Neuroimaging & Brain MeasuresLSDLSD

LSD-induced increase of Ising temperature and algorithmic complexity of brain dynamics

Using pairwise maximum-entropy (Ising) models and algorithmic-complexity measures on fMRI from 15 subjects, the study shows that LSD raises individualized Ising temperatures, shifting brain dynamics further into an above-critical, more disordered (paramagnetic) regime. This shift is accompanied by reduced homotopic interhemispheric connectivity and increased algorithmic complexity (notably BDM), and the derived Ising archetypes correlate strongly with a structural connectome template (r ≈ 0.6).

Authors

  • Fernando Rosas

Published

PLOS ONE
individual Study

Abstract

A topic of growing interest in computational neuroscience is the discovery of fundamental principles underlying global dynamics and the self-organization of the brain. In particular, the notion that the brain operates near criticality has gained considerable support, and recent work has shown that the dynamics of different brain states may be modeled by pairwise maximum entropy Ising models at various distances from a phase transition, i.e., from criticality. Here we aim to characterize two brain states (psychedelics-induced and placebo) as captured by functional magnetic resonance imaging (fMRI), with features derived from the Ising spin model formalism (system temperature, critical point, susceptibility) and from algorithmic complexity. We hypothesized, along the lines of the entropic brain hypothesis, that psychedelics drive brain dynamics into a more disordered state at a higher Ising temperature and increased complexity. We analyze resting state blood-oxygen-level-dependent (BOLD) fMRI data collected in an earlier study from fifteen subjects in a control condition (placebo) and during ingestion of lysergic acid diethylamide (LSD). Working with the automated anatomical labeling (AAL) brain parcellation, we first create “archetype” Ising models representative of the entire dataset (global) and of the data in each condition. Remarkably, we find that such archetypes exhibit a strong correlation with an average structural connectome template obtained from dMRI ( r = 0.6). We compare the archetypes from the two conditions and find that the Ising connectivity in the LSD condition is lower than in the placebo one, especially in homotopic links (interhemispheric connectivity), reflecting a significant decrease of homotopic functional connectivity in the LSD condition. The global archetype is then personalized for each individual and condition by adjusting the system temperature. The resulting temperatures are all near but above the critical point of the model in the paramagnetic (disordered) phase. The individualized Ising temperatures are higher in the LSD condition than in the placebo condition ( p = 9 × 10 −5 ). Next, we estimate the Lempel-Ziv-Welch (LZW) complexity of the binarized BOLD data and the synthetic data generated with the individualized model using the Metropolis algorithm for each participant and condition. The LZW complexity computed from experimental data reveals a weak statistical relationship with condition ( p = 0.04 one-tailed Wilcoxon test) and none with Ising temperature ( r (13) = 0.13, p = 0.65), presumably because of the limited length of the BOLD time series. Similarly, we explore complexity using the block decomposition method (BDM), a more advanced method for estimating algorithmic complexity. The BDM complexity of the experimental data displays a significant correlation with Ising temperature ( r (13) = 0.56, p = 0.03) and a weak but significant correlation with condition ( p = 0.04, one-tailed Wilcoxon test). This study suggests that the effects of LSD increase the complexity of brain dynamics by loosening interhemispheric connectivity—especially homotopic links. In agreement with earlier work using the Ising formalism with BOLD data, we find the brain state in the placebo condition is already above the critical point, with LSD resulting in a shift further away from criticality into a more disordered state.

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Research Summary of 'LSD-induced increase of Ising temperature and algorithmic complexity of brain dynamics'

Introduction

Ruffini and colleagues situate this study within a tradition of applying statistical physics to brain activity, arguing that large-scale neural dynamics can be meaningfully described in terms of phase transitions and critical phenomena. Previous work has suggested that healthy brains may operate near critical points where a balance of order and disorder affords rich, multiscale correlations and computational advantages, and that pharmacological perturbations—such as psychedelics—alter the repertoire and entropy of spontaneous brain activity. The authors note that LSD in particular has been associated in prior functional neuroimaging studies with increased signal diversity, weakened canonical functional configurations, and greater global integration and flexibility. Building on these ideas, the study aims to characterise how LSD affects whole-brain dynamics using pairwise maximum-entropy (Ising) models and measures of algorithmic complexity. Specifically, the investigators construct a group-level "archetype" Ising model from resting-state fMRI BOLD data, then personalise that archetype for each subject and condition by fitting a single temperature parameter that controls randomness and distance from the model's critical point. They also estimate signal complexity using Lempel–Ziv–Welch (LZW) compression and the Block Decomposition Method (BDM) on both empirical and model-generated (synthetic) binary time series, testing the hypothesis that complexity metrics will correlate with fitted Ising temperature and distinguish LSD from placebo.

Methods

The dataset comprised resting-state fMRI BOLD recordings from 15 participants, each contributing two scans under LSD and two under placebo; one music-containing scan was excluded so that four scans per participant (two LSD, two placebo) were analysed, yielding 60 scans total. The extracted text reports the administered dose as "75 mg of LSD via a 10ml solution" and describes scanning approximately 70 minutes after administration for a one-hour session; the text does not comment on potential ambiguities in this dosing wording. BOLD data were parcellated to 90 non‑cerebellar regions using the AAL atlas; preprocessing used FSL tools as described in the original dataset source. For Ising-model construction, each parcel's BOLD time series was binarised by thresholding at the parcel median so that each time point was mapped to +1 or −1, maximising the binary series' entropy. The authors concatenated data across subjects and conditions to estimate an archetype pairwise maximum-entropy (Ising) model, fitting coupling matrix J and local fields h via an approximate maximum-likelihood approach using the pseudo-likelihood (a tractable mean-field approximation) and gradient ascent. Personalisation was achieved by keeping J and h fixed and fitting a single inverse-temperature β (equivalently temperature T = 1/β) per subject and condition so that the model's expected Hamiltonian matched the empirical one. Synthetic data were generated from personalised models using the Metropolis algorithm to sample configurations at the fitted temperatures; model observables (magnetisation, energy, susceptibility, heat capacity) were estimated from steady-state samples. Signal complexity was quantified two ways: Lempel–Ziv–Welch (LZW) compression was applied to spatially flattened, binarised strings; an "archetype dictionary" built from concatenated data was used as an initial dictionary when compressing per-subject data and when compressing synthetic series. The LZW-derived normalised description length ρ0 = l_LZ/n was used as a complexity proxy. The Block Decomposition Method (BDM), employing precomputed Coding Theorem Method tables for small blocks, was used as a complementary algorithmic-complexity measure sensitive to both statistical and algorithmic regularities. Statistical comparisons used within-subject tests: paired Wilcoxon tests (one‑tailed where stated) to compare LSD versus placebo for temperatures and complexity metrics, and permutation tests (n = 1000) that shuffled ROI labels to assess whether temperature changes were specific to the archetype architecture (h and J). Pearson correlations were computed to relate temperatures and complexity measures, and questionnaire scores (VAS and the 11‑factor ASC) were correlated with the extracted features.

Results

Archetype parameters and phase behaviour: The archetype coupling matrix J and fields h were estimated from the concatenated dataset. Comparing archetypes estimated separately on LSD and placebo data, the LSD archetype showed a modest reduction in mean coupling (mean change −3.4%) and a reduction in coupling variance (−6.7%), while the mean of the local field array h decreased markedly (−96.3%) with a smaller reduction in its standard deviation (−14.5%), indicating a substantially weaker external drive in the LSD archetype. Exploration of the archetype's phase space revealed that peaks of susceptibility, heat capacity and LZW variance occur at approximately the same temperature, whereas BDM variance peaks at a somewhat higher temperature; at the nominal archetype temperature T = 1, all nodes were reported to be above the model's critical temperature. Individualised temperature shifts: Personalised Ising temperatures fitted per subject and condition were consistently higher under LSD than placebo. On average the LSD temperature exceeded placebo by 6.7% ± 5.1% (mean ± SD). A two‑tailed t-test yielded p = 6.1 × 10^-5 and Cohen's d = 1.35. Given non-normality of temperature estimates, a rank-based one‑tailed Wilcoxon test gave p = 9 × 10^-5, and the permutation test that shuffled ROI labels in the archetype produced p = 1 × 10^-3, supporting the robustness of the LSD-related temperature increase. Complexity measures — empirical and model-derived: LZW complexity computed directly from binarised experimental data showed a weak but statistically significant relationship with condition (paired one‑tailed Wilcoxon p = 0.04), with LSD increasing LZW for roughly two‑thirds of subjects; however, LZW from empirical data did not correlate significantly with individual Ising temperature (r(13) = 0.13, p = 0.65). In contrast, LZW computed on synthetic data sampled from personalised Ising models correlated strongly with fitted temperature (p = 2.7 × 10^-6) and distinguished conditions (one‑tailed Wilcoxon p = 9 × 10^-5); the model-derived LZW difference correlated with delta Ising temperature (r(13) = 0.91, p = 2.7 × 10^-6). BDM produced complementary results. BDM complexity computed from empirical data displayed a moderate correlation with Ising temperature (r(13) = 0.56, p = 0.03) and a weak but significant relationship with condition (one‑tailed Wilcoxon p = 0.04). BDM values computed on synthetic data were highly correlated with temperature (r(13) = 0.97, p = 8.9 × 10^-10) and with condition (one‑tailed Wilcoxon p = 2 × 10^-4). When comparing complexity increases under LSD using synthetic data, both LZW and BDM showed statistically significant increases (one‑tailed Wilcoxon p = 3.5 × 10^-5 and p = 2.1 × 10^-4, respectively). The change in model-derived complexity metrics tracked closely the change in fitted temperature across subjects. Questionnaire correlations: Subjective reports (VAS and 11‑factor ASC) showed no strong, statistically robust relationships with Ising temperature or the complexity metrics. The authors note trend-level correlations: complex imagery with Ising temperature (r = 0.42), elementary imagery with LZW (r = 0.48), and VAS emotional arousal showed trend-level associations with all three features (positive with Ising temperature and BDM, negative with LZW). The extracted text reports these as non‑strong trends rather than conclusive associations.

Discussion

Ruffini and colleagues interpret their findings as consistent with an overall LSD-induced loosening of large-scale network structure and an increase in the disorder and algorithmic complexity of BOLD dynamics. They found that building a single archetype Ising model from the pooled dataset was useful both because fMRI provides relatively limited data per participant and because it yields a common reference against which personalised temperatures can be compared. The archetype exhibits a clear critical point and, unlike translationally symmetric nearest‑neighbour Ising models, shows parcel-dependent sensitivity because its parameters J and h vary across regions; the authors suggest parcels with high susceptibility may be informative targets for stimulation studies. The principal empirical observation is a robust, within-subject increase in fitted Ising temperature under LSD, with the personalised temperatures and archetype temperature both lying above the model's critical point, placing the system in the paramagnetic (disordered) phase. Complexity analyses support this picture: algorithmic-complexity proxies (LZW and BDM) rose with temperature in synthetic data and, to a weaker degree, in empirical data—BDM from empirical data displayed a significant correlation with temperature whereas empirical LZW was only weakly associated. The authors relate these outcomes to theoretical accounts such as REBUS and the entropic‑brain hypothesis, which posit that 5‑HT2A receptor stimulation increases neuronal excitability and reduces the precision of high‑level priors, thereby expanding the repertoire and entropy of spontaneous activity; their results are presented as broadly consistent with those frameworks. Methodological caveats acknowledged by the authors include reliance on binary‑thresholded data (making results dependent on binarisation choices), the limited data length per participant affecting empirical complexity estimates, and the computational cost and scale‑dependence of BDM (which tends towards an entropy-like measure as block size grows and precomputed CTM tables are used). They also emphasise that the Ising approach implemented is a simple, one‑parameter personalisation (temperature) on top of a group archetype, and that alternative methods and metrics of criticality can yield different conclusions. Indeed, the authors note that other studies have reported effects that might be interpreted as shifting dynamics closer to criticality, and that reconciling such differences will require further work examining modelling choices, criticality definitions (statistical vs dynamical), and metric sensitivity. Finally, the investigators report only weak, trend‑level associations between their model-derived features and subjective self-reports, and they attribute this to limited sample size, heterogeneity of subjective reports and the post-hoc timing of some ratings rather than a definitive absence of relation.

Conclusion

The study concludes that, within the Ising-model framework applied here, LSD increases fitted system temperature and algorithmic complexity of binarised BOLD dynamics relative to placebo, consistent with a shift into a more disordered (paramagnetic) regime. Personalised Ising temperatures were robustly higher under LSD, and synthetic-data complexity measures derived from the personalised models correlated strongly with those temperature changes. The authors caution that these findings reflect a specific, simple modelling approach and that other methods and criticality metrics may yield different inferences; they call for further research to reconcile divergent results and to refine models linking pharmacology, whole‑brain dynamics, complexity metrics, and subjective experience.

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RESULTS

To build an Ising model from the data, we transform the fMRI BOLD data series for each parcel into a binary format. This is done by using a threshold. Each data point is assigned a value of +1 if its value is greater than the threshold, and -1 otherwise, with the threshold set to the median of the data in the parcel. Hence the median of the thresholded time series of each voxel is zero and its entropy is maximal.

CONCLUSION

We have developed here a framework for the generation of personalized Ising models starting from archetypes, where data from multiple subjects are assimilated. With regard to the archetypes built separately in each condition, the main changes between the global LSD and placebo archetypes were a decrease of mean connectivity and connectivity variance in the LSD group, as well as a stronger decrease in the external coupled field h i (which is essentially null in the LSD archetype). Both features suggest a loosening of the network towards disorder with the ingestion of LSD, in a manner consistent with the rest of the analysis. We found it especially useful to generate a global archetype assimilating the data from all participants and conditions. This is convenient first because of the relative scarcity of data produced by fMRI BOLD sequences and, second, because it provides a common framework for comparison of individualized models (in this case, characterized by their temperatures relative to the archetype). The archetype generates behavior as a function of temperature similar to the standard, nearest-neighbor Ising model, with a clearly defined critical point. However, unlike the original Ising model, this model does not display translational symmetry because the model parameters (J ij and h i ) vary with each parcel. As a consequence, some of the nodes of the archetype model display higher sensitivity to perturbations than others. The brain parcels corresponding to these nodes are natural areas for further study of the effects of stimulation (invasive or non-invasive) in more sophisticated computational brain models. With regard to the personalized temperatures, we found a very strong correlation between individualized temperature and condition. The individualized temperatures derived from fMRI BOLD data almost uniformly increased with the LSD condition relative to placebo. Statistically speaking, the results are very robust. Moreover, both the archetype temperature (T = 1) and the individualized ones for both conditions were found to be above the critical point of the model. The state in all cases was found to be in the paramagnetic phase, as was found in Ezaki et al (2020). Since Ising temperature was expected to correlate with entropy and disorder in the models, and because of the relevance of the notion of complexity in the analysis of brain data, we studied two proxies (upper bounds) of algorithmic complexity, one closely August 27, 2022 15/26 related to Shannon entropy (LZW), the other more directly connected with the concept of Kolmogorov complexity (BDM). We did this first starting from the data itself and, then, also working with synthetic data generated from the personalized Ising models. While complexity metrics derived from the data related weakly (but significantly) with temperature and condition presumably due to the limited number of data per participant and condition, model-derived LZW and BDM complexity estimates-which are monotonic functions of temperature (Figureand 5)-also correlated strongly with condition. Figure(bottom right) displays the monotonic behavior of BDM complexity with respect to temperature, with a very sharp increase and then almost a plateau. This suggests the bound on complexity magnitude, whereas the slope of increase should be correlated with model parameters and describing the simulation condition. The BDM calculation was time-consuming due to size of the matrices involved, but it has opened an avenue to further investigate the slope of the curve and see if it can be used to get more insight from empirical data and also design better simulations. One limitation in the BDM calculation is that, as the size of matrices is increasing, BDM gets gradually closer and closer to an entropy measurement, as we use precomputed CTM for smaller matrices. Moreover, it is important to note that, in our complexity analysis, we are bounded to binary data, which makes the analysis dependent on how meaningful the binarized version of the data is. Overall, our results are consistent with the notion that psychedelics drive brain dynamics into a more disordered state and, in our modeling framework, away from criticality. The RElaxed Beliefs Under pSychedelics (REBUS) framework) addresses the phenomenology and physiology of psychedelic states by integrating mechanistic insights with the free-energy principle (FEP,). The FEP is a formulation based on causal statistical theory that accounts for action, perception, and learning, and the entropic brain hypothesis (EBH), which associates entropy of spontaneous brain activity with the richness (vividness and diversity) of subjective experience (and posits that psychedelics increase both). The mechanisms of action of psychedelics are believed to begin with stimulation of a specific serotonin receptor subtype (5-HT2AR) on cortical layer V pyramidal neurons, i.e., this is the control signal that results in increased neuronal excitability and dysregulated cortical population-level activity. Through this action, psychedelics are believed to disrupt the regular functioning of various high-level system propertiese.g., major cortical oscillatory rhythms and the integrity of large-scale networks -that are hypothesized to encode the precision-weighting of internal models -i.e., priors, beliefs, or assumptions. According to the so-called 'REBUS' model, psychedelics disrupt models sitting atop the modeling hierarchy, with direct consequences on experience. Interference with microcircuitry associated with high-level models may be expected to release lower-level models that would otherwise be suppressed. In, we hypothesized that increased apparent (Shannon) complexity (entropy) of spontaneous activity is a logical corollary of this action, as courser grain functional architecture will become finer-grained, which is indeed observed using measures such as LZW, such as LZW. The present study extends on previous work, however, by incorporating algorithmically-oriented methods such as BDM. Our results agree with earlier work pointing to the usefulness of complexity metrics and the hypothesis that signal complexity should increase with increased system temperature, and that psychedelics should increase both. As discussed in the context of the algorithmic information theory of consciousness (KT), psychedelics will shift the dynamics of an agent system tracking world data to a less constrained state further away from criticality, and hence produce more complex signals. August 27, 2022 16/26 The above is in line with the idea that the brain operates near a critical point (v.and references therein), and that psychedelics move dynamics into a more disordered state. However, at least in our model and as already described in previous work using similar methods, we found that in our cohort the resting brain in the placebo condition is already above the critical point-that is, the resting, wakeful brain is in a supercritical state as observed through the Ising framework lens. This is consistent with the idea that, while mutual information peaks at the critical temperature, information flow in such systems peaks in the disordered (paramagnetic) phase, which is in apparent contradiction with other studies suggesting a subcritical nature of healthy brain dynamics. We note here in passing that the term "criticality" is used differently by different authors, e.g., dynamical vs. statistical criticality, whose relation is the subject of current research. At least with the data in this study, the statistical criticality metrics developed here -the supercritical system temperature of an Ising model-, provided the best correlate of experimental condition. Finally, with regard to the relation of these metrics with subjective experience as measured by questionnaires, some weak correlations were found at the trend level with all metrics (temperature and complexity metrics), presumably because of the limited number of data and the inherent heterogeneity of self-reports and that these particular ratings were done post-hoc without precise reference to the scanning periods.

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