Ketamine for the treatment of major depressive disorder and bipolar depression: A review of the literature
This literature review (2017) of randomised, placebo-controlled trials explores the effects of ketamine in treatment-resistant depression (TRD) and bipolar depression (BD). Ketamine reduced symptoms in both and is a promising compound for those who have found other treatments lacking.
Authors
- Grady, S. E.
- Klein, K.
- Marsh, T. A.
Published
Abstract
Introduction: Over the past decade, ketamine has been studied for major depressive disorder and bipolar depression. Ketamine is believed to exert its antidepressant properties through N-methyl-D-aspartate receptor antagonism.Methods: Study authors completed a literature review of seven randomized controlled trials of ketamine usage in major depressive disorder and bipolar depression.Results: Ketamine demonstrated a statistically significant improvement over placebo or midazolam in major depressive disorder. Ketamine also exhibited a statistically significant improvement over placebo in bipolar depression.Discussion: Ketamine has shown promise in quickly reducing symptoms in patients with treatment resistant depression and bipolar depression. Using ketamine may be helpful for patients that have exhausted other therapeutic options.
Research Summary of 'Ketamine for the treatment of major depressive disorder and bipolar depression: A review of the literature'
Introduction
Grady and colleagues situate ketamine in its clinical and pharmacological context, noting its origins from phencyclidine in the 1960s and long-standing uses as an anaesthetic and analgesic with dissociative effects. The introduction summarises the proposed mechanisms relevant to mood disorders: noncompetitive antagonism of N-methyl-D-aspartate (NMDA) glutamatergic receptors, potential interactions with norepinephrine and serotonin transporters, and active metabolites such as norketamine. Practical pharmacokinetic points highlighted include poor oral bioavailability (17% to 20%), predominant use of intravenous (IV) administration for depression, a short plasma half-life (1–3 hours), and hepatic metabolism via CYP3A4, 2B6, and 2C9. This review sets out to summarise and critique randomised controlled-trial evidence for ketamine in major depressive disorder (MDD) and bipolar depression, focusing on trials that used an IV dose of 0.5 mg/kg or an intranasal 50 mg formulation. The authors position their work as a synthesis of the small but growing randomised literature that began with early crossover trials (for example a first double-blind, placebo-controlled crossover trial using 0.5 mg/kg IV over 40 minutes) and has since expanded to include active-placebo controlled and intranasal studies. The review aims to clarify efficacy, onset and durability of antidepressant effects, and safety considerations in treatment-resistant populations.
Methods
The investigators performed a literature search of EBSCO, PsycINFO and MEDLINE through December 2015 using the keywords "ketamine" and "depression" with no year limits. Inclusion criteria required studies to be published in English in peer-reviewed journals, to be randomised controlled trials of ketamine, to enrol subjects diagnosed with a major depressive episode according to DSM-III, DSM-IV or DSM-5 criteria, and to administer ketamine at either 0.5 mg/kg IV or 50 mg intranasally. Case reports and case series were excluded. Seven trials met the inclusion criteria: five in MDD and two in bipolar depression. Study selection was performed by two authors (S.G., K.K.) with final selection carried out by S.G. and verified by T.M. The review therefore concentrates on randomised designs, including crossover trials and parallel-group trials with either inert placebo or an active control (midazolam) and captures key outcome measures used across the trials, chiefly changes in clinician-rated depression scales (Hamilton Depression Rating Scale, Montgomery–Åsberg Depression Rating Scale (MADRS)). Where reported, the review notes trial-level design features such as infusion parameters (0.5 mg/kg over 40 minutes for IV trials), timing of rating assessments, and whether concomitant psychotropic medications were allowed.
Results
Across the seven included randomised trials, ketamine produced rapid antidepressant effects in treatment-resistant unipolar and bipolar depression, though sample sizes were generally small and durability of effect was limited. Ketamine versus inert placebo (crossover trials): An 18-subject randomised, double-blind crossover study in treatment-resistant unipolar depression administered 0.5 mg/kg IV over 40 minutes and assessed Hamilton Depression Rating Scale scores up to 7 days. Using a linear mixed model on the 14 subjects who completed both phases, the trial observed significant drug, time and drug-by-time effects (drug F = 58.24, P < .001), with superiority of ketamine emerging by 110 minutes and persisting through day 7. Reported adverse events more frequent with ketamine included perceptual disturbances, confusion, transient blood pressure increases and dizziness; most resolved within about 80 minutes. A single-centre crossover trial in 18 inpatients with bipolar I or II depression found a similar rapid antidepressant effect; this study allowed maintenance lithium or valproate in some participants and achieved near-target power for day 1 outcomes. A replication attempt that enrolled fewer participants than planned reported a significant drug-by-time interaction in intent-to-treat analyses, but extracted text for that trial is truncated and does not fully report all outcome details. Intranasal ketamine: An intranasal trial randomised 18 subjects in a crossover design to 50 mg ketamine versus saline using a mucosal atomisation device. MADRS scores at 24 hours were significantly improved after ketamine compared with placebo (t = 4.39; P < .001), with a mean difference of 7.6 points (95% CI 3.9–11.3). Repeated-measures analyses showed greater improvement with ketamine over the 7-day follow-up (F = 28.10; P < .001). Adverse effects such as feeling strange, memory complaints and fatigue were transient and resolved within about 4 hours. The extracted text notes that some intranasal trial participants were taking concurrent antidepressant or psychotropic medications, which may complicate attribution of effects. Ketamine versus active control (midazolam): A two-centre, double-blind trial by Murrough and colleagues randomised 73 subjects (48 to ketamine 0.5 mg/kg IV, 25 to midazolam 0.045 mg/kg IV; both infused over 40 minutes). The primary outcome was MADRS score at 24 hours. At 24 hours the ketamine group had a mean MADRS of 14.77 (95% CI 11.3–17.80) versus 22.72 (95% CI 18.85–26.59) for midazolam, yielding a significant difference (P < .001). Adjusted analyses also favoured ketamine (95% CI for between-group difference 3.20–12.7). Effects were most pronounced early but began to wane by day 3 and were no longer significantly different by day 7. Adverse events more common with ketamine included dizziness, blurred vision, nausea, poor coordination and restlessness; 17% of ketamine recipients reported significant transient dissociative symptoms that resolved within a few hours. Cognitive effects: A related Murrough trial assessing neurocognitive performance randomised 62 participants to ketamine or control; the extracted text does not clearly report the ketamine dose in this fragment. Analyses showed significant improvements with ketamine versus midazolam in processing speed (F = 6.58; P = .013), verbal learning (F = 6.80; P = .012) and visual learning (F = 6.48; P = .014), with no changes in working memory or reasoning. Baseline slower processing speed was associated with later antidepressant response. The study did not clearly report responder counts in the extracted text and apparently did not obtain MADRS scores after infusion, according to the authors' account of limitations. Across trials, the rapid onset of antidepressant effect (within hours, often peaking by 24 hours) and short-lived duration (typically days to about one week after a single infusion) were consistent findings. Adverse events were generally transient but included dissociative and perceptual effects as well as haemodynamic changes. The extracted text does not provide pooled effect sizes beyond the single-study numerical results described above.
Discussion
Grady and colleagues conclude that ketamine shows promise for rapid symptom reduction in treatment-resistant unipolar and bipolar depression, but emphasise important caveats. The discussion reiterates that a single subanaesthetic infusion of ketamine (0.5 mg/kg over 40 minutes) can produce antidepressant effects within 2–4 hours, often maximal at 24 hours and commonly persisting up to 7 days after a single dose. The authors cite a meta-analysis by Romeo and colleagues (as reported in the extracted text) that found statistically significant antidepressant effects versus placebo from day 1 through day 7 in treatment-resistant depression; subgroup analyses reported sustained efficacy through day 7 for unipolar depression but only through day 4 for bipolar depression. Safety and implementation risks are highlighted: ketamine carries its own adverse-effect profile (psychotic-like and dissociative symptoms, transient blood pressure and heart-rate increases, blurred vision, drowsiness) and has abuse potential. The authors also express concern about unregulated clinical use, including direct-to-consumer access via compounding pharmacies and intranasal or sublingual formulations delivered outside structured clinical settings. Methodological limitations of the evidence base are noted, including small sample sizes, limited generalisability beyond treatment-resistant inpatients, potential unblinding due to perceptual effects, heterogeneity in allowance of concomitant psychotropic medications, and short follow-up durations. For future research, the authors recommend larger, multisite, more generalisable trials, investigation of repeated or multiple-infusion regimens, studies including patients with suicidality, trials testing ketamine as an adjunct to ongoing antidepressants or mood stabilisers (reflecting usual clinical practice), and research to define optimal administration frequency to maximise benefit while managing risks. The authors present ketamine as a potentially useful option for patients who have exhausted other pharmacotherapeutic avenues, but they stress the need for more robust evidence to guide routine clinical use.
View full paper sections
INTRODUCTION
In the 1960s, ketamine was derived from phencyclidine and cyclohexamine and was found to have anesthetic and analgesic properties with possible dissociative and hallucinogenic effects. Ketamine is currently used in clinical settings to induce anesthesia during short procedures. It is also used for the treatment of postoperative, chronic cancer, and neuropathic pain as well as procedural sedation in the emergency department. Recently, ketamine has shown the potential to treat major depressive disorder (MDD) and bipolar depression.The noncompetitive inhibition of the N-methyl-D-aspartate glutaminergic receptors by ketamine has been linked to analgesic, dissociative, and neuroprotective effects. Ketamine can also interact with opioid receptors at high plasma concentrations, causing additional analgesic effects.Ketamine is thought to exert its antidepressant effects through N-methyl-D-aspartate receptor antagonism and possible inhibitory effects on the norepinephrine and serotonin transporter function.Combining all these effects, ketamine administration causes anesthesia, analgesia, tachycardia, increased blood pressure, impaired memory and cognitive function, and visual changes in a dose-dependent manner.Oral ketamine demonstrates poor oral bioavailability (17% to 20%); therefore, intravenous (IV) administration is the primary delivery route. When used for anesthesia, if can be given intravenously or intramuscularly; however, when used for pain management, it can also be given orally, epidurally, intrathecally, and intranasally.Ketamine is water soluble and has a short half-life of 1 to 3 hours.It is metabolized to dehydronorketamine, norketamine, and hydroxynorketamine.Norketamine is an active metabolite with one-third of the analgesic potency of ketamine. The hepatic enzymes responsible for ketamine's biotransformation are CYP3A4, 2B6, and 2C9.Since ketamine is predominantly administered through the IV route in the treatment of depression and bipolar depression, this may pose some challenges. However, its possible usage in patients holds significant promise. The purpose of this review is to summarize and critique data supporting the use of ketamine in depression and bipolar depression. A study completed by Berman et alwas the first doubleblind placebo-controlled crossover trial to demonstrate rapid antidepressant effects of ketamine following a single dose (0.5 mg/kg infused over 40 minutes) in 7 patients. After this initial study, additional trials showed a similar effect in patients with unipolar and bipolar depression.Murrough et alfurther added to this small body of research by studying the effects of ketamine versus midazolam.
METHODS
Study authors searched the EBSCO, PsycINFO, and MEDLINE databases through December 2015 using the key words ''ketamine'' and ''depression'' without limits on publication year. Studies were included if they were published in English in a peer-reviewed journal; were randomized controlled trials of ketamine; included subjects with the diagnosis of major depressive episode based on DSM III, IV, or V criteria; and if ketamine was administered 0.5 mg/kg IV or 50 mg intranasally. Seven studies met inclusion criteria for this analysis. Five evaluated the use of ketamine in MDD (Table) and 2 explored its use in bipolar depression (Table). Case reports and case series were excluded from this review. Study searches were performed by 2 authors (S.G., K.K.), and study selection was completed by 1 author (S.G.) and verified by another author (T.M.).
REVIEW OF THE LITERATURE KETAMINE VERSUS PLACEBO
The objective of a single-setting, randomized, doubleblind, crossover study by Zarate et alwas to determine whether ketamine can achieve a rapid antidepressant response in 18 subjects with treatment-resistant unipolar depression. Inclusion criteria consisted of men and women aged 18-to 65-years-old who were inpatients with a diagnosis of MDD recurrent without psychotic features and who failed at least 2 previous adequate antidepressant trials. Subjects were required to have a score of 18 or higher on the 21-item Hamilton Depression Rating Scale at screening and before the first administration of either ketamine or placebo, be free of a comorbid substance use disorder for at least 3 months, have a negative urine toxicology screen, and have a 2-week medication free period before the start of the study. Exclusion criteria consisted of a DSM-IV diagnosis of bipolar disorder or a history of antidepressant or substance-induced mania or hypomania. The primary outcome measure was the changes in the Hamilton Depression Rating Scale scores from 60 minutes before infusion to 40, 80, 110, and 230 minutes after infusion. Rating scales were also administered 1, 2, 3, and 7 days after the infusion. Subjects were given ketamine 0.5 mg/kg intravenously infused over 40 minutes or 0.9% saline on 2 test days, 1 week apart. A fixed-effects linear model was used to examine differences between ketamine and placebo treatment from baseline to 7 days, and carryover effects were examined using a linear mixed model. Using only subjects who completed both phases of the study (14/18), the linear mixed model showed significant effects for drug (F ¼ 58.24; P , .001), time (F ¼ 9.48; P , .001), and drug and time (F ¼ 4.15, P , .001). Ketamine exhibited statistically significant improvement over placebo beginning at 110 minutes through 7 days (P , .05). When assessing possible carryover effects, no effect for order was found (F ¼ 1.54; P ¼.23). Adverse effects occurring more often in the ketamine group included perceptual disturbances, confusion, blood pressure increases, euphoria, dizziness, and increased libido. None of these were serious and most subsided within 80 minutes of the infusion. Using a crossover design, each subject acted as his or her own control and between-patient variability was removed. Subjects were also required to have a 2-week medicationfree interval before trial entrance so only the effects of ketamine would be exerted. Validated scales were used to measure and assess outcomes. The main limitations of this study included its small sample size and lack of generalizability to other forms of depression besides treatment-resistant unipolar depression. Also, the perceptual disturbances experienced by subjects receiving ketamine could have compromised the blinding of the study. The objective of a single-setting, randomized, doubleblind, crossover study by Diazgranados et aldetermine whether ketamine produces a rapid antidepressant response in 18 subjects with treatment-resistant bipolar depression. Inclusion criteria consisted of men and women aged 18 to 65 years who were inpatients with a diagnosis of bipolar I or II depression without psychotic features and had failed 1 previous adequate antidepressant trial and 1 prospective trial of either lithium or valproic acid while hospitalized. Subjects were required to have a current major depressive episode for at least 4 weeks, have a score of 20 or greater on the Montgomery-Asberg Depression Rating Scale (MADRS) at screening and before the first administration of either ketamine or placebo, be free of a comorbid substance-use disorder for at least 3 months, judged clinically not to be at serious risk of suicide, and medication free of any other psychotropic medication except lithium (serum lithium 0.6-1.2 mEq/L) Since this trial was also a crossover design, its strengths and limitations are similar to those of the aforementioned study.However, an additional strength is the power calculation that was completed before the study and that 90% power was nearly reached on day 1 with strict inclusion criteria. A possible limitation is the subjects' continued use of lithium or valproic acid. A study by Zarate et alwas a replication of the previous study by Diazgranados et al.The objective, inclusion and exclusion criteria, study design, statistical analysis, and outcome measures were the same. A sample size of 20 was expected to reach 80% power with a 2-tailed test. This study only enrolled 15 patients, so power was not achieved. Using all available data with the intent-to-treat sample, the linear mixed model showed a significant drug by time interaction (F ¼ 5.94; P , .001). Ketamine exhibited depressive symp- The primary outcome measure was changes in the MADRS score 24 hours after administration of ketamine or placebo. Ratings were given 60 minutes before intervention as well as 40, 120, and 240 minutes after. Ratings were also administered 1, 2, 3, and 7 days after administration. Eighteen subjects were given 50 mg ketamine or 0.9% saline intranasally through an LMA MADgic mucosal atomization device on 2 test days, 1 week apart. A mixed-model approach was used to assess treatment, period, and carryover, and the primary analysis was a modified intent to treat. Twenty-four hours after the intervention, depressive symptoms were significantly improved in the ketamine group compared with the placebo group (t ¼ 4.39; P , .001). The mean difference in MADRS score between ketamine and placebo was 7.6 6 3.7 (95% confidence interval [CI] ¼ 3.9-11.3). The repeated-measures mixed linear models analysis reported greater improvement with ketamine versus placebo over the 7 day follow-up period (F ¼ 28.10; P , .001). Adverse effects occurring more frequently in the ketamine group were feeling strange, poor memory, and fatigue. None of these were serious and all subsided within 4 hours after the intervention. A possible strength or limitation is the inclusion of subjects taking antidepressants and psychotropic medications during the study period. While this may render it difficult to distinguish between an intrinsic effect of ketamine and the combination of ketamine with other antidepressants, it may reflect clinical practice and the potential use of ketamine in treatment-resistant populations.
KETAMINE VERSUS MIDAZOLAM
The small study size and lack of active control trials in previous studies investigating the use of ketamine for MDD inspired the study by Murrough et al.The objective of this 2-site, double-blind study was to test the rapid antidepressant efficacy of ketamine in treatment-resistant MDD using an active placebo-control condition. Inclusion criteria included the following: 21 to 80 years old, primary diagnosis of MDD, previously failed at least 2 therapeutic trials of antidepressant therapy, a history of at least 1 previous MDD episode, or a diagnosis of chronic MDD in addition to an Inventory of Depressive Symptomology test score .32 at baseline and 24 hours before infusion. Subjects were required to abstain from antidepressant and psychotropic medications for 1 to 4 weeks before infusion, and remain drug free until the conclusion of the study. Subjects were excluded if they had a lifetime history of a psychotic illness, bipolar disorder, alcohol or substance abuse in the past 2 years, an unstable medical condition, serious and imminent suicidal or homicidal ideation, a score ,27 on the Mini Mental State Examination, or taking medications contraindicated with the study drug therapy. Seventy-three subjects were randomized to receive treatment with either ketamine or midazolam. Forty-eight received ketamine 0.5 mg/kg and 25 received midazolam 0.045 mg/kg both infused over 40 minutes. The primary outcome was a reduction in depression severity assessed via the MADRS 24 hours after infusion. A sample size of 72 randomly assigned in a 2:1 ratio (ketamine versus midazolam) would provide 80% power to detect a change in MADRS scores at 24 hours as a function of treatment. Forty-seven subjects from the ketamine group and 25 from the midazolam group were included in the modified intention-to-treat analysis. Baseline characteristics were similar between the 2 groups. At 24 hours, the mean MADRS scores for the ketamine and midazolam groups were 14.77 (95% CI ¼ 11.3-17.80) and 22.72 (95% CI ¼ 18.85-26.59), respectively, resulting in a significant difference between the groups (P , .001, degrees of freedom [df] ¼ 68). When adjusted for baseline and site, there was a significant difference between MADRS scores in both groups (95% CI ¼ 3.20-12.7) without a difference between sites (P ¼.43, df ¼ 1.70). Subject's scores were studied at 1, 2, 3, and 7 days after infusion to evaluate durability of ketamine's effects. Analysis failed to show changes over time as a function of treatment (F ¼ 5.93, df ¼ 1,202, P , .58), but showed main effects for time (F ¼ 7.62, df ¼ 1,202, P , .006) and treatment (F ¼ 5.93, df ¼ 1,202, P , .02). The study showed that over time, subjects in the ketamine group had lower MADRS scores (mean 16.93; 95% CI ¼ 14.03-19.82) than the midazolam group (mean ¼ 23.19; 95% CI ¼ 19.02-27.34; t ¼ 2.33, df ¼ 202, P , .02). The positive effects of ketamine were lost starting around day 3 after infusion. At day 7, the positive effects on depression shown through the MADRS scale no longer showed significant differences between groups. Adverse effects lasting up to 4 hours and occurring more frequently in the ketamine group were dizziness, blurred vision, headache, nausea or vomiting, dry mouth, poor coordination, poor concentration, and restlessness. Of the subjects receiving ketamine, 17% reported significant dissociative symptoms after infusion which subsided within 2 hours. Murrough et alwere successful in creating a strong study design that maximized internal and external validity. Study investigators did so by standardizing infusion and monitoring procedures, using blinding in the study and having an effective control that resulted in similar side effects at the time of and 24 hours after infusion. Using a nonactive drug placebo would undermine the integrity of the study as ketamine produces behavioral effects that would not be present using nondrug placebo. Limitations of this trial include not quite reaching power and lacking information on use of ketamine with other antidepressant or antipsychotic medications that may be used to manage MDD. Many patients with MDD may also have other concurrent mental illnesses, and many of these conditions were excluded from the study. Another study by Murrough et alassessed cognitive functioning after a single dose of ketamine. Study investigators theorized that neurocognitive performance would not be reduced 7 days after ketamine administration; however, the primary outcome measure was a 50% reduction in MADRS score relative to baseline. This study was similar in sites and design to the previous study.Sixty-two subjects underwent randomization to receive either a single IV infusion of ketamine 0. The effects of time, treatment condition, and antidepressant response were analyzed using analysis of variance models and logistic regression. The change in subjects' processing speed (F ¼ 6.58; P ¼.013), verbal learning (F ¼ 6.80; P ¼.012), and visual learning (F ¼ 6.48; P ¼.014) were found to be significantly improved over the midazolam treatment arm. There were no changes in working memory or reasoning. It was determined through linear regression that ketamine responders had significantly slower processing speed at baseline (T score -43.37 6 8.78) compared with ketamine nonresponders (T score ¼ 49.24 6 10.1; F ¼ 4.36; P ¼.043). The study of Murrough et alwas well designed and had a fairly large sample size for this subject matter and strict inclusion and exclusion criteria. Another strength was the use of an active placebo to control for expectation bias. The authors used appropriate statistical analyses; however, they failed to state how many responders compared with nonresponders there were in the treatment group and neglected to take MADRS scores after infusion.
DISCUSSION
Ketamine has shown promise in quickly reducing symptoms in patients with treatment-resistant depression and bipolar depression. Several small clinical trials have shown that a single subanesthetic dose of ketamine, 0.5mg/kg infused over 40 minutes, produces a quick antidepressant response within 2 to 4 hours of administration.This antidepressant effect may reach the highest impact 24 hours after infusion and last up to 7 days. A meta-analysis by Romeo et alanalyzed ketamine's efficacy in depression at day 1, day 2, days 3-4, day 7, and day 14 compared with placebo in treatment-resistant depression. Ketamine demonstrated a statistically significant antidepressant effect compared with placebo from day 1 through day 7. Analyses were repeated to determine if there were any efficacy differences between unipolar and bipolar depression. When including only participants with unipolar depression, ketamine's efficacy was not affected from day 1 through day 7. Patients with bipolar depression, however, only saw efficacy through day 4. Ketamine offers many advantages to patients suffering from treatment-resistant depression and bipolar depression. These include a novel mechanism of action, a fast antidepressant effect, and the absence of some known antidepressant adverse effects (weight changes, sexual dysfunction).Although ketamine works quickly, its antidepressant effects appear to be temporary (lasting a few days to a week) after a single infusion. Ketamine also has its own adverse effect profile along with abuse potential. Reported adverse effects include psychotic and dissociative effects, blood pressure and heart rate fluctuations, blurry vision, and drowsiness.Another risk to consider is the current unregulated practice of ketamine prescribing, dispensing, and monitoring. Patients may perform an Internet search to locate ketamine prescribers and compounding pharmacies that will allow them to receive intranasal and sublingual formulations of ketamine in the mail.Thus, the selection of ketamine for patients will depend on a thorough review of the risks and benefits to each individual. Using ketamine appears to be a helpful option for patients who have exhausted other pharmacotherapeutic avenues. Current data suggest that a single infusion of ketamine is appropriate for patients with treatment resistant unipolar or bipolar depression without psychotic features who lack substance-use disorders. However, larger, multisite, and more generalizable trials should be done to further supplement and enhance the available evidence. These studies should explore the use of ketamine given in multiple infusions for treatment-resistant depression or bipolar depression and examine the utility of ketamine in depressed patients with suicidality. Also, as it does not seem reasonable to completely withdraw antidepressant or mood-stabilizing medication for weeks in clinical practice, studies analyzing ketamine as adjunctive treatment to these agents in patients with a partial response to medications alone seems logical. Lastly, the authors of this manuscript recommend further research regarding ketamine administration frequency to elicit best outcomes for patients.
Full Text PDF
Study Details
- Study Typemeta
- Populationhumans
- Characteristicsliterature review
- Journal
- Compounds