiple brain regions involved in sensory processing and cognition with particularly high expression in layer V pyramidal neurons of the cerebral cortex-the same neurons that undergo atrophy in AD and FTD. The expression pattern of

ACCEPTED ARTICLE

This article is protected by copyright. All rights reserved 5-HT 2A receptors has been confirmed using immunohistochemistry, light and electron microscope immunocytochemistry, in situ hybridization, receptor autoradiography, and transgenic mice expressing GFP under control of the 5-HT 2A receptor promoter. The mechanisms by which psychedelics promote neuronal growth have not been fully elucidated. Although classic psychedelics exhibit complex receptor pharmacology, they exert their primary effects through activation of 5-HT 2A receptors. The affinities of psychedelics for the 5-HT 2A receptor correlate well with both their human hallucinogenic potenciesand their effects in the mouse head-twitch response (HTR) assay)-a behavioral proxy for hallucinations with high predictive validity. Moreover, genetic knockout (KO) of 5-HT 2A receptors eliminates psychedelic-induced HTR in mice,and blocking 5-HT 2 receptors using ketanserin abolishes the subjective effects of both psilocybinand LSDin humans. In addition to mediating the hallucinogenic effects of psychedelics, the 5-HT 2A receptor also seems to play a critical role in their plasticity-promoting properties. Psychedelics induce immediate early gene (IEG) expression through activation of 5-HT 2A receptors, and many of these IEGs have been implicated in neuroplasticity. One of the most consistent findings is that psychedelics like 2,5-dimethoxy-4-iodoamphetamine (DOI) and lysergic acid diethylamide (LSD) increase c-Fos expression in the cortex, and that this effect can be blocked by 5-HT 2 antagonists. Most 5-HT 2 antagonists cannot reliably distinguish between 5-HT 2A and 5-HT 2C receptors, which are both widely expressed in the brain. However, studies using 5-HT 2A receptor KO mice suggest that psychedelic-induced immediate early gene expression is primarily dependent on activation of 5-HT 2A receptors). Psychedelic-induced IEG expression is restricted to specific brain regions. For example, c-Fos expression in the cortex, but not the hippocampus is commonly observed following administration of psychedelics such as DOI and psilocybin. This expression

ACCEPTED ARTICLE

This article is protected by copyright. All rights reserved pattern likely reflects the fact that 5-HT 2A receptors are highly expressed in excitatory pyramidal neurons in the cortex, but in the hippocampus, their expression is primarily localized to inhibitory interneurons. In the cortex of animals administered DOI, Fos positive cells exhibited higher expression of 5-HT 2A receptors (but not 5-HT 2C receptors) as compared to Fos negative cells. Other psychedelic-induced IEGs, such as arc, exhibit a similar cortical expression pattern as c-Fos). Additional IEGs induced by psychedelics that are implicated in plasticity mechanisms include egr-1, egr-2, MKP-1, and C/EBP-. While IEGs have been indirectly linked to plasticity mechanisms, a more direct link between psychedelics and neuroplasticity was established when Duman and co-workers reported that DOI can modulate BDNF gene expression. As with studies of psychedelic-induced IEG expression, they found that BDNF transcript levels increased in the cortex, but decreased in the hippocampus, following administration of DOI. Both effects were blocked by the 5-HT 2 antagonist ketanserin. DOI-induced upregulation of cortical BDNF can be enhanced and inhibited by mGlu2R antagonists and agonists, respectively). Thus, it has been proposed that psychedelics increase glutamate release via a presynaptic mechanism, potentially involving a putative 5-HT 2A -mGlu2R heterodimer. Presumably, this increase in glutamate stimulates AMPA receptors leading to upregulation of BDNF transcription. By stimulating cell survival and growth mechanisms, BDNF is believed to positively impact outcomes of neurodegenerative disorders. The fact that psychedelics induce BDNF transcription in the cortex, but not the hippocampus, suggests that psychedelics might be particularly useful for treating neurodegenerative disorders characterized by cortical atrophy such as FTD. While psychedelics reliably increase cortical BDNF transcription in vivo, similar increases in BDNF protein levels have not been observed, likely due to the known issues with quantifying BDNF from cortical tissue. In contrast, BDNF quantification in serum is much more reliable, and several groups have demonstrated that psychedelics increase serum levels of matureor total BDNF. While the origin of serum BDNF is likely outside

ACCEPTED ARTICLE

This article is protected by copyright. All rights reserved the brain, serum levels of BDNF may correlate with changes observed in the brain. It is also important to consider that several isoforms of BDNF have been identified, with pro-BDNF being cleaved by intracellular and extracellular proteases to produce mature BDNF. In contrast to mature BDNF, pro-BDNF acts through the p75 neurotrophin receptor and exerts opposing effects on neuronal function and structure. Studies to date have largely focused on the quantification of mature or total BDNF following the acute administration of psychedelics, leaving little known about the direct effects of psychedelics on pro-BDNF levels. Most studies to date have focused on psychedelic-induced changes in BDNF expression. However, it is possible that psychedelics may impact the expression of other neurotrophic factors as well. For example, Ron and co-workers demonstrated that ibogaine, a psychoactive drug with effects similar to serotonergic psychedelics, increases glial-derived neurotrophic factor (GDNF) expression in the midbrain, and Carrera and co-workers extended this finding by demonstrating that GDNF proteins levels are elevated as well. Given the importance of GDNF for the survival and health of dopaminergic neurons of the midbrain, compounds like ibogaine could prove useful for the treatment of Parkinson's disease (PD) in addition to addiction. A large number of ibogaine analogs have been developed); however, relatively few have been tested for their effects on GDNF. Links between the serotonergic system and neurotrophic factor signaling are well established, but changes in the expression of neurotrophic factors only provides indirect evidence that psychedelics may impact neuronal structure and/or survival. Penzes and co-workers provided the first piece of evidence directly suggesting that psychedelics could impact structural plasticity. They showed that in cortical cultures, DOI transiently increased pyramidal neuron dendritic spine size during the first 30 mins of treatment, but spine size returned to normal within an hour. This increase in dendritic spine size was later found to be dependent on 5-HT 2A /5-HT 2C -mediated activation of transglutaminase, Rac1, and Cdc42. Shiga and co-workers later demonstrated that treatment of embryonic rat cortical cultures with DOI for 24 h led to an increase in spine density.

ACCEPTED ARTICLE

This article is protected by copyright. All rights reserved In 2018, our group provided the first direct evidence that psychedelics produce long-lasting changes in neuronal structure not only in vitro, but also in vivo and across species). These long-lasting changes in neuronal structure could possibly explain their sustained therapeutic effects after a single administration. Treatment with psychedelics from a variety of distinct chemical scaffolds (e.g. tryptamine, amphetamine, ergoline) led to robust increases in neuritogenesis, spinogenesis, and synaptogenesis in culture, and these effects were dependent on activation of 5-HT 2 receptors. Moreover, a single administration of N,N-dimethyltryptamine (DMT) increased dendritic spine density in vivo and also increased both the amplitude and frequency of spontaneous excitatory postsynaptic currents (sEPSCs) in the PFC of rats. Importantly, these structural and functional changes lasted long after the drug had been cleared from the body. Using two-photon imaging in live animals, we demonstrated that DOI increases the rate of spine formation over the course of 24 h without impacting the rate of spine elimination. Kwan and co-workers recently extended our findings by demonstrating that a single dose of psilocybin increases cortical spine density in mice for at least a month). These changes in neuronal structure are accompanied by changes in protein expression. Using human cerebral organoids, Rehen and co-workers performed proteomic studies to demonstrate that 5-MeO-DMT modulates levels of proteins associated with microtubule dynamics and cytoskeleton rearrangement. The long-lasting effects of psychedelics on neuronal structure could be explained by their ability to activate AMPA receptors, TrkB receptors, and mTOR signaling. In fact, short stimulations (15 min -1 h) are sufficient for psychedelics to turn on growth signaling in cortical neurons lasting for an extended period of time). Psychedelic-induced growth is completely blocked by inhibitors of AMPA receptors, TrkB, or mTOR and these proteins are known to be involved in an autoregulatory feedback loop. Activation of AMPA receptors leads to BDNF secretion), which stimulates TrkB ultimately resulting in the activation of mTOR and the production of proteins necessary for neuronal growth including additional BDNF. BDNF can then induce glutamate release in cortical neurons via a nonexocytotic pathway, which could lead to sustained AMPA receptor activation. It seems that psychedelics serve as a catalyst to initiate this growth process. Activation of neurotrophic factor signaling pathways by psychedelics could potentially mitigate neuronal loss observed in neurodegenerative disorders, or even regrow lost neurites, spines, and synapses. However, overactivation of mTOR has been associated with

ACCEPTED ARTICLE

This article is protected by copyright. All rights reserved Alzheimer's disease, so it will be important to demonstrate that psychedelics do not exacerbate phenotypes in rodent models of Alzheimer's disease. While several therapeutic approaches have emerged targeting synaptogenesis for the treatment of neurodegenerative disorders, psychedelics might offer several advantages given that they also promote spinogenesis and dendritogenesis in addition to promoting synapse formation in the cortex. For example, the marine natural product bryostatin 1 has entered clinical trials for Alzheimer's disease) due to its robust synaptogenic effects; however, bryostatin 1 actually decreases dendritic spine density in cortical cultures, which is in sharp contrast to the effects of psychedelics. In addition to promoting structural and functional neuroplasticity via activation of 5-HT 2A receptors, many psychedelics also target a number of other serotonin receptors implicated in plasticity and neurodegenerative diseases including 5-HT 6 and 5-HT 7 receptors. The unique polypharmacology of specific psychedelics might offer advantageswhen trying to develop medicines for complex disorders like neurodegenerative diseases.

ROLE OF THE 5-HT 2A RECEPTORS IN MITOCHONDRIAL FUNCTION

Mitochondrial dysfunction, which can lead to oxidative stress, is a hallmark of many neurodegenerative diseases including AD, PD, and Huntington's disease (HD). Furthermore, impaired mitochondrial biogenesis is evident in patients with AD and PD. Using a combination of selective antagonists and KO animals, Vaidya and co-workers demonstrated that activation of 5-HT 2A receptors promotes mitochondrial biogenesis and improves mitochondrial function, potentially improving the ability of neurons to buffer stress. In cortical cultures, stimulation of 5-HT 2A receptors with DOI protected neurons against both kainate-and H 2 O 2 -induced cell death. Moreover, mitochondrial biogenesis was promoted by both the hallucinogenic 5-HT 2A agonist DOI and the nonhallucinogenic agonist lisuride). This effect does not seem to be limited to neurons, as other cell types expressing 5-HT 2A receptors will undergo mitochondrial biogenesis

ACCEPTED ARTICLE

This article is protected by copyright. All rights reserved and/or increase mitochondria oxidative capacity following stimulation with 5-HT 2A agonists.

EFFECTS OF PSYCHEDELICS ON THE IMMUNE SYSTEM

In addition to promoting neuronal growth and simulating mitochondrial biogenesis, psychedelics produce potent anti-inflammatory effects by binding to 5-HT 2A receptors on immune cells in the periphery. The first evidence suggesting that psychedelics might have anti-inflammatory effects was reported by Miller and co-workers. They found that DOI inhibits inducible nitric oxide synthase (iNOS) activity in cultured C6 glioma cells via activation of 5-HT 2A receptors). However, this finding remained largely unexplored until 2008, when Nichols and co-workers demonstrated that in cultured rat aortic smooth muscle cells, DOI potently inhibits proinflammatory gene expression in response to TNF-α (IC 50 s in the pM range). Subsequent studies from the Nichols laboratory further supported the anti-inflammatory effects of psychedelics. Not only does DOI block generalized TNF-α-induced inflammation in vivo, it also prevents symptoms of allergic asthma and TH2 cell polarization in mice) as well as reduces the expression of inflammatory markers in mice fed a high-fat diet. These important findings inspired future structureactivity relationship studies that identified a putative anti-inflammatory pharmacophore and extended anti-inflammatory properties beyond amphetamines to other chemical classes of serotonergic psychedelics. Taken together, these studies support the role of 5-HT 2A receptors in both innate and adaptive immune responses. Alongside these studies, other research groups have demonstrated that the naturally occurring psychedelics DMT and 5-MeO-DMT produce immunomodulatory effects through inhibition and downregulation of the NF-B signaling pathway in human iPSC-derived cerebral organoids, and inhibition of LPS-induced inflammation in cultured human monocyte-derived dendritic cells). The anti-inflammatory effects of psychedelics have primarily been studied in vitro and have focused on the peripheral immune system. While evidence suggests that reducing peripheral inflammation could have beneficial effects for treating neurodegenerative disorders, the role of neuroinflammation in disease pathophysiology is increasingly being recognized. Aberrant proinflammatory signaling in the CNS due to the presence of persistent insult can disrupt a myriad of

ACCEPTED ARTICLE

This article is protected by copyright. All rights reserved processes leading to excessive synaptic pruning, synaptic dysfunction, reduced blood-brain barrier integrity, and neuronal death. Though chronic neuroinflammation is present in most neurodegenerative diseases, this review will focus on neuroinflammation induced by β-amyloid accumulation associated with Alzheimer's Disease (AD). Oligomeric Aβ species have been shown to activate several glial pattern recognition receptors including Toll-like receptors (TLRs), triggering receptors expressed on myeloid cells 2 (TREM2), α6β1 integrin, CD14, CD47, and scavenger receptors such as CD36. The binding of Aβ species to these receptors ultimately leads to increased phagocytic activity and the release of pro-inflammatory cytokines such as TNF- and IL-1, chemokines, and reactive oxygen and nitrogen species. Upon activation, both microglia and astrocytes exhibit phenotypic and functional changes, such as the release of inflammatory signaling molecules and digestive enzymes, retraction of their surveilling processes, and increased phagocytic activity to neutralize and clear the triggering insult. These reactive states come at the expense of protective and supportive functions normally performed by these cell types) and eventually lead to detrimental effects in the CNS such as excessive synaptic pruning) and triggering of apoptotic pathways). Evidence suggests that over time, excessive stimulation of glial cells can lead to a shift from a hyperresponsive state to a dystrophic states characterized by decreased immunosurveillance, loss of homeostatic functions, and dysregulated phagocytic activity, allowing for further accumulation of neurotoxic Aβ species. Given the expression of 5-HT 2 receptors on glial cells, it is possible that 5-HT 2 ligands like psychedelics could impact neuroinflammation. The 5-HT 2A receptor is expressed in nearly all immune cell types including cells derived from the macrophage lineage such as microglia

ACCEPTED ARTICLE

al. 2019; Baganz and Blakely 2013) as well as astrocytes. Moreover, most serotonergic psychedelics have high affinities for the 5-HT 2B and 5-HT 2C receptors, which are also expressed on most immune cells including microglia and astrocytes. In general, serotonin activates innate immune responses and increases pro-inflammatory signaling; however, the effects of serotonin on inflammation are complex and depend on receptor profiles of the specific cells stimulated. Selective engagement of 5-HT 2A receptors on immune cells of macrophage lineage tends to be antiinflammatory. The 5-HT 2A receptor agonist DOI was shown to potently dampen peripheral TNF-αinduced inflammatory signaling in vivo, an effect that was abolished in 5-HT 2A receptor KO mice). However, whether similar effects are observed in the CNS is just starting to be investigated. In 2011, Kettenmann and co-workers demonstrated that DOI promotes microglial migration and decreases the phagocytic activity of cultured neonatal microglia. Walter and coworkers later showed that activation of 5-HT 2 receptors on microglia promotes the release of exosomes in vitro. Finally, the non-selective 5-HT1 and 5-HT 2 receptor agonist meta-chlorophenylpiperazine (mCPP) dampened the production of TNF- and IL-1 in glial cultures stimulated with LPS)_. Pro-inflammatory cytokines released by activated microglia including TNF- and IL-1 upregulate enzymes involved in the production of pathogenic A through activation of NF-B). In addition to activated pro-inflammatory microglia, dystrophic or senescent microglia are also observed in close proximity to A plaques). These dystrophic microglia, which are thought to arise from chronic exposure to A species, contribute to disease progression by releasing proinflammatory factors why failing to phagocytose and degrade A species. In unpublished work, Kozłowska, Figiel, and co-workers demonstrated that the classic psychedelics psilocin and DMT reduce expression of pro-inflammatory markers and increase expression of TREM2 on microglia in vitro, which is associated with protective microglial responses to Aβ.

ACCEPTED ARTICLE

This article is protected by copyright. All rights reserved In the developing CNS, microglia prune immature synapses upon recognition of the complement proteins C1q and C3, a function that is crucial for the proper formation of neural circuits. However, activation of these complement pathways have implications for neurodegenerative diseases as well. Elevated levels of C1q and C3 have been observed in AD mouse models, and A species can lead to C1 activation. The loss of dendritic spines and synapses is believed to contribute to cognitive decline in AD and is observed near A plaques). Since 5-HT 2A receptor activation has been shown to reduce microglial phagocytic activity in vitro, it is possible that psychedelics could reduce excessive synaptic pruning characteristic of neurodegenerative disorders and thereby slow cognitive decline. Taken together, these studies support the therapeutic potential of 5-HT 2A ligands for modulating aberrant microglial function and neuroinflammation characteristic of AD, though additional research is warranted. Compared to microglial 5-HT 2A receptors, less is known about the function of astroglial 5-HT 2A receptors. Elevated astrocyte 5-HT 2A receptor expression has been noted in patients with neurodegenerative diseases, suggesting it could play a role in disease pathology. Activation of astrocytic 5-HT 2 receptors has been shown to increase intracellular Ca 2+ levels via Gqmediated signaling) which may lead to the release of gliotransmitters to modulate synaptic functionand trophic factors such as S100. In general, reduction of pro-inflammatory signaling appears to be beneficial in AD. The antiinflammatory antibiotic minocycline reduced levels of TNF-, reduced levels of IL-1, and improved spatial memory in a mouse model of AD, The caspase-1 inhibitor VX-765 slows the accumulation of A and reduces neuroinflammation, resulting in improvements of AD-associated cognitive function in the J20 AD mouse model. These studies suggest that decreasing TNF--and IL-1-associated neuroinflammation can alleviate AD pathology and symptoms. Considering that psychedelics suppress TNF--induced inflammation in the periphery, it is plausible that psychedelics might attenuate AD-associated neuroinflammation by improving microglial function.

PSYCHEDELICS AND THE COGNITIVE, BEHAVIORAL, AND PSYCHOLOGICAL SYMPTOMS OF DEMENTIA

The impact of 5-HT 2A receptor activation on learning and memory is complex, with psychedelics producing both positive and negative effects on memory in humans. In preclinical models, there is some evidence that psychedelics can facilitate learning and memory under specific conditions. For example, bulbectomised rats exhibit deficits in active avoidance learning that can be reversed by LSD. Additionally, stimulation of 5-HT 2A receptors can enhance object recognition and fear memory depending on exactly when the compound is administered. Finally, activation of 5-HT 2A receptors in the medial septum-diagonal band of Broca complex with TCB-2 has been shown to improve working memory in rats exhibiting hemiparkinsonism. While evidence suggesting that psychedelics might improve memory in patients with dementia is relatively weak, it is more reasonable to hypothesize that these compounds will impact the behavioral and psychological symptoms of dementia (BPSD), which include, but are not limited to, depression, anxiety, and hallucinations)-symptoms that decrease quality of life for both the patient and their caregivers. Nearly 90% of AD patients exhibit BPSD, and these are believed to result at least in part from disruptions to the serotonergic system. Given the numerous clinical trials indicating that psychedelics produce rapid and sustained antidepressant effects, reduce anxiety in patients with terminal cancerand are effective at treating post-traumatic stress disorder, it seems logical that they might help to ameliorate BPSD. The clinical effects of psychedelics on mood and anxiety have been bolstered by several preclinical studies. Psilocybin has been shown to promote fear extinction in mice, and produce long-lasting antidepressant like effects in rats subjected to the forced swim test. Similarly, both a single high dose of DMT or chronic, intermittent low doses facilitates fear extinction and produces antidepressant-like effects in the forced swim test in rats). Psilocybin has also been shown to decrease stress-induced anhedonia as measured using the sucrose preference and female urine stiffing tests,

ACCEPTED ARTICLE

This article is protected by copyright. All rights reserved and psilocybin reduced the proportion of escape failures in a learned helplessness paradigm). Error! Bookmark not defined. Many of the antidepressant and anxiolytic effects of psychedelics observed in preclinical species are known to involve the PFC). Error! Bookmark not defined. Thus, it is perhaps unsurprising that psychedelics have profound effects on both the structure and function of layer V pyramidal neurons in the PFC. Both LSD and DOI have been shown to elevate glutamate release in the PFC via stimulation of 5-HT 2A receptors, and single-unit recordings have revealed that LSD leads to excitation of the prefrontal cortex). In fact, the PFC has been the most studied locus of psychedelic action, and our group recently reported that psychedelics promote both structural and functional plasticity in layer V pyramidal neurons of the PFC), Error! Bookmark not defined. possibly explaining the sustained antidepressant-like effects of these drugs in rodent behavioral tests relevant to mood and anxiety. Due to degeneration of the frontal cortex, FTD primarily manifests as deficits in executive function including apathy and impaired emotional regulation. Reversal of neuronal atrophy in the frontal cortex therefore has the potential to slow progression of the disease and alleviate the psychiatric symptoms that accompany it. Though evidence suggests that psychedelics might be effective in treating BPSD related to depression and anxiety, they might exacerbate dementia-related psychosis. In fact, psychedelicassisted psychotherapy is contraindicated for patients suffering from schizophrenia or related psychotic illnesses. Moreover, 5-HT 2A antagonists are commonly prescribed for the treatment of dementia-related psychosis and the selective 5-HT 2A antagonist pimavanserin was recently approved by the FDA for Parkinson's disease psychosis.

UNIQUE PROPERTIES OF AYAHUASCA

The abilities of psychedelics to target multiple receptors at once likely plays a significant role in their therapeutic properties. Moreover, many psychedelics are commonly ingested as components of botanical mixtures, and the unique polypharmacology profiles of these mixtures could potentially have synergistic effects. Perhaps the best-known example of a psychedelic-related botanical mixture with unique properties compared to its individual components

ACCEPTED ARTICLE

This article is protected by copyright. All rights reserved is the Amazonian tisane ayahuasca. While preparations of ayahuasca can vary, they typically contain tryptamine psychedelics such as DMT and/or 5-MeO-DMT as well as harmala alkaloids such as harmine, harmaline, and tetrahydroharmine, among others. The pharmacological profile of each compound needs to be considered, as well as how these profiles might interact. The tryptamines contained in ayahuasca preparations potently promote neuroplasticity through activation of 5-HT 2 receptors), but they can also produce anti-inflammatory, neuroprotective, and neurogenic effects through activation of other receptors. For instance, DMT is a sigma-1 agonist, and sigma-1 is known to play a role in endoplasmic reticulum (ER) stress. Activation of sigma-1 receptors can also have anti-inflammatory effects. Following stimulation of monocyte-derived dendritic cells with lipopolysaccharide or poly I:C, both DMT and 5-MeO-DMT inhibited the production of pro-inflammatory cytokines, and the effect was partially blocked by knockdown of sigma-1 receptors. Additionally, inhalation of 5-MeO-DMT decreased IL-6 levels in human saliva. Under hypoxic conditions, DMT promotes the survival of human cortical neurons derived from induced pluripotent stem cells, and this neuroprotective effect was completely blocked following sigma-1 receptor knockdown. In vivo, activation of sigma-1 receptors by DMT mitigates ischemia-induced neurodegeneration, reduces infarct size, and promotes functional recovery. Other non-psychedelic sigma-1 agonists have demonstrated therapeutic promise as well, with SA4503 protecting motor neurons in a mouse model of amyotrophic lateral sclerosis (ALS)) and PRE-084 demonstrating neurorestorative properties in a mouse model of PD. In addition to anti-inflammatory properties, sigma-1 activation might also promote neurogenesis, and there is some evidence to suggest that neurogenesis is impaired in AD and PD). = In mice, DMT induces neurogenesis in the subgranular zone of the dentate gyrus. This effect was blocked by a sigma-1 antagonist but not a 5-HT 2 antagonist (Morales-Garcia et al. 2020). Similarly, a single dose of 5-MeO-DMT can increase the number of granule cells in the

ACCEPTED ARTICLE

This article is protected by copyright. All rights reserved dentate gyrus, and these newborn neurons have dendritic arbors that are significantly more complex. Tryptamines are not the only compounds in ayahuasca that can promote neurogenesis. Harmine and several other related alkaloids promoted neurogenesis in neurospheres prepared from progenitor cells harvested from the subventricular zone and dentate gyrus of adult mice. While harmala alkaloids are potent monoamine oxidase inhibitors (MAOIs) that enhance the oral bioavailability of tryptamine psychedelics, their abilities to stimulate the proliferation of neural progenitor cells likely results from the inhibition of dual specificity tyrosine-phosphorylationregulated kinase 1A (DYRK1A). This kinase plays a key role in cell proliferation and neurodevelopment. People with Down syndrome have an extra copy of DYRK1A as it is located on the Down syndrome critical region of chromosome 21. These patients develop early onset AD, and the overexpression of DYRK1A is believed to be involved. Normalization of DYRK1A gene dosage in a mouse model of Down syndrome rescues multiple AD related phenotypes including degeneration of cholinergic neurons, increased A load in the cortex, and hyperphosphorylated tau in the hippocampus. This important study indicates that it is the gene dosage of DYRK1A, not the trisomy per se, that gives rise to many AD phenotypes observed in a mouse model of Down syndrome. Harmine itself has been found to decrease tau phosphorylation at several sites implicated in AD. Given the effects of 5-HT 2A stimulation, sigma-1 activation, and DYRK1A inhibition, the specific polypharmacology of ayahuasca might endow it with unique properties for treating neurodegenerative diseases compared to individual psychedelic compounds. For example, increased BDNF levels are commonly observed in both humans (De Almeida et al. 2019) Error! Bookmark not defined. and animals) administered ayahuasca. While psychedelics increase BDNF expression in the cortex, they tend to decrease its expression in the hippocampus. In contrast, harmine increases BDNF protein levels in the hippocampus. Thus the combination of DMT and harmine found in ayahuasca could provide neuroprotection across more brain regions than either compound could alone. To the best of our knowledge, the effects of ayahuasca on brain structure have not been measured in either patients with a neurodegenerative disorder or relevant mouse models. However, in healthy people,

ACCEPTED ARTICLE

long-term use of ayahuasca led to increased cortical thickness in the anterior cingulate cortex (ACC), but thinning of the posterior cingulate cortex (PCC).

NON-HALLUCINOGENIC PSYCHOPLASTOGENS

Psychedelics belong to a more general class of compounds known as psychoplastogens)-compound capable of rapidly promoting induced plasticity (iPlasticity)in the cortex. These small molecules can readily cross the blood-brain barrier (BBB) to produce rapid and sustained increases in neuronal growth and have enormous potential for producing sustained therapeutic effects because they rectify underlying pathological changes in circuitry instead of simply masking disease symptoms. The recently FDA-approved fast-acting antidepressant ketamine is perhaps the best known psychoplastogen. It modulates cortical function by increasing dendritic spine and synapse density in the PFC, and it has shown promise for treating addictionand PTSD in addition to depression). Ketamine's sustained antidepressant effects have recently been shown to depend on spine growth in the PFC. Due to its ability to promote neuroplasticity, some researchers have suggested that ketamine should be explored for treating neurodegenerative diseases as well. Increasing evidence suggests that the subjective effects of drugs like ketamine and serotonergic psychedelics might not be necessary for their sustained beneficial effects on neuroplasticity and behavior, though this remains a subject of intense debate. In general, the 5-HT 2A receptor is a highly druggable target with numerous compounds currently on the market that possess mechanisms of action involving the 5-HT 2A receptor. Importantly this GPCR exhibits a high degree of functional selectivity, which has enabled us to produce non-hallucinogenic, plasticity-promoting ligands from a variety of chemical classes). These compounds have demonstrated exceptional safety profiles, PK/ADME properties, and in vivo efficacies in multiple models of neuropsychiatric disorders. In fact, a single administration of the non-hallucinogenic

ACCEPTED ARTICLE

This article is protected by copyright. All rights reserved psychoplastogen tabernanthalog (TBG) is able to repair neural circuitry damaged by chronic stress, highlighting its disease-modifying potential. Currently, it is unclear if agonists or antagonists of 5-HT 2A receptors are better suited for treating various aspects of AD and related disorders. For instance, the 5-HT 2 receptor antagonist clozapine has been shown to reduce neuroinflammation by inhibiting the overactivation of microglia. Moreover, long-term clozapine administration improves memory and reduces amyloid plaques in a mouse model of Alzheimer's disease). Similar effects have been noted following administration of the 5-HT 2A antagonists volinanserin (MDL-100,907) and pimavanserin. The protective effects of these compounds were absent in 5-HT 2A receptor KO mice. Because non-hallucinogenic psychoplastogens like TBG act as both agonists and antagonists of 5-HT 2A receptors depending on the specific assay, they might possess unique properties for treating neurodegenerative diseases as compared to either psychedelics or antipsychotics. Given the hallucinogenic effects of psychedelics, non-hallucinogenic psychoplastogens might be better options for treating neuronal atrophy observed in patients with dementia-related psychosis.

KEY UNANSWERED QUESTIONS

While the ability of psychedelics and related psychoplastogens to promote neuronal growth suggest that they might serve as disease-modifying therapeutics for reversing neuronal atrophy characteristic of neurodegenerative disorders, it is also possible that they could have prophylactic effects. Others have suggested that psychedelics have the potential to serve as prophylactics for neuropsychiatric diseases, and preclinical studies indicate that ketamine might increase resilience to the development of neuropsychiatric disease phenotypes. Moreover, a single dose of TBG can have a long-lasting protective effect on heroin relapse. Studies investigating the ability of psychedelics to prevent the onset of neurodegeneration-related phenotypes are lacking, but they would be of great interest. To realize the true therapeutic potential of psychedelics and other psychoplastogens, we must determine the optimal treatment regimen for several reasons. First, many 5-HT 2A receptor agonists induce tachyphylaxis, and chronic treatment with psychedelics can result in desensitization of 5-HT 2A

ACCEPTED ARTICLE

receptors and suppression of BDNF/TrkB signaling. It is important to note that a single high dose of DMT leads to increased spinogenesis in the cortex of rats; however, the chronic, intermittent dosing of DMT actually causes spine retraction in the cortex of female rats. Moreover, chronic dosing with LSD produces deleterious phenotypes. Second, chronic treatment with psychedelics could lead to cardiac valvulopathy via agonism of 5-HT 2B receptors in the heart. Taken together, these studies highlight the importance of optimizing dosing frequency to achieve lasting beneficial effects with minimal side effects In rodents, longitudinal imaging of dendritic spine density following drug treatment) could potentially be used to determine how long psychoplastogenic effects last for, and thus, determine optimal dosing frequency. However, these results may not extend to humans. To determine optimal dosing in humans, we must develop robust biomarkers of psychoplastogenic effects. Fortunately, progress is being made in this area. Two new PET tracers-[ 11 C]UCB-J) and [ 18 F]UCB-J)-are capable of labeling the synaptic protein SV2A in vivo. Using [ 11 C]UCB-J, researchers have demonstrated that SV2A density is decreased in patients with AD. Moreover, Knudsen and coworkers have used a UCB-J tracer to show that psilocybin increases SV2A density in pig cortex, offering the tantalizing possibility that SV2A density might serve as a translatable biomarker relevant to psychoplastogenic effects.

CONCLUSION

To the best of our knowledge psychedelics have never been tested in animal models of neurodegenerative disorders. However, they upregulate neurotrophic factors that encourage neuronal survival, promote neuronal growth, and have profound effects on the immune system. Thus, there are ample reasons to believe that these compounds might have disease-modifying properties relevant to treating neurodegenerative disorders. Moreover, the effects of psychedelics on depression and anxiety could potentially be harnessed to address many of the neuropsychiatric symptoms associated with dementia. Given the complexity of neurodegenerative diseases, the polypharmacological profiles of psychedelics and/or psychedelic mixtures like ayahuasca might prove advantageous. Despite their promise, many outstanding questions remain to be answered

ACCEPTED ARTICLE

This article is protected by copyright. All rights reserved including which neurodegenerative diseases can be treated with psychedelics or related psychoplastogens, which compounds are most efficacious, and which dosing regimens maximize efficacy while minimizing side effects. Overall, the current literature supports cautious optimism about the use of psychedelic-inspired approaches for treating neurodegenerative diseases.

DISCLOSURE

David E. Olson is a co-founder and chief innovation officer of Delix Therapeutics, Inc.

AUTHOR CONTRIBUTIONS

DEO wrote the abstract, introduction, conclusion, and several sections in the body of this review. HNS wrote the section on the effects of psychedelics on inflammation. All authors were involved in editing the final version of the manuscript. --Human subjects --Involves human subjects: If yes: Informed consent & ethics approval achieved: => if yes, please ensure that the info "Informed consent was achieved for all subjects, and the experiments were approved by the local ethics committee." is included in the Methods.

ARRIVE GUIDELINES HAVE BEEN FOLLOWED:

No => if it is a Review or Editorial, skip complete sentence => if No, include a statement in the "Conflict of interest disclosure" section: "ARRIVE guidelines were not followed for the following reason: This is a review so it is not applicable " (edit phrasing to form a complete sentence as necessary). => if Yes, insert in the "Conflict of interest disclosure" section:

Study Details

Your Library