Inhibition of alpha oscillations through serotonin-2A receptor activation underlies the visual effects of ayahuasca in humans
This double-blind randomised placebo-controlled within-subjects study (n=12) investigated whether the neurophysiological effects of orally administered ayahuasca (52.5mg DMT /70kg) can be selectively blocked via 5-HT2A antagonist ketanserin (40 mg/70kg). Selectively blocking of the 5-HT2A pathway inhibited the ayahuasca-induced alpha oscillations in the parieto-occipito-temporal cortex, as well as the intensity of its correlated visual effects, which is the hallmark of the ayahuasca experience.
Authors
- Jordi Riba
Published
Abstract
Introduction: Ayahuasca is an Amazonian psychotropic plant tea typically obtained from two plants, Banisteriopsis caapi and Psychotria viridis. It contains the psychedelic 5-HT2A and sigma-1 agonist N,N-dimethyltryptamine (DMT) plus β-carboline alkaloids with monoamine-oxidase (MAO)-inhibiting properties. Although the psychoactive effects of ayahuasca have commonly been attributed solely to agonism at the 5-HT2A receptor, the molecular target of classical psychedelics, this has not been tested experimentally. Here we wished to study the contribution of the 5-HT2A receptor to the neurophysiological and psychological effects of ayahuasca in humans.Methods: We measured drug-induced changes in spontaneous brain oscillations and subjective effects in a double-blind randomized placebo-controlled study involving the oral administration of ayahuasca (0.75 mg DMT/kg body weight) and the 5-HT2A antagonist ketanserin (40 mg). Twelve healthy, experienced psychedelic users (5 females) participated in four experimental sessions in which they received the following drug combinations: placebo+placebo, placebo+ayahuasca, ketanserin+placebo and ketanserin+ayahuasca.Results: Ayahuasca induced EEG power decreases in the delta, theta and alpha frequency bands. Current density in alpha-band oscillations in parietal and occipital cortex was inversely correlated with the intensity of visual imagery induced by ayahuasca. Pretreatment with ketanserin inhibited neurophysiological modifications, reduced the correlation between alpha and visual effects, and attenuated the intensity of the subjective experience.Discussion: These findings suggest that despite the chemical complexity of ayahuasca, 5-HT2A activation plays a key role in the neurophysiological and visual effects of ayahuasca in humans.
Research Summary of 'Inhibition of alpha oscillations through serotonin-2A receptor activation underlies the visual effects of ayahuasca in humans'
Introduction
Ayahuasca is a traditional Amazonian plant brew containing the psychedelic indole N,N-dimethyltryptamine (DMT) together with β-carboline monoamine-oxidase inhibitors (harmine, harmaline, tetrahydroharmine). Previous research has shown that ayahuasca produces robust subjective effects and broad-band reductions in spontaneous brain oscillatory power, particularly in the alpha band over posterior visual cortex; similar alpha reductions have been noted with other classical psychedelics such as psilocybin. However, while classical psychedelics are generally thought to act via the serotonin-2A (5-HT2A) receptor, the specific contribution of 5-HT2A activation to ayahuasca’s neurophysiological and psychological effects had not been experimentally tested in humans. Valle and colleagues designed a human pharmacological study to test the role of the 5-HT2A receptor in ayahuasca’s effects. The investigators hypothesised that despite ayahuasca’s multi-component chemistry, its characteristic psychedelic phenomenology and the decreases in cortical current density—especially in the alpha band—depend largely on 5-HT2A receptor activation. To test this, they combined oral ayahuasca with pretreatment using the selective 5-HT2A antagonist ketanserin in a double-blind, randomized crossover experiment and measured EEG oscillations, intracerebral current density estimates, and multiple subjective effect scales.
Methods
The study used a double-blind, randomised, balanced crossover design with four experimental sessions per participant, each one week apart. Twelve healthy volunteers (5 female, 7 male; mean age 35) with prior psychedelic experience (≥10 lifetime uses) completed all sessions. Exclusion criteria included current or past psychiatric disorders, substance dependence, significant illness and pregnancy. Participants abstained from psychoactive drugs for two weeks prior to the study and urine drug screens were performed on each experimental day. On each session day participants first received either placebo or 40 mg ketanserin; one hour later they received either encapsulated freeze-dried ayahuasca (individualised to 0.75 mg DMT/kg body weight) or placebo, yielding four treatment conditions: placebo+placebo, placebo+ayahuasca, ketanserin+placebo and ketanserin+ayahuasca. The freeze-dried ayahuasca batch was chemically characterised: per gram it contained 6.51 mg DMT, 13.14 mg harmine, 1.35 mg harmaline and 11.55 mg tetrahydroharmine; at the chosen DMT dose participants ingested approximately 1.51 mg/kg harmine, 0.16 mg/kg harmaline and 1.33 mg/kg THH. Participants remained in the laboratory for 8 hours; key measurements were taken at baseline and 90 minutes after the second treatment when ayahuasca effects were expected to peak. Electrophysiological recordings comprised 3-minute, eyes-closed EEG at 19 standard scalp locations. Signals were band-pass filtered (0.1–45 Hz), digitised at 250 Hz, and preprocessed to remove ocular and movement/muscle artifacts using blind source separation followed by automated epoch rejection; data were segmented into 5-second epochs. Power spectral density was computed using periodograms and averaged; absolute power was extracted for delta (0.5–3.5 Hz), theta (3.5–7.5 Hz), alpha (7.5–13 Hz) and beta (13–35 Hz) bands. Frequency variability was indexed by the centroid deviation (centre-of-gravity frequency) across 0.5–35 Hz. Three-dimensional intracerebral current density was estimated using standardized LORETA (sLORETA) constrained to 6,239 cortical grey matter voxels; analyses used the EEG cross-spectral matrix and squared current density values per voxel and frequency band. Subjective effects were assessed with multiple validated instruments: the Hallucinogen Rating Scale (HRS), the Addiction Research Center Inventory (ARCI), the Altered States of Consciousness questionnaire (APZ) and a battery of visual analogue scales (VAS) rating peak effects retrospectively. Statistical analyses followed International Pharmaco-EEG Group guidelines. Paired t-tests compared drug-induced EEG changes at the 90-minute time point versus baseline; sLORETA voxel-wise contrasts used baseline-corrected, log-transformed values with non-parametric permutation testing to control for multiple comparisons. Subjective measures were analysed with repeated-measures ANOVA across the four treatments, with post-hoc paired t-tests and Bonferroni correction where appropriate. Significance was set at p<0.05.
Results
Twelve participants completed the four-session protocol. Ayahuasca (0.75 mg DMT/kg) produced widespread decreases in absolute EEG power across delta, theta and alpha bands relative to placebo; no significant changes were seen in the beta band. The alpha rhythm showed marked desynchronisation and increased frequency variability (centroid deviation). Ketanserin alone tended to produce effects opposite to ayahuasca: increases in frontal delta power and broader increases in theta, with minimal effects in alpha and beta. Pretreatment with ketanserin before ayahuasca not only offset the ayahuasca-induced delta and theta decreases but produced larger, widespread increases in these bands; importantly, ketanserin completely blocked the alpha-band decreases and normalised centroid deviation. sLORETA source analyses located the strongest ayahuasca-induced current density decreases in the alpha band to posterior regions: occipital, parietal and temporal cortices, with the maximal decrease in primary visual cortex (Brodmann area 18). Smaller alpha decreases also appeared in frontal regions. Theta decreases were localised mainly to lateral and medial frontal areas (peak in superior frontal gyrus, BA 10), while delta decreases were seen in temporal regions (peak in inferior temporal gyrus, BA 20). Ketanserin alone induced frontal theta increases (middle frontal gyrus, BA 6) but did not alter alpha or delta current density; when given prior to ayahuasca it abolished alpha decreases, reversed theta decreases into increases (peaking at precentral gyrus, BA 44), and converted delta decreases into increases in occipital and parietal areas (peak cuneus, BA 30). On subjective measures, ayahuasca significantly increased scores across most HRS subscales (Somaesthesia, Affect, Perception, Cognition, Intensity) except Volition. Ketanserin alone produced no significant subjective effects versus placebo. Ketanserin pretreatment substantially reduced several ayahuasca-induced HRS domains: Affect decreased by 62%, Perception by 56% and Intensity by 36%; however, Volition scores were paradoxically higher after the ketanserin+ayahuasca combination (≈76% increase relative to ayahuasca alone), reflecting greater incapacitation on that subscale. ARCI results showed ayahuasca increased MBG (euphoria), LSD (somato-dysphoric) and A (amphetamine-sensitive) subscales. Ketanserin pretreatment blocked the MBG increase by 80% and reduced the A subscale by 53%, bringing these scores to levels not significantly different from placebo. By contrast, ketanserin did not block the LSD subscale; scores remained elevated after the combination. Notably, ketanserin+ayahuasca produced marked increases in the PCAG (sedation) scale and reduced BG (perceived intellectual efficiency) below placebo. APZ scores increased with ayahuasca on Oceanic Boundlessness (OSE), Dread of Ego-Dissolution (AIA) and Visionary Restructuralization (VUS). Pretreatment with ketanserin reduced these increases (65% reduction for OSE, 55% for AIA, 44% for VUS), although VUS remained significantly above placebo, indicating residual visual phenomena. On VAS items, ayahuasca raised scores for most items except 'bad effects', 'fear' and 'loss of contact with external reality'. Ketanserin reduced several ayahuasca-related VAS scores: 'any effect' by 38%, 'good effects' by 62%, 'liking' by 61%, 'time' by 13%, 'feeling high' by 55%, 'changes in external reality' by 59% and 'visions' by 38%. Some items (e.g. 'any effect', 'time', 'feeling high', 'visions') remained significantly above placebo after the combination, indicating partial blockade. Correlation analyses linked neurophysiology and subjective experience. Greater decreases in alpha current density correlated with stronger VAS visual effects (r=-0.593, p=0.042) and trended with APZ-VUS (r=-0.512, p=0.059). Decreases in theta correlated with changes in VAS 'contact with external reality' (r=-0.591, p=0.043). Delta decreases correlated with changes in contact with external reality (r=-0.724, p=0.008). These correlations were attenuated and lost statistical significance when ketanserin preceded ayahuasca. The authors note two participant outliers who reported higher VAS-Visions after ketanserin+ayahuasca than after ayahuasca alone; removing them changed group means but did not fully account for the partial blockade.
Discussion
Valle and colleagues interpret their findings as evidence that 5-HT2A receptor activation plays a central role in the visual and some affective effects of ayahuasca. Ayahuasca at the studied dose induced broad reductions in EEG power from delta to alpha, with the strongest alpha-band current density decreases localised to posterior visual cortex (BA 18). Those posterior alpha decreases correlated with subjective visual phenomena reported with eyes closed, consistent with the view that suppression of inhibitory alpha in visual networks increases cortical excitability and can underlie visionary experiences. Pretreatment with the 5-HT2A antagonist ketanserin blocked the alpha decreases, attenuated visual and affective subjective ratings, and weakened the correlations between alpha suppression and visual effects, supporting the hypothesis that 5-HT2A agonism mediates these neurophysiological and perceptual changes. The authors situate their results relative to prior work showing similar alpha reductions after psilocybin and other psychedelics, and to neuroimaging evidence linking reduced alpha power to increased regional metabolism and BOLD signal. They report concordant source-localisation findings in parietotemporo-occipital regions and, to a lesser extent, medial prefrontal/anterior cingulate areas; these regions are implicated in visual processing, affect and cognition and may relate to putative therapeutic mechanisms of ayahuasca. The blockade by ketanserin was partial rather than complete, which the investigators discuss in light of differences between DMT and other psychedelics. They note possible contributions from non-5-HT2A mechanisms of DMT such as 5-HT1A agonism, TAAR agonism, substrate activity at serotonin and vesicular monoamine transporters, and sigma-1 receptor modulation. These alternative mechanisms could explain residual subjective effects and the sedative profile observed with the ketanserin+ayahuasca combination (for example, increased ARCI-PCAG scores). Two participants showed atypical increases in visual scores after the combination, and removing them reduced but did not eliminate residual visual reports, further emphasising partial blockade. Key limitations acknowledged by the authors include the selective recruitment of experienced psychedelic users, and incomplete detail in the extraction about precise histories of other drug use; this constrains generalisability. The investigators recommend future studies to assess the contributions of other molecular targets—particularly sigma-1 receptor agonism—to the perceptual, affective and cognitive effects of DMT and ayahuasca. In sum, the data indicate that 5-HT2A activation is a prominent contributor to ayahuasca-induced alpha suppression in posterior cortex and to its visual phenomenology, though other mechanisms likely also participate.
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METHODS
For ethical reasons, we only recruited individuals with prior experience with psychedelics. We wanted to avoid introducing drug-naive individuals to psychedelics, and to make sure that volunteers would be familiar with the modified state of consciousness induced by these drugs. We therefore contacted psychedelic drug users and informed them about the goals of the study, the nature of ayahuasca, its psychological effects, and the potential adverse effects described in the literature for psychedelics. We recruited a group of 12 healthy volunteers (5 females, 7 males) with previous experience with psychedelic drugs (10 times or more). Despite their experience with psychoactive substances, no participant had a current or previous DSM/ICD-10 diagnosis of drug dependence. The volunteers had a mean age of 35 years. Their past experience with psychedelic drugs mainly involved LSD (11/12), Psilocybe mushrooms (11/12) and ayahuasca (8/12). Nine of the participants also had experience with ketamine, six had used 2C-B, five had smoked Salvia divinorum, four had taken mescaline-containing cacti such as peyote or San Pedro, and two had smoked dimethyltryptamine. At the time of the study, eight were using cannabis sporadically (1-2 cigarettes per week). Only four were currently tobacco smokers and eleven consumed alcohol in moderate amounts, from one or two beers or glasses of wine per day to one per month. Prior to participation, all volunteers underwent a complete medical examination that included medical history, physical examination, ECG, and standard laboratory tests, to confirm good health. Exclusion criteria included a current or past history of psychiatric disorders, alcohol or other substance use disorders, evidence of significant illness, and pregnancy. The study was conducted in accordance with the Declaration of Helsinki and subsequent amendments concerning research in humans and was approved by the Sant Pau Hospital Ethics Committee and the Spanish Ministry of Health. All volunteers gave their written informed consent to participate.
RESULTS
Three-minute EEG recordings with eyes closed were obtained from 19 standard scalp locations (Fp1/2, F3/4, Fz, F7/8, C3/4, Cz, T3/4, T5/6, P3/4, Pz and O1/2). Recordings were obtained using a BrainAmp amplifier (Brain Products GmbH, Gilching, Germany) before the first treatment (baseline) and 90 minutes after administration of the second treatment. Signals were referenced to the averaged mastoid electrodes, and vertical and horizontal electrooculograms (EOG) were also obtained for artifact minimization and removal. Signals were analogically band-pass filtered between 0.1 and 45 Hz, digitized with a frequency of 250 Hz. EEG artifact minimization and removal was performed according to a two-step procedure before calculating the parameters. First, an ocular artifact minimization step was implemented using a previously described method based on blind source separation or BSS. The continuous EEG recording was then segmented into 5 second epochs. These segments were automatically analyzed for saturation, muscular and movement artifacts using the procedure described by Anderer and colleagues. After computing the two-step artifact preprocessing procedure, spectral analysis was performed for all EEG channels. Power spectral density (PSD) functions were calculated from artifact-free 5 second epochs by means of a periodogram using a Hanning window, and averaged. Averaged PSD functions for each experimental situation were quantified into absolute powers in the following frequency bands: delta (0.5-3.5 Hz), theta (3.5-7.5 Hz), alpha (7.5-13 Hz), and beta (13-35 Hz). Additionally, frequency variability was measured calculating the deviation of the center-of-gravity frequency or centroid of the total activity (0.5-35 Hz).
CONCLUSION
The present study assessed the contribution of 5-HT2A receptors to the neurophysiological and subjective effects of ayahuasca in humans. Results showed that at the administered dose ayahuasca induced significant psychedelic effects and power decreases in the delta-alpha frequency range. Decreases in alpha-band oscillations had their source in posterior brain regions and correlated with the intensity of the visual modifications induced by ayahuasca. Ketanserin effectively blocked these decreases and reduced this correlation, suggesting a prominent role of the 5-HT2A receptor in the neurophysiological and visionary effects of ayahuasca. The pattern of subjective effects is also in agreement with prior studies with ayahuasca. The 0.75 mg DMT/kg body weight ayahuasca dose chosen for the present experiment was an intermediate dose used in prior experiments by our group (Dos. It effectively induced a transient modified state of awareness characterized by introspection, increased affect and visual phenomena with eyes closed. The broadband power reductions observed in oscillatory activity replicate results in the literature and are consistent with the previous study by our group involving ayahuasca at the dose of 0.85 mg/kg body weight and scalp topography analysis. Our results concerning the source location analysis also agree with a previous study in which broad-band power reductions were localized to parietotemporo-occipital regions and to a lesser extent to the medial prefrontal/anterior cingulate cortex. This pattern of neurophysiological effects has been demonstrated for other psychedelics. Kometer and colleagues, also using EEG, have found that psilocybin-induces reductions in spontaneous alpha oscillations. Muthukumaraswamy and coworkers using magenetoencephalography, a technique that measures the magnetic component of brain oscillations, have also described that psilocybin decreases power of the magnetic signal in a wide range of frequencies, from delta to high gamma. Energy decreases in brain oscillations suggest an excitatory effect of ayahuasca and psychedelics on the cortex. Studies in animals show that psychedelics induce excitatory postsynaptic potentials and currents. Further, the spontaneous alpha rhythm exerts an inhibitory role on the visual cortex in the occipital and parietal lobes. Decreases in alpha rhythm are coupled with increased regional metabolism. This inverse relationship between EEG alpha power and increased cortical activity has also been seen in PET studies of blood flow, and more recently in studies using fMRI. A negative correlation has been found between alpha and BOLD in the anterior cingulate and in the parieto-occipital cortex, a negative relationship that has been extended to the theta and beta bands of the EEG. Our results support an excitatory effect of ayahuasca on cortical regions involved in the processing of visual sensory information (alpha-occipital), memoryaffect (delta-medial temporal lobe or MTL), and cognition-affect (theta-frontolateral and frontomedial cortex). Suppression of inhibitory alpha in the visual network, an area rich in 5-HT2A receptors, potentially led to the visionary phenomena experienced by participants in the absence of external cues (eyes closed). Analogous to our current findings, Kometer and colleagues found that ketanserin blocked psilocybininduced reductions in alpha oscillations. The marked attenuation of alpha decrease and the reduction of visual effects obtained for the ketanserin+ayahuasca pretreatment suggests that both effects are mediated by 5-HT2A receptor activation. Increased sensory excitability in posterior visual areas fits the findings of a recent study assessing ayahuasca effects on directed functional connectivitywell. Using Transfer Entropy and Granger Causality, the authors found that, under ayahuasca, oscillations in posterior regions increased their influence over signals measured at anterior locations. Conversely, oscillatory activity at frontal sources decreased its influence over activity at occipital sites. The authors interpreted their findings in terms of increased feed-forward or bottom-up information transfer and decreased feed-back or top-down control. Our findings would support 5-HT2A agonism as a key mechanism in the modification of brain dynamics induced by ayahuasca. Ayahuasca administration in the present study led to significant increases in measures of affective modifications, in agreement with previous results (Dos. We also found EEG power reductions in areas associated with affective processing, i.e., the MTL and the medial frontal lobe/anterior cingulate cortex (ACC). Power decreases and increased blood flow in these regions had been reported previously using LORETAand SPECT, respectively. The amygdala in the MTL and the ACC are key hubs of affective processing. The amygdala is associated with fear and emotional arousal, whereas the ACC and neighboring medial frontal areas integrate emotion and cognition. Effects at these levels have been proposed to underlie the therapeutic potential of ayahuasca. Ketanserin led to a 62% reduction in the HRS-Affect, subscale, an 80% reduction in the ARCI-MBG (positive mood/euphoria), and antagonized the delta and theta decreases in these regions. These results indicate a prominent role of 5-HT2A activation in the affective effects of ayahuasca and warrant future studies of the cognitive aspects of emotional processing during the ayahuasca experience. An unexpected finding was that while ketanserin decreased the overall intensity of the subjective experience, blockade was only partial. This finding contrasts with more intense inhibition found in studies involving psilocybin. Vollenweider and colleagues, for example, administered the same ketanserin dose (40 mg) prior to a high oral dose of 25 mg psilocybin and obtained reductions between 75% and 98% in the intensity of visual effects. Examining the individual data in our study we found that two participants had a deviant pattern in their scores, with higher scores (60 and 100 mm, respectively) on the VAS-Visions item after the ketanserin+ayahuasca combination than after ayahuasca alone (14 and 74 mm, respectively). If these two participants are removed from the sample, the global mean for this item rises to 60 mm after ayahuasca and drops to 27 mm after the combination. However, even if we removed these two outliers, the inhibition of visual effects in our study would still be far from the suppression levels attained by Vollenweider. One possible explanation for these unexpected results is that DMT interacts with other receptors in addition to 5-HT2A. Indolealkylamines such as DMT and psilocybin also show agonist effects at the 5-HT1A sites. These predominantly pre-synaptic receptors are present in large amounts in the raphe nuclei and their activation suppresses serotonin release. They are also present in the visual cortex, but they exert an inhibitory effect. It is therefore doubtful that increased 5-HT1A activation by DMT in the presence of ketanserin increases visual phenomena. However, 5-HT1A agonism may have been responsible for the marked sedation experienced by participants when given the combination (indicated for instance by the high score on the ARCI-PCAG subscale obtained for the combination). Reductions in vigilance and attentional performance have been observed for the combination of ketanserin plus psilocybin. Theta power increases, as seen in our experiment for ayahuasca+ketanserin, are the characteristic effects of the anxiolytic -HT1A agonist buspirone. DMT shows additional mechanistic differences from other psychedelics, which might account for the partial blockade of the observed effects. For instance, in contrast to the prototypical 5-HT2A agonist 2,5-dimethoxy-4-iodoamphetamine (DOI), DMT induces a weak behavioral head twitch response in animalsand unlike LSD, it does not seem to lead to acute tolerance (Dos. Molecular mechanisms specific to DMT are agonism at the trace amine associated receptor (TAAR); the fact that DMT is a substrate of both the serotonin and the vesicle monoamine transporters; and that it modulates the intracellular sigma-1 receptor. The sigma-1 receptor is a chaperone protein localized in the endoplasmic reticulum. It is involved in the regulation of many other proteins and signaling pathways and it has a protective role in cell survival. It is also involved in neural plasticity, as it promotes dendritic spine and synapse formation. Abnormal function of the sigma-1 receptor has been associated with various neurodegenerative disorders. It is noteworthy that several antidepressants, such as fluvoxamine and sertraline show high affinity for this receptor. It can be speculated that sigma-1 activation by DMT could play a role mediating the antidepressant effects found for ayahuasca. These mechanisms should be addressed in future studies. As a limitation of the study we would like to mention that volunteer recruitment emphasized previous experience with psychedelic drugs. Although participants had no present or previous diagnosis of drug dependence, detailed information on the dose, frequency and duration of consumption of other drugs was not collected. To sum up, the present study assessed the contribution of the 5-HT2A receptor to the neurophysiological and psychological effects of ayahuasca. Ayahuasca induced an intense inhibitory effect on alpha oscillations in the parieto-occipito-temporal cortex that correlated with visual phenomena, a hallmark of the ayahuasca experience. The selective 5-HT2A receptor antagonist ketanserin effectively inhibited neurophysiological modifications, reduced the correlation between alpha and the visual effects, and attenuated the intensity of the subjective experience. These findings suggest that despite the chemical complexity of ayahuasca, 5-HT2A activation may especially contribute to its visual perceptual effects. Future studies should assess the role of other molecular mechanisms, such as sigma-1 agonism, in the perceptual, affective and cognitive effects of DMT and ayahuasca.
Study Details
- Study Typeindividual
- Populationhumans
- Characteristicsplacebo controlleddouble blindrandomizedcrossoverbrain measures
- Journal
- Compounds
- Author