Depressive DisordersHealthy VolunteersKetamine

Ketamine has distinct electrophysiological and behavioral effects in depressed and healthy subjects

This double-blind, placebo-controlled, brain imaging study (MEG; n=60) found that ketamine (35mg/70kg) produced different effects in healthy (n=25) and depressed (MDD; n=35) subjects. Both had significant improvement in scores of depression, increases in resting gamma power, those with MDD and lower initial gamma scores and higher scores after ketamine improved most.

Authors

  • Carlos Zarate Jr.

Published

Molecular Psychiatry
individual Study

Abstract

Ketamine’s mechanism of action was assessed using gamma power from magnetoencephalography (MEG) as a proxy measure for homeostatic balance in 35 unmedicated subjects with major depressive disorder (MDD) and 25 healthy controls enrolled in a double-blind, placebo-controlled, randomized cross-over trial of 0.5 mg/kg ketamine. MDD subjects showed significant improvements in depressive symptoms, and healthy control subjects exhibited modest but significant increases in depressive symptoms for up to one day after ketamine administration. Both groups showed increased resting gamma power following ketamine. In MDD subjects, gamma power was not associated with the magnitude of the antidepressant effect. However, baseline gamma power was found to moderate the relationship between post-ketamine gamma power and antidepressant response; specifically, higher post-ketamine gamma power was associated with better response in MDD subjects with lower baseline gamma, with an inverted relationship in MDD subjects with higher baseline gamma. This relationship was observed in multiple regions involved in networks hypothesized to be involved in the pathophysiology of MDD. This finding suggests biological subtypes based on the direction of homeostatic dysregulation and has important implications for inferring ketamine’s mechanism of action from studies of healthy controls alone.

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Research Summary of 'Ketamine has distinct electrophysiological and behavioral effects in depressed and healthy subjects'

Introduction

Major depressive disorder (MDD) is commonly resistant to first-line treatments and its neurobiology, as well as the mechanisms of antidepressant drugs, remain incompletely understood. Prior clinical and preclinical work indicates that the NMDA receptor antagonist ketamine produces rapid antidepressant effects in treatment-resistant depression and that enhanced AMPA receptor throughput and synaptic potentiation are important to its action. Acute ketamine administration—and its active metabolite (2R,6R)-hydroxynorketamine—has been associated with increases in gamma-frequency oscillations, a signal thought to reflect the balance of excitation and inhibition in neuronal circuits because gamma depends on both AMPA-mediated excitation and GABAA-mediated inhibition. Disruptions of this inhibition/excitation homeostasis have been implicated in depressive phenotypes in animals and humans, motivating the use of gamma power as a surrogate marker of synaptic homeostasis in clinical investigations of ketamine. This report, drawn from the Ketamine Mechanism of Action (Ket-MOA) study, set out to examine ketamine’s effects on mood and resting-state gamma power in unmedicated, treatment-resistant inpatients with MDD as well as in psychiatrically healthy controls. Nugent and colleagues hypothesised that ketamine would produce sustained increases in gamma power that would correspond to antidepressant improvement. The study therefore measured clinical outcomes and magnetoencephalography (MEG) gamma power at baseline, approximately six to nine hours after infusion, and 11–13 days after infusion to probe both clinical and electrophysiological effects beyond the acute infusion period.

Methods

The investigators used a double-blind, placebo-controlled, randomized crossover design in which each participant received ketamine and placebo infusions two weeks apart; infusion order was randomised. Clinical ratings were obtained before and repeatedly after each infusion (at -60 minutes baseline and at multiple time points up to Day 11), and resting-state MEG recordings were acquired at three sessions: baseline (two to four days before the first infusion), the day of infusion approximately six to nine hours post-infusion, and 11–13 days post-infusion. The primary clinical outcome was the Montgomery–Åsberg Depression Rating Scale (MADRS). The extracted Methods text does not clearly report the ketamine dose used in the infusions. Eligibility criteria for the MDD group required DSM-IV recurrent MDD without psychotic features confirmed by structured interview, a MADRS score ≥20 at screening and before each infusion, failure to respond to at least one adequate antidepressant during the current episode, and being free of psychotropic medications for specified washout intervals. Healthy controls had no Axis I disorder and no family history of Axis I disorders in first-degree relatives, and were free of medications affecting neuronal function. The investigators calculated that a patient sample size of 34 would provide 80% power to detect an antidepressant effect of ketamine of d=0.5 at p<0.05, two-tailed. Clinical outcome analyses used linear mixed models (restricted maximum likelihood) with time and drug as within-subject factors, including the phase-specific baseline as a covariate; participants were included if at least one pre- and one postinfusion measure were available for a phase. Post-hoc contrasts used Bonferroni adjustment for primary outcomes. A broad set of secondary and exploratory scales were administered, including HAM-D17, SHAPS, TEPS, HAM-A, BDI, and dissociation measures (CADSS). MEG data were recorded on a 275-channel CTF system at 1200 Hz. Preprocessing included a 2 Hz high-pass filter, visual inspection and exclusion of artifact-contaminated segments, and selection of up to ten 15-second artifact-free epochs (datasets with fewer than five such segments were discarded). Source localisation used synthetic aperture magnetometry (SAM) beamforming on a 5 mm grid with a multisphere head model co-registered to individual T1 MRI scans. Gamma-band root-mean-square (RMS) power images were normalised relative to the projected noise floor and then divided by the square root of the summed squared images across canonical bands (2–100 Hz). Group-level imaging analyses employed linear mixed models implemented in AFNI’s 3dLME, modelling session, diagnosis, and pre/post-task factors, with age and gender included initially. Because regions of interest (ROIs) were functionally defined from contrasts, the authors note that unbiased effect-size estimates from ROI values are not interpretable. Secondary analyses examined relationships between regional gamma power and clinical response by adding absolute MADRS change as a covariate; exploratory moderation analyses tested whether baseline gamma moderated the association between post-ketamine gamma and MADRS response, with both absolute and percent-change response metrics examined. The exploratory MEG moderation analyses were based on a reduced MDD subsample for whom both baseline and post-ketamine data were available (n=17).

Results

The analysed sample comprised 35 unmedicated, treatment-resistant MDD subjects and 26 healthy control subjects; one healthy control had a baseline MEG but was not randomised. Clinical outcomes in the MDD group showed a robust antidepressant effect: MADRS scores were significantly lower following ketamine versus placebo (F 1,77 = 84.5, p<0.001). Dissociative symptoms measured by CADSS increased acutely with ketamine (significant main effects of drug, time, and drug-by-time interaction), peaking at 40 minutes post-infusion. Ketamine produced improvements across multiple symptom domains in MDD, including measures of anhedonia, anxiety, PTSD symptoms, suicidality, and quality of life, as reported in supplementary materials. Contrary to expectations, healthy control participants displayed a transient worsening of depressive symptoms after ketamine. There were significant main effects of drug and time and a drug-by-time interaction for MADRS in controls (F 1,328 = 61.87, p<0.001). The increase in MADRS was significant at 40, 80, and 120 minutes post-infusion and at Day 1; by Day 2 only one control still scored above the threshold. Seventeen of 24 healthy controls receiving ketamine (71%) showed an increase of at least five MADRS points at any time point versus 1 of 23 receiving placebo (4%). Symptom domains most affected in controls were inner tension, lassitude, inability to feel (anhedonia), psychic anxiety, and somatic anxiety. CADSS scores also increased transiently in controls, peaking at 40 minutes, and CADSS at 40 minutes was only weakly correlated with MADRS (R=0.358, p=0.086), implying that dissociation did not fully account for the transient mood worsening. MEG analyses revealed increased resting-state gamma power following ketamine relative to placebo in both MDD and healthy groups approximately six to nine hours post-infusion. These increases were observed in widespread cortical and subcortical regions implicated in the central executive, salience, and default mode networks. Primary analyses found no simple association between regional gamma power and magnitude of antidepressant response in either group when absolute MADRS change was modelled. In exploratory moderation analyses restricted to ROIs showing post-ketamine gamma increases, baseline gamma power significantly moderated the relationship between post-ketamine gamma and MADRS response in multiple regions (8 of 11 ROIs). The interaction was strongest in the thalamus (F 1,12 = 47.46, p<0.001) and the right insula (F 1,13 = 22.24, p<0.001): in MDD subjects with lower baseline gamma, larger post-ketamine increases in gamma were associated with better antidepressant response, whereas in those with higher baseline gamma, larger increases were associated with worse response. When response was defined as percent change at later time points, the moderating effect attenuated to trend levels in some regions. The authors emphasise that the exploratory MEG moderation findings derive from a small subsample (n=17) and that ROIs were functionally defined so effect sizes cannot be straightforwardly interpreted.

Discussion

Nugent and colleagues interpret their results as confirming a rapid and relatively sustained antidepressant effect of a single ketamine infusion in treatment-resistant MDD, accompanied by increased resting gamma power several hours post-infusion. They also highlight the unexpected but reproducible finding that ketamine transiently increased depressive symptoms in psychiatrically healthy controls, primarily in domains of anxiety, emotional blunting and anhedonia; these mood changes were only weakly related to dissociative side effects, suggesting a separable mood-lowering effect in healthy volunteers. The authors note that gamma power remained elevated six to nine hours after ketamine in both groups, indicating that ketamine’s influence on synaptic plasticity persists beyond the acute infusion. However, the absence of a simple correlation between post-ketamine gamma power and antidepressant response led them to probe heterogeneity within the MDD sample. Exploratory analyses suggested that baseline gamma moderates the relationship between increases in gamma and clinical improvement: increases in gamma appear beneficial when baseline gamma is low but potentially deleterious when baseline gamma is already high. This pattern is consistent with a homeostatic model in which both deficits and excesses of inhibition/excitation balance can be maladaptive, and where restoring an optimal balance may be necessary for antidepressant effect. Several limitations are acknowledged. The moderation findings are post-hoc and based on a small MEG subsample (17 MDD subjects), preventing use of the results as a validated biomarker; functionally defined ROIs preclude unbiased effect-size estimation. The authors also note that there is no clear single ‘‘ideal’’ gamma value applicable across subjects given high inter-subject variability, and that percent-change outcomes at later time points reduced the strength of some associations. Methodological constraints—such as MEG sensitivity differences for deep versus surface sources—are discussed, alongside the need for longitudinal studies with multiple post-infusion time points to characterise the temporal dynamics of gamma, connectivity, and glutamatergic markers. Finally, the investigators emphasise two pragmatic implications derived from their data: first, findings obtained in healthy volunteers may not generalise to clinical populations and thus should be interpreted with caution when used to infer antidepressant mechanisms; second, gamma power may be a candidate marker of synaptic homeostasis that, with further validation, could help stratify biological subtypes of MDD and guide personalised interventions. They recommend hypothesis-driven follow-up studies to test whether baseline electrophysiological measures can prospectively predict who will benefit from interventions that modulate inhibition/excitation balance.

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RESULTS

Ketamine and placebo infusions were administered two weeks apart using a double-blind, placebo-controlled, crossover design, with infusion order randomized. Subjects were rated 60 minutes prior to each infusion and at 40, 80, 120, and 230 minutes as well as at 1, 2, 3, 7, 10, and 11 days after the infusion. The MADRS was the primary outcome measure. Additional secondary outcome measures included the 17-item Hamilton Depression Rating Scale (HAM-D17), the reduced Hamilton-Bech designed to probe rapid changes in depressive symptoms, the Snaith-Hamilton Pleasure Scale (SHAPS), and the Temporal Experience of Pleasure Scale (TEPS). Additional secondary outcome measures administered only through Day 3 included the Hamilton Anxiety Rating Scale (HAM-A), Beck Depression Inventory (BDI), PTSD Checklist Civilian Version (PCL-C), Quality of Life Enjoyment and Satisfaction Questionnaire-Short Form (Q-LES-Q-SF), Clinical Global Impression-Severity Scale (CGI-S), and Scale for Suicide Ideation-5 items (SSI5). Additional scales intended for use in an exploratory analysis of symptom clusters included the Profile of Mood States (POMS), and a seven-item visual analog scale (VAS). The Clinician-Administered Dissociative States Scale (CADSS) was used as the primary assessment of side effects, and the Brief Psychiatric Rating Scale-positive symptoms (BPRS)and YMRSwere also administered. Resting state magnetoencephalography (MEG) recordings were obtained at baseline (two to four days before the first infusion), the day of the infusion (KET-Day0 and Placebo-Day0, approximately six to nine hours post-infusion), and 11-13 days post-infusion (KET-Day12 and Placebo-Day12). Up to two 250-second resting state recordings per time point were analyzed; in general, one recording occurred at the beginning of the session, and the second was acquired approximately 30 minutes to one hour later after a series of tasks. For the resting state recordings, subjects were instructed to relax with their eyes closed and remain still. All data were acquired on a 275-channel CTF system (Coquitlam, BC) at 1200Hz. Background environmental magnetic noise was attenuated by synthetic third gradient balancing. T1 weighted MRI scans were acquired on a 3T GE scanner for co-registration. MEG, rather than EEG, recordings were obtained because MEG is associated with enhanced spatial specificity due to the lack of distortion of neuronal magnetic fields by the skull or scalp.

CONCLUSION

In this study, and consistent with prior work, we report a robust, rapid, and relatively sustained antidepressant response to a single dose of ketamine in MDD patients. Unexpectedly, we also observed significant increases in depressive symptoms in healthy control subjects lasting up to 24 hours post-infusion, primarily in the domains of anxiety and anhedonia. Importantly, increased MADRS scores only weakly correlated with CADSS scores, indicating that depressive symptoms were not entirely accounted for by increased dissociative symptoms. We also observed increased gamma power following ketamine infusion compared to placebo infusion in widespread cortical and subcortical areas in both healthy control and MDD groups six to nine hours post-infusion.. Contrary to our a priori hypothesis, we did not observe a simple relationship between gamma power post-ketamine infusion and antidepressant response. Our post-hoc exploratory models, however, revealed a more complex interaction. In MDD subjects, these models showed that baseline gamma power moderated the relationship between change in gamma power post-ketamine and antidepressant response in multiple regions; subjects with higher baseline gamma power who experienced larger increases in gamma power showed a worse antidepressant response, while subjects with lower baseline gamma power who also experienced larger increases in gamma power showed a better antidepressant response. Taken together, these data suggest that alterations to homeostatic balance may be a crucial piece of ketamine's mechanism of action and, potentially, the pathophysiology of MDD, at least in a treatment-resistant population. Although ketamine infusion in psychiatrically healthy control subjects has been used extensively as a model for schizophrenia, only one study specifically assessed depressive symptoms, reporting a small but significant increase in HAM-D17 scores in eight subjects. Acute increases in BPRS-negative (dysphoric) and anxiety symptoms in healthy controls have also been reported (), a measure that was acutely reduced in our MDD subjects. Multiple studies have also reported increased anhedonia following ketamine infusion in healthy volunteers. While sad mood was not among the most robust symptom domains affected by ketamine infusion in healthy controls in the present study, it is important to note that diagnosing a major depressive episode requires the presence of either sad mood or anhedonia, not both. The short duration of depressive symptoms in response to ketamine in healthy controls may indicate a rapid adaptation to the actions of ketamine; this would be analogous to resiliency in response to stressors, a process known to be altered in individuals with MDD. However, because gamma power was still elevated at the six-to nine-hour post-ketamine time point compared to placebo, this indicates that synaptic homeostasis was not yet fully restored. Notably, the extant literature investigating ketamine's influence on resting gamma oscillations has primarily examined acute response. Studies have reported acute increases in gamma power in widespread frontal, temporal, and parietal areas, as well as thalamic gamma oscillations. Acute increases in gamma power in cortical areas associated with visual and motor tasks have also been reported. Although few studies have investigated time points occurring hours or days post-infusion, gamma band synaptic potentiation has been observed six to seven hours post-infusion, although only the motor cortex was examined. The only fMRI study measuring the non-acute effects of ketamine found reduced resting state functional connectivity 24 hours post-infusion between the medial prefrontal cortex and the posterior cingulate, regions where we observed increased gamma power six to nine hours post-infusion. Because gamma synchrony typically correlates positively with functional connectivity, taken together, these results may indicate that-after a relatively acute phase of increased gamma synchrony and functional connectivity-there may be a rebound phase as homeostasis is restored. Longitudinal studies at multiple time points following ketamine infusion are needed to confirm this hypothesis. Consistent with this notion, an MRS study in healthy control subjects showed an increase in the glutamine/glutamate ratio 24 hours following ketamine infusion that was partly driven by decreases in glutamate; notably, no increase in glutamate was found one hour postinfusion, and other spectroscopy studies in healthy control subjects failed to find differences in glutamate immediately following ketamine infusion. The finding that ketamine induced depressive symptoms in healthy controls, particularly in the domains of anxiety and anhedonia, has important implications. It suggests that ketamine's effects in healthy control subjects may represent a potential model for dysphoria. In addition, while many studies have investigated ketamine infusion in healthy controls in an effort to discern its antidepressant mechanism of action, our findings indicate that one cannot presume that biological findings in healthy subjects will accurately represent the biology of the antidepressant response. Within our MDD subject group, we found that baseline gamma power moderated the relationship between increased gamma power post-ketamine and antidepressant response in multiple regions, consistent with the notion that resting gamma oscillations may be a proxy measure of inhibition/excitation balance and homeostasis, although these exploratory results should be considered preliminary. As a potential explanation for our findings, we would hypothesize that subjects with low baseline gamma power may be in a state where ketamineinduced increases in gamma power (via decreased interneuron and/or increased AMPA receptor activity) re-establish optimal homeostatic balance; in contrast, subjects with high baseline gamma power may experience a further disruption of the homeostatic balance and thus no antidepressant effect (although it should be noted that thalamic gamma power was nominally although not significantly reduced in MDD subjects compared to healthy controls (Figure)). Notably, however, gamma power dysfunction has not been identified as a biomarker for MDD, consistent with the idea that both increases and decreases in gamma power beyond a homeostatic ideal may be pathological. Additionally, it may be difficult to discern an ideal value for gamma power, as there is likely high inter-subject variability, analogous to the high inter-subject variability of the peak alpha frequency. In the present study, gamma power also depended on age and/or gender (see Supplementary Results). Further research is needed to determine whether clinical characteristics or secondary biomarkers can differentiate subjects above versus below their ideal point of inhibition/excitation balance. Substantial evidence for biologically-based MDD subpopulations exists, as recently demonstrated in a large sample of resting state fMRI images collected from over 1,100 patients with MDD. Given the extant correlations between resting state fMRI connectivity, glucose utilization, and gamma synchrony, these fMRI-based subgroups may potentially reflect altered glutamatergic function as well as inhibition/excitation balance. MRS studies in depression have been inconsistent, with both increases and reductions observed in prefrontal glutamate concentrations relative to controls; this may also be attributable to biological subtypes of MDD that may be poorly distinguished on the basis of clinical features alone (reviewed in (77)). Increased gamma power in both healthy controls and MDD subjects was observed in regions relating to the SN, CEN, and DMN, a triad of networks hypothesized to be intimately involved in the pathophysiology of MDD. Many of these same regions also showed a relationship in MDD patients between MADRS response and gamma power after controlling for baseline gamma power, most notably thalamus and insula (an SN region). Interestingly, an fMRI study in healthy control subjects showed increased thalamo-cortical connectivity during acute ketamine infusion, and Dreisen and colleagues showed that the magnitude of the increase in global connectivity of the thalamus was negatively associated with negative symptoms experienced during the infusion. Although MEG is less sensitive to subcortical sources than cortical surface sources, it was used to observe cortico-thalamic gamma oscillations as early as 1991. The beamforming technique used herein enables visualization of deep sources, and prior studies have demonstrated altered gamma power in the thalamus in response to fearful faces in individuals with MDD. Consistent with the idea that prolonged dysrhythmia or deviation from homeostasis can result in neuronal damage, studies have found decreased thalamic volumes in MDD, along with abnormally increased blood flow and metabolismand DMN connectivity. Our exploratory results, while tantalizing, should be treated with caution. Due to the assiduous quality control of our scans, the final sample size for exploratory MEG analysis used only 17 MDD subjects. In addition, these results alone do not provide a biomarker for response to ketamine. While subjects with lower baseline gamma who had the greatest increase in gamma power post-ketamine experienced the greatest antidepressant response, we cannot predict who is likely to experience the greatest gamma power increase in response to ketamine. In addition, there is no clear "ideal" value for raw gamma power post-ketamine, and it is unlikely that an ideal value would apply to all subjects, given that the range of resting gamma power in healthy subjects is relatively broad. We should also note that while, for consistency, we chose the measure of response to ketamine to match what we used in our analyses including the healthy controls (absolute change between MADRS score from t=-60 to +40 minutes), percent change at other time points is more commonly used as a metric of the antidepressant response. Although results no longer remained significant using percent change at later time points, the antidepressant response in our sample was maximal at 40 minutes, even in the depressed subjects, and the variance was significantly larger in the percent change at +230 and day 1. Finally, because these were post-hoc exploratory analyses, further hypothesis-driven investigations are required. Nevertheless, these data have broad implications. First, we found that ketamine infusion in healthy control subjects robustly and rapidly induced depressive symptoms across multiple symptom domains, complicating the interpretation of studies examining the biological response to ketamine in healthy subjects as well as the applicability of those results to individuals with MDD. Second, our finding that gamma power was increased even six to nine hours post-ketamine infusion in both healthy controls and MDD subjects indicates that the influence of ketamine and its metabolites on synaptic plasticity persists outside of the acute infusion period. Third, and most importantly, our results potentially identify gamma power as a marker for synaptic homeostasis, which may enable the discovery of more accurate markers pointing to the degree and direction of divergence from ideal synaptic function. Building on this work, future treatments could be tailored to the degree and direction of dysregulation for each subject individually, potentially enabling a personalized approach to psychiatry.). CADSS scores indicated significant main effects of drug (F 1,414 =57.66, p<.001), time (F 6,380 =43.61, p<0.001), and a drug by time interaction (F 6,380 =45.59, <0.001). CADSS scores peaked at 40 minutes post-ketamine (F 1,389 =326.7, p<.001); the effect of the drug was not significant at any other time point. B) In healthy controls, MADRS scores indicated significant main effects of drug (F 1,328 =61.87, p<0.001) and time (F 9,314 =14.31, p<0.001) and a significant drug by time interaction (F 9,313 =9.87, p<0.001). The increase in depressive symptoms was significant at 40, 80, and 120 minutes post-infusion and at Day 1. Seventeen of 24 healthy controls receiving ketamine (71%) showed an increase of at least five points on the MADRS at any time point, compared to only one of 23 healthy controls receiving placebo (4%). By Day 2, only one healthy control subject still scored above 5 on the MADRS. CADSS scores in healthy controls demonstrated significant main effects of drug (F 1,274 =26.21, p<0.001), time (F 6,261 =27.50, p<0.001), and a drug by time interaction (F 6,259 =26.01, p<0.001), with significant differences between ketamine and placebo observed only at the 40-minute time point.. Because these are functionally defined ROIs, effect sizes cannot be interpreted, although the general trend of MDD subjects exhibiting increases in gamma power following ketamine infusion to a level commensurate with that of the healthy controls following placebo infusion can be observed. HC: healthy control. A) Exploratory results in major depressive disorder (MDD) patients from a mixed model examining post-infusion gamma power in the right thalamus with baseline gamma power and change in Montgomery Åsberg Depression Rating Scale (MADRS) score as a covariate. Significant main effects were noted for both baseline gamma power (F 1,12 =224.8, p<0.001) and MADRS response (F 1,12 =32.6, p<0.001), as was a significant interaction between baseline gamma power and MADRS response (F 1,12 =47.46, p<0.001). The predicted values are plotted versus change in MADRS score from t=-60 to t=+40 following ketamine infusion for three groups of patients stratified by baseline gamma power to visualize the interaction. Note that subgroup stratification was performed here for visualization purposes only; baseline gamma power was a continuous variable in the statistical model. B) The same data from A (above), except with change in gamma power from baseline to ketamine sessions plotted along the y-axis; note that the statistical effects are the same.

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