Ketamine

Ketamine and Rapid-Acting Antidepressants: A Window into a New Neurobiology for Mood Disorder Therapeutics

This review (2014) examines the efficacy, safety, and tolerability of ketamine, summarizes the neurobiology of depression, reviews the mechanisms underlying the rapid antidepressant effects of ketamine, and discusses the prospects for next-generation rapid-acting antidepressants.

Authors

  • Abdallah, C. G.
  • Duman, R. S.
  • Krystal, J. H.

Published

Annual Review of Medicine
meta Study

Abstract

Ketamine is the prototype for a new generation of glutamate-based antidepressants that rapidly alleviate depression within hours of treatment. Over the past decade, there has been replicated evidence demonstrating the rapid and potent antidepressant effects of ketamine in treatment-resistant depression. Moreover, preclinical and biomarker studies have begun to elucidate the mechanism underlying the rapid antidepressant effects of ketamine, offering a new window into the biology of depression and identifying a plethora of potential treatment targets. This article discusses the efficacy, safety, and tolerability of ketamine, summarizes the neurobiology of depression, reviews the mechanisms underlying the rapid antidepressant effects of ketamine, and discusses the prospects for next-generation rapid-acting antidepressants.

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Research Summary of 'Ketamine and Rapid-Acting Antidepressants: A Window into a New Neurobiology for Mood Disorder Therapeutics'

Introduction

Major depressive disorder (MDD) is a leading global cause of disability with an estimated lifetime prevalence of about 17% in the United States. Existing antidepressant medications largely target monoaminergic systems, but their efficacy is limited for a substantial subgroup of patients and clinical benefit typically requires weeks to months to emerge. This delay and incomplete response in many patients create an urgent need for rapid-acting treatments with efficacy in treatment-refractory cases. Ari and colleagues present a narrative synthesis of clinical, preclinical, and biomarker research on ketamine as a prototype rapid-acting, glutamate-based antidepressant. The review summarises evidence for ketamine’s rapid antidepressant and antisuicidal effects, examines proposed neurobiological mechanisms (notably synaptic plasticity involving BDNF and mTORC1), and discusses biomarkers, safety, and the prospects for next-generation rapid-acting therapeutics for mood disorders.

Methods

The extracted text represents a narrative review rather than a systematic review; it synthesises findings from placebo-controlled clinical trials, open-label case series, preclinical (rodent) studies, and clinical biomarker investigations. The authors integrate physiological, molecular, imaging, genetic, and clinical outcome data to describe ketamine’s effects and mechanisms. The paper does not provide a methods section specifying a formal literature search strategy, inclusion or exclusion criteria, databases searched, or study selection procedures. Instead, evidence is drawn selectively from replicated controlled trials of low-dose ketamine infusions, various open-label reports of repeated dosing, preclinical mechanistic studies (electrophysiology, microdialysis, molecular signalling), and human biomarker studies using EEG, magnetoencephalography (MEG), magnetic resonance spectroscopy (1H- and 13C-MRS), and peripheral measures such as plasma BDNF. Where available, the authors note trial parameters (for example, common dosing in placebo-controlled trials) and ongoing clinical studies.

Results

Clinical efficacy and dosing: Multiple placebo-controlled studies have replicated rapid antidepressant effects of ketamine in major depressive disorder and bipolar depression. The most commonly studied regimen was a single intravenous infusion of 0.5 mg/kg administered over 40 minutes. Antidepressant effects typically appear within about 4 hours after infusion, persist for several days (commonly 3–7 days), and in some patients last two weeks or longer. Reported response rates at 24 hours post-treatment are approximately 40–60%. The drug’s plasma redistribution half-life is about 4 minutes and the terminal plasma half-life is about 1–3 hours; the antidepressant benefit, however, emerges after the acute perceptual effects have abated. Safety and tolerability: Acute adverse effects observed during infusion include transient perceptual disturbances, dissociation, euphoria, dysphoria, anxiety, nausea, dizziness, and modest elevations in blood pressure and heart rate. These effects generally resolve within 1–2 hours after stopping the infusion. Functional unblinding due to acute side effects was a limitation of early trials; a more recent controlled trial used midazolam as an active comparator to improve blinding and still found robust ketamine effects. Long-term safety data for repeated ketamine dosing are limited; open-label series suggest that repeated low-dose infusions (often up to six sessions given once to three times weekly) can extend benefit for months, but definitive controlled long-term data were not reported in the extracted text. Alternative routes and indications: Rapid antidepressant responses have been reported following other dosing regimens and routes, including 0.2 mg/kg intravenous bolus, 50 mg intranasal, and intramuscular doses of 0.25–0.5 mg/kg. Ketamine also shows rapid reduction in suicidal ideation within hours of a single infusion; the durability and generalisability of antisuicidal effects beyond depressed populations remain to be determined. Preliminary efficacy has been reported in groups typically resistant to standard treatments, including bipolar depression and depression non-responsive to electroconvulsive therapy. Preclinical mechanisms: Rodent studies indicate that low, subanesthetic doses of ketamine trigger a cascade beginning with blockade of NMDA receptors on inhibitory GABAergic interneurons, producing presynaptic disinhibition and a prefrontal glutamate ‘‘surge.’’ This surge drives AMPA receptor activation and, together with blockade of extrasynaptic NMDA receptors, engages postsynaptic signalling pathways such as inhibition of eukaryotic elongation factor 2 (eEF2) kinase (increasing BDNF translation) and activation of mammalian target of rapamycin complex 1 (mTORC1). These events culminate in rapid synaptogenesis, increased dendritic spine density, and synaptic potentiation in prefrontal cortex circuits. The antidepressant and synaptogenic effects are dose-dependent and appear limited to subanesthetic dosing in preclinical models. NMDA receptor subtypes and localisation: The review emphasises that synaptic and extrasynaptic NMDA receptors have opposing roles; synaptic receptors (enriched in GluN2A) promote neuronal survival and synaptogenesis, whereas extrasynaptic receptors (enriched in GluN2B) promote synaptic atrophy and cell stress. This distinction supports the rationale for developing modulators that preferentially target extrasynaptic NMDA receptor signalling. Biomarkers: The authors group clinical biomarker findings into three categories: (a) markers of synaptic strength and prefrontal excitability, (b) markers of restored neurotrophic function, and (c) markers related to the ketamine-induced glutamate surge. Specific findings include: MEG studies linking pretreatment rostral anterior cingulate activity and connectivity patterns to ketamine response; EEG slow-wave changes the night after ketamine consistent with increased synaptic strength and correlating with BDNF and clinical response; and 1H-MRS and PET studies offering indirect and sometimes inconsistent evidence for changes in glutamate/glutamine cycling and regional metabolism after ketamine. Peripheral BDNF studies yielded mixed results: some small trials showed no relationship between baseline serum BDNF and response, while other, larger work reported increased plasma BDNF in responders and an association of better response with the Val/Val BDNF genotype (Val66Met functional variant). Plasma levels of ketamine and norketamine were not consistently associated with clinical response. The authors note the absence of definitive clinical data directly tying the putative glutamate surge to antidepressant efficacy, and they highlight limitations of current MRS techniques (signal overlap of glutamate/glutamine and field-strength dependence) as obstacles to a clear human demonstration.

Discussion

Ari and colleagues interpret the collective evidence as demonstrating that ketamine is the prototype of a glutamate-based class of rapid-acting antidepressants that can produce clinically meaningful symptom relief within hours. They position this work against decades of monoaminergic-focused antidepressant research, arguing that ketamine’s rapid time-course and efficacy in treatment-refractory cases open a new window onto the neurobiology of depression, centred on synaptic homeostasis and prefrontal synaptic connectivity. The authors highlight convergent preclinical and biomarker data implicating BDNF and mTORC1-dependent synaptogenesis as mechanistic mediators of ketamine’s antidepressant effects. They further note that targeting the chain of events from presynaptic disinhibition and glutamate surge through AMPA activation to postsynaptic neuroplastic signalling suggests multiple potential therapeutic targets, including extrasynaptic NMDA receptor modulators, AMPA potentiators, and agents that enhance BDNF or mTORC1 signalling. Key limitations and uncertainties acknowledged include the relatively short duration of benefit after a single infusion, sparse controlled data on repeated or maintenance dosing, limited long-term safety information, and the risk of misuse given ketamine’s abuse liability and toxicity at higher or chronic doses. The problem of functional unblinding in trials and inconsistent biomarker findings (particularly regarding in vivo human measures of glutamate) are described as methodological challenges. The authors call for controlled studies to define optimal dose and route, to characterise the safety and efficacy of repeated administration or maintenance strategies, and to improve biomarker measurement (for example using higher-field 1H-MRS and 13C-MRS) to link acute glutamatergic changes to clinical outcomes. Finally, the review notes broader clinical implications that the investigators see as promising but still preliminary: ketamine’s rapid antisuicidal effects, potential benefits in PTSD, and ongoing exploration in obsessive-compulsive disorder and substance-use disorders. They advocate further research to develop safer, rapid-acting agents that harness the synaptogenic mechanisms identified with ketamine.

Conclusion

The authors conclude that ketamine’s well-replicated rapid antidepressant effects demonstrate the feasibility and therapeutic potential of targeting the glutamatergic system to achieve fast relief from depressive symptoms and suicidality. While a single low-dose infusion appears efficacious and generally well tolerated in the short term, long-term safety, optimal dosing strategies, and maintenance approaches remain unresolved. Ketamine research has, in their view, provided new mechanistic insights—particularly the role of BDNF and mTORC1-driven synaptogenesis—that may guide the development of next-generation rapid-acting antidepressants that are safer and more suitable for routine clinical use.

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INTRODUCTION

Major depressive disorder (MDD) is a leading cause of disability throughout the world. In the United States, the estimated lifetime prevalence is ∼17%. More than 20 different antidepressant medications, all of which target monoaminergic systems, are currently available. However, the efficacy of these medications is limited, with a substantial proportion of patients failing to achieve a sustained remission. Moreover, the full clinical benefit of these traditional antidepressants is only achieved following weeks to months of treatment. Therefore, there is a clear and urgent need for rapid-acting antidepressants with robust efficacy in patients who are refractory to traditional antidepressants. Ketamine is the prototype for a new generation of antidepressants that rapidly alleviate MDD symptoms and display efficacy in patients who are refractory to currently available treatments. Ketamine is a noncompetitive N-methyl-D-aspartate receptor (NMDA) glutamate receptor antagonist used for induction and maintenance of anesthesia. Approximately 15 years ago, we found that low (subanesthetic) doses of this drug administered intravenously began to reduce depression symptoms within 4 h of administration in severely treatment-resistant depressed patients. This finding has since been replicated in multiple controlled studies by several research groups. These rapid and potent antidepressant effects were also demonstrated in patient groups known to respond poorly to current antidepressants, such as patients diagnosed with bipolar disorder and patients with depressive symptoms that did not respond to electroconvulsive therapy. In this review, we briefly discuss the efficacy, safety, and tolerability of ketamine in depressed patients. We then review the neurobiology of depression and describe the mechanisms believed to underlie the rapid antidepressant effects of ketamine. Recently discovered effects of ketamine on molecular pathways involved in synaptogenesis and on brain circuitry critical to affective regulation are summarized. Clinical biomarkers related to the rapid antidepressant effects of ketamine are presented. We conclude by considering the potential implications of ketamine and other rapid-acting antidepressants for the treatment of mood disorders.

THE RAPID ANTIDEPRESSANT EFFECTS OF KETAMINE

In the late 1980s, we and other groups revisited the psychopharmacology of ketamine to link NMDA receptor dysfunction to schizophrenia symptomatologyand enhanced NMDA receptor function to alcoholism. By the mid-1990s, we extended this conceptual approach to depression. Although we were aware of prior evidence implicating NMDA receptors in the pathophysiology and treatment of depression, we were surprised to observe that antidepressant effects emerged so rapidly following the administration of a single ketamine dose and persisted for so long. The antidepressant effects tend to emerge 1-2 h after the acute perceptual disturbances of ketamine have abated and can persist for two weeks or longer in some patients even though the plasma redistribution half-life is approximately 4 min and overall terminal plasma half-life is 1-3 h (14). To date, five placebo-controlled studies have replicated the rapid antidepressant effects of ketamine in MDD and in bipolar depression. These studies infused 0.5 mg/kg of ketamine intravenously over 40 min. The antidepressant effects were evident within 4 h of treatment and sustained for 3-7 days, with a response rate of approximately 40-60% at 24 h post treatment. Although ketamine was generally well tolerated, mild to moderate transient adverse effects were observed. In particular, ketamine induced transient perceptual disturbances, dissociation, euphoria, dysphoria, and/or anxiety during infusion. Physical adverse effects included nausea, dizziness, and minimal increases in blood pressure and heart rate. These adverse effects AMPA: α-amino-3hydroxy-5-methyl-4isoxazolepropionic acid Dendritic spines: small dendritic protrusions on which the majority of synapses are formed Neurotrophic factor: a protein that regulates the growth, differentiation, and survival of neurons BDNF: brain-derived neurotrophic factor abate within an hour of stopping ketamine infusion and are gone completely within two hours. Numerous open-label and case series have reported comparable efficacy, safety, and tolerability following a single infusion of ketamine. A limitation of early placebo-controlled ketamine trials is the functional unblinding of treatment status due to the acute side effects of ketamine. This limitation has been partially mitigated in a recent controlled trial that demonstrated robust rapid antidepressant effects of ketamine compared to midazolam (an anesthetic benzodiazepine) as an active comparator, which optimized blinding to treatment status. Unfortunately, relatively little is known about the long-term safety and efficacy of repeated ketamine dosing, which appears to extend the benefits of single ketamine infusions. Published open-label case reports suggest that repeated ketamine infusions may safely extend the benefits of ketamine for several months, and unpublished clinical observations suggest that these benefits may be extended for a year or more. The limited pilot data currently available are consistent with this view in suggesting that up to six infusions of low-dose ketamine administered once, twice, or three times per week are efficacious in maintaining and prolonging treatment response. A larger controlled study of repeated ketamine administration was recently completed (NCT01627782), and the results will be available in the coming months. Other studies reported rapid antidepressant effects following a single administration of various routes and doses of ketamine, including 0.2 mg/kg intravenous bolus, 50 mg intranasal (26), and 0.5 mg/kg or 0.25 mg/kg intramuscular injection. In depressed patients, ketamine has antisuicidal properties with rapid reduction in suicidal ideation within hours of a single infusion. However, the durability and generalizability of this observation to nondepressed populations remain to be determined. To date, there are few clinical predictors of the antidepressant effects of ketamine. Increased response to ketamine has been described in patients with a family history of alcoholism, a finding that could be related to the enhanced NMDA receptor function in this population.

SYNAPTIC HOMEOSTASIS AND THE NEUROBIOLOGY OF DEPRESSION

This review focuses on mechanisms of synaptic plasticity that link the neurobiology of depression to the therapeutic effects of ketamine. The term synaptic plasticity applies to the mechanisms through which neural circuits regulate their excitability and connectivity, particularly in the context of adaptation, e.g., processes of development, learning, coping with stress, and aging. These phenomena are accomplished by regulating synaptic strength [e.g., changing the number of α-amino-3-hydroxy-5-methyl-4-isoxazolepropionic acid (AMPA) receptors] and synaptic number (e.g., altering dendritic spine density and shape). Of note, synaptic and extrasynaptic NMDA receptors [see sidebar, N-Methyl-D-Aspartate (NMDA) Receptors] have opposing effects on synaptic plasticity, promoting or reducing synaptic strength, respectively. Synaptic plasticity can be "local," such as long-term potentiation, or "global," such as homeostatic plasticity. The latter is of particular relevance to clinical depression, which is associated with reduced prefrontal synaptic connectivity (see below). A major form of homeostatic plasticity is "synaptic scaling," which regulates the overall strength of neuronal synaptic connectivity. For example, a prolonged increase in neuronal activities produces a downscaling in overall synaptic strength. Among many other mechanisms, synaptic scaling is regulated by inflammatory cytokines (e.g., tumor necrosis factor)and by neurotrophins [e.g., brain-derived neurotrophic factor (BDNF)] (40); alteration in both factors has been associated with depression. Over the past two decades, convergent evidence highlighted the role of synaptic homeostasis in the pathophysiology and treatment of depression. In particular, prolonged stress and

N-METHYL-D-ASPARTATE (NMDA) RECEPTORS

NMDA receptors are glutamate ion channel receptors that allow the passage of Ca 2+ and Na + into the cell and K + out of the cell. NMDA receptor activation requires coactivation of the glutamate and glycine sites of the receptor, as well as membrane depolarization to remove Mg 2+ from the receptor's channel. Each NMDA receptor is composed of four subunits. To date, seven subunit types have been identified (GluN1, GluN2A, GluN2B, GluN2C, GluN2D, GluN3A, GluN3B). NMDA receptor functions vary according to their subunit composition and subcellular location. They are typically located in the synapse or in the peri-or extrasynaptic space. Convergent evidence shows opposing effects of synaptic and extrasynaptic NMDA receptors. Synaptic NMDA receptors promote synaptic formation and neuronal survival. In contrast, extrasynaptic NMDA receptor activation promotes synaptic atrophy and neuronal death by altering nuclear calcium. This deregulates target gene expression, leading to mitochondrial dysfunction, reduced dendritic length and arborization, and synaptic loss. Distinct features of synaptic and extrasynaptic NMDA receptors may facilitate the development of extrasynaptic NMDA receptor modulators. For example, extrasynaptic NMDA receptors are enriched with GluN2B subunits and are predominantly coactivated by glycine, whereas synaptic NMDA receptors predominantly contain GluN2A and are coactivated primarily by D-serine. mTORC1: mammalian target of rapamycin complex 1 depression have been associated with neuronal atrophy and overall synaptic depression in the prefrontal cortex (PFC) and the hippocampus, while other brain regions such as the amygdala and nucleus accumbens show changes consistent with neuronal hypertrophy and synaptic potentiation. These synaptic changes are believed to result from stress-induced altered glutamate release and astroglial loss leading to neurotrophic factor deficits and to sustained increase in extracellular glutamate. The excess gluatmate precipitates excitotoxicity, altered synaptic strength, reduced dendritic spine density, dendritic retraction, and reduced dendritic branching in the PFC (44, 50) (Figure). It has been proposed that downregulation of PFC activity leads to gain of function in other brain regions negatively controlled by the PFC, such as the amygdala, a brain region associated with increased anxiety and hypothalamic-pituitary-adrenal axis reactivity. In this model, prefrontal synaptic deficits and the subsequent neuronal dysconnectivity are critical to the progress and treatment of depression. Molecular studies have started to identify signaling pathways implicated in the observed stress-related synaptic dysfunction. It has been found that synaptic deficits are precipitated by reduction in neurotrophic factors such as BDNFand by inhibition of the mammalian target of rapamycin complex 1 (mTORC1) signaling pathway. Inhibition of mTORC1 signaling or reduction of BDNF leads to depressive-like behavior and blocks the effect of antidepressants in animal models of depression. Enhancing mTORC1 signaling or increasing BDNF produces antidepressant effects in preclinical studies. In humans, reduced central and peripheral BDNF levels were found in depressed patients, and a functional variant of BDNF polymorphism (Val66Met) has been related to depression, especially in males. Together these data posit that enhancement of BDNF and mTORC1 signaling leading to prefrontal synaptic formation (synaptogenesis), and reversal of stress-and depression-induced neuronal atrophy and synaptic dysconnectivity, are required for efficacious antidepressant treatment. Traditional antidepressants, targeting monoaminergic systems, were found to increase BDNF and synaptogenesis. However, these effects were only evident following chronic treatment, which is in line with the delayed antidepressant response to these drugs in humans.

STRESS CONTROL

A schematic representation of the proposed neurobiological model of depression. In this model, prolonged stress and depression alter prefrontal glutamate release and reduce glutamate uptake, leading to increased extracellular glutamate and excitotoxicity. High levels of extracellular glutamate precipitate neuronal atrophy through dendritic retraction, reduced dendritic arborization, decreased spine density, and reduced synaptic strength. An example of the effect of prolonged stress on dendritic arborization and length in rats is shown on the right. Therefore, it is proposed that rapid-acting antidepressants would need to directly target the induction of mTORC1 signaling, the increase of BDNF levels, and the ultimate enhancement of prefrontal synaptogenesis.

SYNAPTOGENESIS AND THE RAPID ANTIDEPRESSANT EFFECTS OF KETAMINE

The actions of ketamine are unique in the sense that the antidepressant response emerges after the acute symptoms produced by ketamine abate and after the drug has been metabolized, i.e., the antidepressant effects emerge as a reaction to the acute effects. Recent animal studies have begun to elucidate downstream effects of ketamine that may underlie the beneficial effects in depressed patients. In brief, ketamine's antagonism of the glutamatergic NMDA receptor is the first step in a cascade of events that includes rapid increases in presynaptic glutamate release, enhanced regional activity in excitatory networks, and ultimately marked changes in synaptic plasticity and connectivity. More specifically, a series of recent studies in rodents has demonstrated that low-dose ketamine administration rapidly triggers three consecutive events: first, a presynaptic disinhibition of glutamatergic neurons, which leads to a glutamate surge; second, an increased activation of the AMPA glutamate receptor, combined with the blockade of extrasynaptic NMDA -receptors; and third, a postsynaptic activation of neuroplasticity-related signaling pathways involving BDNF and mTORC1, which results in overall synaptogenesis and synaptic potentiation. Among other postsynaptic signaling pathways, the ketamine-induced synaptogenesis involves the inhibition of the eukaryotic elongation factor 2 (eEF2) kinase, leading to reduced eEF2 phosphorylation and subsequently increased BDNF translation. Together, these acute effects of ketamine treatment Prefrontal synaptic connectivity during normal mood, depression, and after remission of depression. In euthymic individuals, stimulus and circuit activities maintain and regulate synaptic strength. Following prolonged stress and depression, an overall synaptic dysconnectivity is observed along with significant reduction in glutamate neurotransmission, excitatory amino acids transporters (EAATs), BDNF expression and release, and mTORC1 signaling. Ketamine's rapid restoration of prefrontal synaptic connectivity is believed to result from the following consecutive events. (1) Blockade of NMDA receptors located on inhibitory GABAergic interneurons, leading to a stimulus-independent widespread prefrontal glutamate surge. (2) Activation of AMPA receptors combined with blockade of extrasynaptic NMDA receptors. (3) Increased BDNF release and activation of mTORC1 signaling, which in turn increases protein synthesis and AMPA cycling. Abbreviations: , activate; , block; , decrease; AMPA, α-amino-3-hydroxy-5-methyl-4-isoxazolepropionic acid; BDNF, brain-derived neurotrophic factor; GABA, γ-aminobutyric acid; mTORC1, mammalian target of rapamycin complex 1. Group II metabotropic receptor (mGluR2/3): a presynaptic receptor known to inhibit glutamate release rapidly oppose the stress-induced prefrontal neuronal atrophy and synaptic dysconnectivity (58) (Figure). In rodents, microdialysis and electrophysiological studies consistently indicate that low doses of ketamine and other NMDA receptor antagonists induce a "glutamate surge" in the PFC. This glutamate surge has been confirmed by 13 C magnetic resonance spectroscopy (MRS) studies suggesting an increase in glutamate/glutamine cycling, as reflected by the 13 C incorporation into glutamate following injection of a subanesthetic dose of ketamine. At anesthetic doses of ketamine, there are no increases and may even be decreases in extracellular glutamate and in glutamate cycling. Of interest, synaptogenesis and the antidepressant effects of ketamine are also limited to subanesthetic doses. Hence, there is a dose-response parallel between the glutamate surge, synaptogenesis, and the antidepressant effects of ketamine. Further evidence supporting the crucial role of the surge of glutamate neurotransmission in ketamine's effect comes from a well-replicated finding in rodents demonstrating that AMPA receptor activation is required for the antidepressant effects of ketamine. Moreover, we have found that blocking group II metabotropic receptors exerts mTORC1-dependent rapid antidepressant-like effects in a fashion similar to ketamine (68), presumably by precipitating a glutamate surge. Finally, scopolamine, an anticholinergic drug that was recently found to have rapid antidepressant effects in depressed patients, also precipitates a prefrontal glutamate surge, increases mTORC1 signaling, and promotes neurogenesis. Similar to those of ketamine, these rapid antidepressant effects were mTORC1 and synaptogenesis dependent and were blocked by an AMPA receptor antagonist. Taken together, these preclinical data identified novel therpeutic targets for rapid induction of antidepressant-like effects. However, additional studies are needed to investigate the safety and optimal dosing of repeated ketamine administration, as well as other maintenance strategies, to extend the antidepressant effects following single ketamine administration.

CLINICAL BIOMARKERS AND THE RAPID ANTIDEPRESSANT EFFECTS OF KETAMINE

Several biological measures have been utilized in clinical studies to characterize treatment response and to gain insight into neural substrates underlying ketamine's rapid antidepressant effects. These biomarkers can be generally clustered in three categories: (a) biomarkers of synaptic strength and prefrontal excitability, (b) biomarkers of restoration of neurotrophic function, and (c) biomarkers of ketamine-induced glutamate surge.

SYNAPTIC STRENGTH AND PREFRONTAL EXCITABILITY

Magnetoencephalography studies found higher antidepressant responses to ketamine in depressed patients with pretreatment high rostral anterior cingulate activity in response to exposure to fearful faces. Conversely, high pregenual anterior cingulate activity during a working memory task predicted poor response to ketamine. Interestingly, patients with poor pretreatment connectivity between the pregenual anterior cingulate and the left amygdala showed better response to ketamine treatment. Moreover, responders, but not nonresponders, to ketamine treatment showed increased stimulus-evoked somatosensory cortical excitability ∼6 h post treatment. This finding was interpreted as evidence of a positive relationship between ketamine-induced synaptic potentiation and response to treatment. Additional evidence associating synaptic potentiation with ketamine antidepressant effects comes from an electroencephalography (EEG) study, which examined sleep slow waves as putative markers of synaptic plasticity. The study provided evidence of increased synaptic strength the night after ketamine treatment of depressed patients. Additionally, synaptic plasticity changes were related to BDNF and treatment response (see below). Using proton magnetic resonance spectroscopy ( 1 H-MRS), the same research group found an enhanced antidepressant effect of ketamine in depressed patients with low pretreatment frontal glx/glutamate ratio, a presumable surrogate of glutamine (75). However, there was no correlation between pretreatment frontal glutamate and treatment response. Similarly, 1 H-MRS acquired in depressed patients at baseline, 3 h, and 48 h after ketamine infusion found no relationship between ketamine's effect and occipital glutamate, glutamine, and GABA.

RESTORATION OF NEUROTROPHIC FUNCTION

Given the known role of BDNF in the pathophysiology and treatment of depression, several studies have investigated the relationship between ketamine effects and peripheral BDNF levels or a polymorphism of the BDNF gene. An early pilot study found no relationship between serum BDNF and the effects of ketamine in patients with MDD. Another small pilot study in bipolar depression found no differences between pretreatment BDNF levels in responders and nonresponders to ketamine. However, following treatment, serum levels of BDNF were significantly reduced in nonresponders. A more recent, relatively large trial did find a positive relationship between peripheral BDNF levels and the antidepressant effect of ketamine in depressed patients. Four Lamotrigine: an anticonvulsant drug known to inhibit glutamate release hours post ketamine infusion, plasma BDNF increased in responders compared to nonresponders. Using EEG sleep slow waves as a marker of plasticity, another clinical study found a positive relationship between enhanced synaptic strength and increased plasma BDNF 4 h post ketamine administration. This correlation was found in patients who responded to ketamine treatment but not in nonresponders. In addition, a significant increase in plasma BDNF was observed in the total group. A recent genetic study examined the relationship between a functional variant of BDNF (Val66Met; rs6265) and response to ketamine treatment. The Met allele blocks the processing and activity-dependent release of BDNF and is therefore a loss-of-function allele. The study reported enhanced antidepressant effect in patients with the Val/Val BDNF variant compared to Met carriers. Together, these findings corroborate preclinical evidence implicating BDNF in the rapid antidepressant effects of ketamine. Other studies investigated plasma ketamine and its active metabolite norketamine; however, no associations with treatment response were detected. Pretreatment homocysteine, folic acid, and vitamin B12 were examined in patients with bipolar depression, but only B12 was associated with treatment response. Patients with high levels of B12 responded better to ketamine.

KETAMINE-INDUCED GLUTAMATE SURGE

The above data provided clinical evidence for a direct relationship between prefrontal activities, synaptic plasticity, BNDF, and the rapid antidepressant effects of ketamine. However, to our knowledge, there are no clinical data directly relating the ketamine-induced glutamate surge to the antidepressant effects of the drug. In humans, the demonstration of a glutamate surge has been largely examined in healthy volunteers and was driven by interest in the relationship between ketamine-induced glutamate transmission changes and the acute perceptual side effects of ketamine, which mimic core symptoms of schizophrenia. The presence of a glutamate surge and its association with the psychotomimetic effects of ketamine in humans have been suggested by studies showing that glutamate release inhibitors, such as lamotrigine or group II metabotropic agonists, attenuate these perceptual effects (82-85). Interestingly, some depression studies, but not all, have found a positive correlation between the acute perceptual adverse effects and the antidepressant effects of ketamine post treatment. Thanks to the strong relationship between glutamate cycling and energy consumption, positron emission tomography (PET) studies provide indirect evidence of altered glutamate neurotransmission showing increased neural metabolism, particularly in the PFC, following the administration of low-dose ketamine (88-90). 1 H-MRS studies in healthy subjects reported a transient increase in glutamate or glutamine levels in the PFC, although not a consistent one. This inconsistency could be due to the fact that 1 H-MRS measures the total (intra-and extracellular) glutamate level, which may reflect processes other than glutamatergic neurotransmission. In addition, at low-and mid-field strengths (1.5-4.7 Tesla), the 1 H spectroscopy signal from glutamate is difficult to distinguish from glutamine. Future studies in depressed patients using higher-magnetic-field strength (e.g., 7 Tesla) 1 H-MRS and/or using 13 C MRS to measure glutamate/glutamine cycling would be required to determine the relationship between acute glutamate transmission changes and the antidepressant effects of ketamine.

CONCLUSION AND FUTURE DIRECTIONS

Five decades of antidepressant research focused on the monoaminergic system and wrestled with the fact that monoaminergic antidepressants require weeks to months to produce their full therapeutic effects. In addition, these antidepressants were effective in only a fraction of depressed patients. The well-replicated finding of rapid antidepressant effects following a single infusion of the glutamate NMDA receptor antagonist ketamine demonstrated that rapid (within hours) antidepressant effects are possible and that targeting the glutamatergic system may offer a truly novel class of antidepressants. To date, a wealth of controlled and open-label studies have demonstrated the efficacy and tolerability of a single infusion of ketamine in rapidly treating severely refractory depressed patients. However, considering the abuse liability of ketamine and the known toxicity following daily intake of high doses, ketamine administration remains a research procedure with potential risks (see Future Issues, below). Although the large majority of research to date has focused on ketamine's antidepressant effects, emerging evidence also highlights the utility of the drug in rapidly reducing suicidalityand in alleviating post-traumatic stress disorder symptoms. Ketamine is also being studied as a treatment for obsessive-compulsive disorder and cocaine dependence. An intriguing subject for future research is the investigation of the procognitive correlates of the ketamineinduced enhanced prefrontal plasticity demonstrated in rodents and supported by clinical studies. Ketamine research offers a new window into the biology of depression and provides new therapeutic targets to achieve rapid antidepressant effects. The research outlined in this review may lead to new valuable treatments that are safe, rapid in relieving depression and suicidality, and effective for those who are suffering treatment-refractory depression.

SUMMARY POINTS

1. An emerging body of well-replicated evidence has demonstrated the rapid antidepressant effects of ketamine in treatment-refractory patients. 2. Although a single infusion of ketamine appears to be safe, the long-term safety of repeated ketamine dosing is not fully known. 3. Prolonged stress and depression are associated with neuronal atrophy and overall synaptic depression in the PFC. 4. Enhancing BDNF and mTORC1 signaling leads to prefrontal synaptic formation and reversal of stress-and depression-induced neuronal atrophy and synaptic dysconnectivity. This appears to be a required step for efficacious antidepressant treatment. 5. The rapid antidepressant effects of ketamine are triggered by three consecutive -events: first, a presynaptic disinhibition of glutamatergic neurons leading to a glutamate -surge; second, an increased activation of AMPA receptors, combined with blockade of extrasynaptic NMDA -receptors; and third, a postsynaptic activation of neuroplasticity-related signaling pathways involving BDNF and mTORC1, resulting in restoration of prefrontal synaptic connectivity. 6. As a prototype for rapid-acting antidepressants, ketamine has provided an exciting new direction that may offer hope of rapid therapeutics for patients who are suffering from depression.

FUTURE ISSUES

1. What are the optimal dose and preferable route of administration of ketamine?

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