Neurocognitive Effects of Ketamine and Association with Antidepressant Response in Individuals with Treatment-Resistant Depression: A Randomized Controlled Trial
This randomised, double-blind, active placebo-controlled study (n=62) investigated the neurocognitive and antidepressant effects of ketamine (35 mg/70kg) or midazolam (3.15mg/70kg) compared to the benzodiazepine anesthetic midazolam in patients with depression. Neurocognitive performance improved independently of treatment condition or change in depression severity due to learning, which indicates an absence of adverse effects of ketamine on neurocognitive functioning in contrast to electroconvulsive therapy which impacts memory.
Authors
- Sanjay Mathew
Published
Abstract
Introduction: The glutamate N-methyl-D-aspartate (NMDA) receptor antagonist ketamine displays rapid antidepressant effects in patients with treatment-resistant depression (TRD); however, the potential for adverse neurocognitive effects in this population has not received adequate study. The current study was designed to investigate the delayed neurocognitive impact of ketamine in TRD and examine baseline antidepressant response predictors in the context of a randomized controlled trial.Methods: In the current study, 62 patients (mean age=46.2±12.2) with TRD free of concomitant antidepressant medication underwent neurocognitive assessments using components of the MATRICS Consensus Cognitive Battery (MCCB) before and after a single intravenous infusion of ketamine (0.5 mg/kg) or midazolam (0.045 mg/kg). Participants were randomized to ketamine or midazolam in a 2:1 fashion under double-blind conditions and underwent depression symptom assessments at 24, 48, 72 h, and 7 days post treatment using the Montgomery-Asberg Depression Rating Scale (MADRS). Post-treatment neurocognitive assessment was conducted once at 7 days.Results: Neurocognitive performance improved following the treatment regardless of treatment condition. There was no differential effect of treatment on neurocognitive performance and no association with antidepressant response. Slower processing speed at baseline uniquely predicted greater improvement in depression at 24 h following ketamine (t=2.3, p=0.027), while controlling for age, depression severity, and performance on other neurocognitive domains.Discussion: In the current study, we found that ketamine was devoid of adverse neurocognitive effects at 7 days post treatment and that slower baseline processing speed was associated with greater antidepressant response. Future studies are required to further define the neurocognitive profile of ketamine in clinical samples and to identify clinically useful response moderators.
Research Summary of 'Neurocognitive Effects of Ketamine and Association with Antidepressant Response in Individuals with Treatment-Resistant Depression: A Randomized Controlled Trial'
Introduction
Ketamine is a high-affinity, noncompetitive NMDA glutamate receptor antagonist that has demonstrated rapid antidepressant effects in patients with treatment-resistant depression (TRD). Although single-dose ketamine (commonly 0.5 mg/kg over a slow 40-minute infusion) produces acute dissociative and cognitive effects that typically resolve within hours, there is limited data on its delayed or persistent neurocognitive impact in clinical mood-disorder populations. Prior work by the same group and others reported acute memory impairments following ketamine in healthy volunteers and in an open-label TRD sample, and an earlier observation that slower baseline processing speed was associated with greater antidepressant response at 24 hours. Murrough and colleagues designed the present two-site, double-blind, randomised controlled trial to extend those findings. The study aimed to (1) characterise the effect of a single sub-anesthetic ketamine infusion on neurocognitive performance measured 7 days post-treatment, and (2) examine whether baseline neurocognitive functioning predicts rapid antidepressant response to ketamine. The primary hypothesis was that ketamine would not worsen neurocognitive functioning at 7 days and that slower baseline processing speed would predict greater symptom improvement at 24 hours.
Methods
Participants were adults aged 21–80 with a primary diagnosis of major depressive disorder and inadequate response to at least three antidepressant trials; they had recurrent or chronic major depressive episodes and required a score of 32 or greater on the Inventory of Depressive Symptomatology–Clinician Rated at screening and 24 hours before randomisation. Exclusion criteria included lifetime psychotic or bipolar disorder, recent substance abuse, unstable medical illness, prominent suicidal or homicidal risk, cognitive impairment (Mini-Mental State Examination score <27), and contraindicated medications. Antidepressant medications were washed out before enrollment (≥1 week, or 4 weeks for fluoxetine). Medical and toxicology screening were performed prior to treatment. The trial was conducted with participants free of concomitant antidepressants and other psychotropic medications (except a stable non-benzodiazepine hypnotic). Under double-blind conditions, eligible participants received a single intravenous infusion of ketamine 0.5 mg/kg or midazolam 0.045 mg/kg administered over 40 minutes in an inpatient research setting. Randomisation used a 2:1 allocation favouring ketamine; midazolam served as an active control to approximate nonspecific sedative effects. Symptom ratings were obtained during and up to 240 minutes after infusion, and participants had outpatient evaluations at 48, 72 hours and 7 days post-infusion. The primary clinical outcome was Montgomery–Åsberg Depression Rating Scale (MADRS) score at 24 hours; secondary outcomes included MADRS at 48 and 72 hours and 7 days, and responder proportions at those time points. Categorical response was defined in the protocol as a ≥50% reduction in MADRS score relative to baseline. Neurocognitive testing was performed within one week before infusion and repeated once at 7 days using alternate test forms; neuropsychology raters were masked to treatment allocation and same-day side effects. Neurocognition was assessed using a subset of the MATRICS Consensus Cognitive Battery (MCCB): Trails A, WMS Spatial Span, BACS Digit Symbol, Letter–Number Sequencing, Hopkins Verbal Learning Test, Brief Visual Memory Test, NAB Mazes, and Category Fluency. T-scores (mean 50, SD 10), corrected for age and sex by the MCCB program, were averaged to yield domain scores for processing speed, working memory, verbal learning, visual learning, and reasoning/problem solving. Statistical analysis included summary statistics and univariate comparisons of treatment groups at baseline. Repeated-measures ANOVA models examined effects of time (baseline vs 7 days), treatment condition, and responder status on cognitive domains, with change in depression severity from baseline to 7 days included as a covariate. To identify baseline cognitive predictors of antidepressant response (MADRS change baseline to 24 h), the investigators used backwards stepwise linear regression with age, baseline MADRS, and the five neurocognitive domain scores; logistic regression was used for categorical response outcomes. Separate models evaluated responder status at 24 hours and at 7 days.
Results
Seventy-three individuals were randomised and 72 received study medication (47 ketamine, 25 midazolam) in the parent trial. Due to missing or incomplete neurocognitive data (four ketamine, six midazolam), the neurocognitive sub-study included 62 patients: 43 randomised to ketamine and 19 to midazolam. One domain (visual learning) had additional missing data (n = 34 ketamine, n = 17 midazolam). Treatment groups were similar on age, sex distribution, baseline depression severity and degree of treatment resistance. At the 7-day assessment, repeated-measures ANOVA revealed a significant main effect of time across both treatment arms: participants improved from baseline on processing speed (F(1,59) = 6.58, p = 0.013), verbal learning (F(1,59) = 6.80, p = 0.012), and visual learning (F(1,48) = 6.48, p = 0.014) while controlling for change in depression severity. No significant changes were observed for working memory or reasoning/problem solving. There was no main effect of treatment condition (ketamine versus midazolam) on any neurocognitive domain, no effect of antidepressant responder status at either 24 hours or 7 days on cognitive performance, and no significant time-by-treatment or time-by-responder interaction effects. Baseline cognitive performance predicted antidepressant response to ketamine at 24 hours. In a backwards stepwise linear regression including age, baseline MADRS, and the five domain scores, the final model retained only processing speed (F(1,37) = 5.3, p = 0.027; beta = 0.43 ± 0.19; t = 2.3, p = 0.027), indicating that poorer processing speed at baseline was associated with greater improvement in MADRS score at 24 hours. A backwards stepwise logistic regression for categorical response yielded a model containing processing speed and visual learning (χ2 = 11.82, p = 0.003), but only processing speed was a significant predictor in that model (Exp(beta) = 0.823, Wald = 7.76, p = 0.005). On univariate comparisons, ketamine responders had lower baseline processing speed T-scores (43.37 ± 8.78) than ketamine non-responders (49.24 ± 10.1; F(1,45) = 4.36, p = 0.043). There was no association between baseline processing speed and baseline depression severity (r = −0.167, p = 0.164). No significant relationships between baseline cognitive measures and antidepressant response were observed for midazolam (data not shown).
Discussion
Seven days after a single sub-anesthetic ketamine infusion in patients with TRD, the investigators found no evidence of deleterious effects on neurocognitive performance compared with an active midazolam control. Improvements observed over time in processing speed, verbal learning, and visual learning occurred across both treatment conditions and persisted after controlling for changes in depression severity, which the authors interpret as likely reflecting non-specific practice or learning effects from repeated testing. The study therefore replicates prior open-label findings suggesting absence of persistent cognitive impairment following single-dose ketamine in depressed patients. Murrough and colleagues also replicated their earlier observation that slower processing speed at baseline predicted a more robust rapid antidepressant response to ketamine at 24 hours. The authors note that this association was independent of baseline depression severity and was not observed for midazolam. They situate this finding within a mechanistic framework: processing speed and attention have been linked to dopaminergic functioning in prefrontal–subcortical circuits, and preclinical and some human data indicate that ketamine modulates dopamine signalling and rapidly enhances synaptic plasticity (BDNF-dependent) in cortical and subcortical regions. Nevertheless, the authors acknowledge that no study to date has directly established a causal relationship between dopamine signalling and ketamine’s antidepressant effects in humans, and they call for in vivo imaging and other mechanistic studies to clarify these pathways. Key limitations noted by the investigators include the single-dose design and the absence of immediate post-infusion cognitive testing in this trial (so acute cognitive effects at peak drug exposure were not assessed here), limited ability to generalise to repeated or long-term treatment regimens, and a sample size that—while comparatively large for this literature—may be insufficient to identify robust biological or cognitive biomarkers. They also highlight differences in neurocognitive assessment batteries across studies (this study used the MCCB and did not include a dedicated attention measure), which may complicate replication. The authors recommend that future trials employ standardised, multi-modal biomarker assessments (potentially combining neurocognitive testing, neuroimaging, qEEG and peripheral markers), explore dose and frequency parameters, and evaluate the cognitive effects of repeated ketamine administrations over longer time frames. In sum, the trial provides evidence that a single 0.5 mg/kg ketamine infusion is not associated with short-term adverse neurocognitive effects at 7 days in patients with TRD, and that reduced processing speed at baseline may be a candidate pre-treatment predictor of rapid antidepressant response; further, larger and more mechanistically oriented studies are required to confirm and extend these findings.
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RESULTS
Characteristics of the study sample are described using summary statistics. Univariate tests were used to compare the ketamine and midazolam treatment groups on baseline characteristics. The effect of time (baseline vs 7 days), treatment condition (ketamine vs midazolam), and antidepressant response status (responder vs non-responder) on cognitive performance and interaction effects were evaluated using a set of repeated measures analysis of variance (ANOVA) models. All models included change in depression severity from baseline to 7 days as a co-variate to evaluate and control for the potential effects of improved depression on cognition. We considered the influence of responder status at both 24 h (the time point corresponding to the primary clinical trial outcome) and 7 days (the time point corresponding to the post-treatment neurocognitive assessment) on neurocognitive performance in separate sets of models. To evaluate the influence of baseline cognitive performance on antidepressant response, we entered the five neurocognitive domain scores, baseline symptom ratings, demographics, and a calculated depressive symptom change score (MADRS 24 h minus MADRS Baseline) into a backwards stepwise linear regression to identify clinical and cognitive predictors of ketamine response. To follow up on significant results, we compared outcome groups (responder vs non-responder) using ANOVA and logistic regression.
CONCLUSION
In a randomized controlled trial in patients with TRD, we found that a single sub-anesthetic dose of ketamine had no deleterious effect on neurocognitive performance 7 days following treatment compared with midazolam. Performance on the measures of processing speed, verbal learning, and visual learning improved at study end compared with baseline regardless of treatment condition or change in depression severity, likely reflecting a non-specific learning effect. Finally, we replicated our previous finding) that slower baseline processing speed predicted a rapid antidepressant response at 24 h following ketamine. Ketamine is associated with acute perceptual and cognitive disturbances at the time of drug administration, and chronic ketamine abuse can lead to persistent neurocognitive impairmentsand potentially deleterious brain changes measured using in vivo neuroimaging (Edward. The impact of ketamine on neurocognitive function in patients with TRD, however, has received only minimal study to date. Our group first reported circumscribed memory impairment immediately following a single ketamine dose (0.5 mg/kg) administered as a slow infusion over 40 min. Subsequently, two open-label studies explored the neurocognitive effects of up to six ketamine infusions in patients with treatment-resistant unipolar or bipolar depression and found no evidence of impairment. The current study featured a relatively large sample size and a two-site, randomized controlled design and yielded results consistent with these prior reports. *Indicates significant improvement in T-score over time regardless of treatment condition (po0.05). There was no significant main effect of treatment and no significant treatment  time interaction. Our finding of an absence of adverse effects of ketamine on neurocognitive functioning in this patient population may contribute to a risk-benefit analysis of ketamine utilization as a treatment for refractory depression. The current gold standard treatment for refractory depression-electroconvulsive therapy (ECT)-may provide an appropriate safety comparison for ketamine. Cognitive impairment is the most significant side effect limiting the use of ECT, although the extent of short-and longer-term adverse cognitive effects continues to be debated. Our finding of an absence of adverse cognitive effects of ketamine 7 days post treatment suggests that ketamine may compare favorably to ECT. The present study examined only the impact of a single ketamine treatment on delayed performance and did not measure the immediate effects of ketamine on neurocognition, nor the effects of repeated ketamine treatments. If ketamine were to be approved for use in clinical practice, it would very likely be administered in a repeated fashion over weeks, months, or longer. Although very early data on repeated infusions exist, much more research will be required to establish the potential cognitive risks of longer-term repeated ketamine treatments for patients with severe or refractory forms of mood disorders. In the current study, we replicated our previous finding that slow baseline processing speed is associated with improved symptom reduction in TRD following ketamine. Notably, processing speed was not associated with depression symptom severity at baseline. Our finding is also broadly consistent with a recent report describing an association between reduced attention at baseline and improved antidepressant response to ketamine. Both processing speed and attention have been linked to dopamine functioning within prefrontal-subcortical circuits, and ketamine is known to modulate dopamine signaling within the striatum and prefrontal cortex in animalsand humans. Mechanistic studies in animals show that ketamine rapidly enhances synaptic plasticity at the level of prefrontal cortical neurons, and is able to rapidly reverse stress-induced dendritic atrophy and behavioral depression in a brain-derived neurotrophic factor (BDNF)-dependent manner. A recent study found that ketamine reversed deficit dopamine signaling in a learned helplessness model of depression and normalized synaptic plasticity within the nucleus accumbens (indexed by long-term potentiation) via activation of dopamine D1 receptors. Chronic and/or uncontrollable forms of stress are known to reduce dopamine signaling at the level of the ventral tegmental area (VTA) and striatum, and these data suggest that ketamine may alleviate depressive symptoms, at least in part, via modulation of dopamine signaling. A recent study utilizing [18F]-fluorodeoxyglucose (FDG) positron emission tomography (PET) in patients with bipolar depression found that improvement in depression score was associated with increased metabolism within the ventral striatum. No study to date has directly examined the relationship between dopamine signaling and antide-pressant response to ketamine, and the role of dopamine in the mechanism of action of ketamine remains unknown. Further study in patient populations with the use of in vivo imaging will be required to define the antidepressant mechanisms of ketamine in humans. Our results provide early support for the development of a neurocognitive pre-treatment predictor of response to ketamine in depressed patients. Prior studies have found associations between clinical and demographic factors and therapeutic response to conventional antidepressants, however, a quantitative laboratory-based behavioral or biological predictor of treatment response has remained elusive. Prior research involving ketamine for unipolar or bipolar depression has suggested candidate clinical or demographic variables associated with therapeutic response, including a family history of alcoholism and a higher body mass index (BMI). Candidate baseline biological predictors of antidepressant response to ketamine previously reported include a single-nucleotide polymorphism in the gene coding for BDNF, as well as differential responses to emotional faces within the anterior cingulate cortex during magnetoencephalography. It may be that no one single biobehavioral marker will provide a sufficient level of precision and discrimination so as to provide a clinically useful tool for personalizing ketamine treatment in depression. Our study suggests that specific neurocognitive measurements may hold promise as a component of a 'bio-signature,' guiding personalized treatment for patients who are candidates for ketamine therapy in the future. Our study has several limitations. A total of 62 patients with TRD underwent neurocognitive evaluation before and after ketamine treatment across two academic medical centers. Although the sample size of the current study is comparatively large, it is likely that significantly larger studies will be required to define clinically meaningful biological or neurocognitive markers of treatment response. It will be important going forward for clinical studies of ketamine or other mechanistically novel rapid-acting antidepressants to utilize standardized neurocognitive assessments to avoid the problem of 'approximate replication'. For example, the study byfound that impaired attention, but not impaired processing speed per se, was associated with improved antidepressant response to ketamine. This discrepancy could be, in part, due to the differences in neurocognitive assessments utilized (the MCCB was utilized in the current study, compared with the CogState batteryin the study by). The current study examined neurocognitive function using a comprehensive battery, but optimal biomarker assessments will likely require multi-modal data acquisition, potentially including neuroimaging, quantitative electroencephalography (qEEG), and peripheral blood markers. The current study did not include a specific measure of attention and, therefore, we are unable to directly compare our findings with those of. Regarding safety, the current study examined the effects of a single dose of ketamine administered at one time point. While this dose has been previously found to result in rapid onset therapeutic effects, future studies will be required to explore the wide range of potential dose and treatment frequency parameters to optimize the treatment for individual patients. In the current study, we did not measure the cognitive effects of ketamine immediately post administration (eg, at 40 min from the start of the 40-min infusion), as we had done in our previous study. Therefore, we were unable to assess the relationship between immediate cognitive effects and antidepressant outcome. The potential for ketamine to result in adverse neurocognitive effects over a longer time frame in the context of repeated treatment will require careful study. In conclusion, we report herein that ketamine is devoid of short-term adverse neurocognitive effects in patients with TRD at the studied dose and that reduced processing speed at baseline is associated with a more robust antidepressant response. Future studies will be required to define the optimal treatment parameters and identify clinically useful response moderators for ketamine as a treatment for refractory forms of mood disorders.
Study Details
- Study Typeindividual
- Populationhumans
- Characteristicsrandomizeddouble blindactive placeboplacebo controlledparallel group
- Journal
- Compound
- Topics
- Author