Efficacy of intravenous ketamine treatment in anxious versus nonanxious unipolar treatment-resistant depression
This multisite, double-blind, placebo-controlled study (n=99) evaluated the effect of ketamine (3.5 -; 35 mg/70kg) versus midazolam (3.15 mg/70kg) in anxious versus non-anxious unipolar treatment-resistant depression (TRD). The pilot results concluded that there was no significant effect found between both groups. In contrast to traditional antidepressants, the effects of ketamine may be similar in both anxious and non-anxious TRD subjects.
Abstract
Objective To examine the effect of high baseline anxiety on response to ketamine versus midazolam (active placebo) in treatment-resistant depression (TRD).Methods In a multisite, double-blind, placebo-controlled trial, 99 subjects with TRD were randomized to one of five arms: a single dose of intravenous ketamine 0.1, 0.2, 0.5, 1.0 mg/kg, or midazolam 0.045 mg/kg. The primary outcome measure was change in the six-item Hamilton Rating Scale for Depression (HAMD6). A linear mixed effects model was used to examine the effect of anxious depression baseline status (defined by a Hamilton Depression Rating Scale Anxiety-Somatization score ≥7) on response to ketamine versus midazolam at 1 and 3 days postinfusion.Results N = 45 subjects had anxious TRD, compared to N = 54 subjects without high anxiety at baseline. No statistically significant interaction effect was found between treatment group assignment (combined ketamine treatment groups versus midazolam) and anxious/nonanxious status on HAMD6 score at either days 1 or 3 postinfusion (Day 1: F(1, 84) = 0.02, P = 0.88; Day 3: F(1, 82) = 0.12, P = 0.73).ConclusionIn contrast with what is observed with traditional antidepressants, response to ketamine may be similar in both anxious and nonanxious TRD subjects. These pilot results suggest the potential utility of ketamine in the treatment of anxious TRD.
Research Summary of 'Efficacy of intravenous ketamine treatment in anxious versus nonanxious unipolar treatment-resistant depression'
Introduction
Anxious depression—major depressive disorder (MDD) accompanied by high levels of anxiety—is a common clinical subtype present in roughly half of people with MDD and appears particularly prevalent and difficult to treat in treatment-resistant depression (TRD). Previous antidepressant trials, including large multisite studies, have reported lower remission and response rates in anxious versus nonanxious depression and greater suicidal ideation and side-effect burden in the anxious subgroup. Ketamine, an N-methyl-D-aspartate receptor antagonist with glutamatergic effects, has demonstrated rapid antidepressant activity in TRD in multiple controlled trials, but evidence specifically addressing its efficacy in anxious depression has been limited to a few post hoc analyses with mixed signals. Salloum and colleagues therefore used data from a multisite, randomized, double-blind, active placebo-controlled trial of single-dose intravenous ketamine (four dose levels) versus midazolam to examine whether high baseline anxiety moderated ketamine's acute antidepressant effects. The authors hypothesised, based on prior post hoc reports, that subjects with anxious depression would show greater response to ketamine than those without high anxiety at baseline. The present paper reports secondary analyses testing that hypothesis, focusing on early outcome time points up to 72 hours postinfusion.
Methods
The source trial was a multisite, randomised, double-blind, active placebo-controlled study adding a single infusion of ketamine or midazolam to ongoing, stable antidepressant therapy in adults with unipolar TRD. Eligible participants were aged 18–70 years, met DSM-IV-TR criteria for MDD with a current major depressive episode of at least 8 weeks, and had TRD defined as <50% response to at least two (and no more than seven) adequate antidepressant treatment courses of at least 8 weeks. Participants were required to be on stable antidepressant doses for at least 4 weeks prior to screening; remote raters confirmed eligibility. Randomisation was stratified by body mass index (≤30 and >30) using block methods across six clinical sites. Ninety-nine subjects were randomised 1:1:1:1:1 to receive a single intravenous infusion over 40 minutes of ketamine 0.1 mg/kg (n = 18), 0.2 mg/kg (n = 20), 0.5 mg/kg (n = 22), 1.0 mg/kg (n = 20), or midazolam 0.045 mg/kg (n = 19). Vital signs were monitored during and after infusion, with blood pressure and heart rate recorded immediately prior to infusion and at 15–20-minute intervals for 120 minutes. Anxious depression was defined a priori as a score ≥7 on the Hamilton Depression Rating Scale Anxiety–Somatisation factor (HAMD‑AS), which comprises six items from the HAMD‑17 (psychic anxiety, somatic anxiety, gastrointestinal somatic symptoms, general somatic symptoms, hypochondriasis, and insight). The primary outcome for these secondary analyses was change in the six-item Hamilton Depression Rating Scale (HAMD6) at Days 1 and 3 postinfusion; secondary outcomes included the Montgomery–Åsberg Depression Rating Scale (MADRS; measured on Day 3 but not Day 1) and the Clinical Global Impression–Severity (CGI‑S) on Days 1 and 3. Dissociative symptoms during infusion were assessed with the Clinician-Administered Dissociative States Scale (CADSS), with analyses focusing on the 40-minute time point when dissociation peaked in the main trial. Statistical analyses employed linear mixed-effects models for primary comparisons. For HAMD6 on Day 1, the model used Day 1 HAMD6 as the dependent variable, baseline HAMD6 as a covariate, and predictor variables of ANX (anxious vs nonanxious), GROUP (ketamine pooled vs midazolam) and their interaction, with a random effect for SITE (six sites). The authors also repeated models using a five-level GROUP factor (ketamine 0.1, 0.2, 0.5, 1.0 mg/kg, and midazolam) to assess dose-related moderation. Similar models were fitted for HAMD6 Day 3, MADRS Day 3, and CGI‑S Days 1 and 3. Two-sample t-tests compared CADSS scores at 40 minutes between anxious and nonanxious subjects for (a) all ketamine-treated subjects and (b) the higher-dose ketamine subgroup (0.5 and 1.0 mg/kg). The analyses were conducted using two-tailed tests at alpha = 0.05 with SAS 9.4. The paper notes these anxious-status moderator analyses were a priori planned but the trial was powered only for the main outcome, not for moderator effects.
Results
Of the 99 randomised participants, 45 (45.5%) met the predefined anxious depression criterion (HAMD‑AS ≥7) at baseline. Treatment assignment by arm was: ketamine 0.1 mg/kg (n = 18), 0.2 mg/kg (n = 20), 0.5 mg/kg (n = 22), 1.0 mg/kg (n = 20), and midazolam 0.045 mg/kg (n = 19). Baseline demographic and clinical characteristics were reported in tabular form (details referenced to the main paper). When ketamine arms were pooled and compared to midazolam, the interaction between treatment group and anxious-status was not significant for HAMD6 change on Day 1 (GROUP*ANX: F(1,84) = 0.02, P = 0.88) or Day 3 (F(1,82) = 0.12, P = 0.73). Reported mean change scores from baseline to Day 1 on HAMD6 were: anxious subjects on ketamine −5.36 ± 4.44 and on midazolam −2.89 ± 2.89; nonanxious subjects on ketamine −5.33 ± 4.04 and on midazolam −2.00 ± 2.87. MADRS was not collected at Day 1 per the trial design. Using a five-level GROUP variable to model ketamine doses separately versus midazolam, the GROUP*ANX interaction was not significant for HAMD6 on Day 1 (F(4,78) = 1.62, P = 0.18) nor for CGI‑S on Day 1 (F(4,78) = 0.20, P = 0.08) and Day 3 (F(4,76) = 2.16, P = 0.08). However, the interaction reached the conventional threshold for statistical significance for HAMD6 on Day 3 (F(4,76) = 2.53, P = 0.05). Follow-up analyses reported in the Discussion indicate that, at Day 3, the nonanxious subgroup showed a significantly greater response to the lowest ketamine dose (0.1 mg/kg) compared with the anxious subgroup, and similar dose-specific interactions were observed for MADRS on Day 3; these dose-specific findings were based on small sample sizes and were not corrected for multiple comparisons. Regarding dissociative symptoms, subjects with anxious depression exhibited lower CADSS scores at 40 minutes postinfusion compared with nonanxious subjects. The authors note a higher prevalence of benzodiazepine use in the anxious subgroup, which could have attenuated dissociative symptoms. The extracted results do not report detailed adverse event rates or additional numerical outcomes beyond those summarised above.
Discussion
Salloum and colleagues interpret their findings to mean that intravenous ketamine appears to be similarly efficacious for acute treatment of TRD in patients with and without anxious depression when ketamine doses are analysed together. The pooled analyses showed no significant treatment-by-anxiety interactions on HAMD6 at Days 1 and 3, indicating comparable early antidepressant effects across anxiety subgroups. When ketamine doses were modelled separately, a dose-by-anxiety interaction emerged at Day 3 for HAMD6 and MADRS such that the nonanxious group responded better to the lowest ketamine dose (0.1 mg/kg) than the anxious group; the authors emphasise these dose-specific findings were exploratory, derived from small cell sizes, and not adjusted for multiple comparisons, so they should be interpreted cautiously. The discussion situates the results alongside two prior human reports that explored baseline anxiety and ketamine efficacy: an open‑label single‑infusion trial in 26 unmedicated TRD patients that suggested some advantages in anxious patients, and a pooled analysis from two crossover trials in bipolar depression that found no anxiety-by-drug interaction. Taken together with those reports, the present results are seen as supporting the potential role of ketamine for anxious depression. The authors speculate on possible mechanisms, noting preclinical evidence of anxiolytic-like effects of ketamine in rodent models and hypothesising that ketamine-induced changes in glutamate-mediated synaptic plasticity and downstream neurotrophic signalling (for example, increased AMPA receptor activation and brain‑derived neurotrophic factor release) may underlie both antidepressant and anxiolytic effects. Key limitations acknowledged by the investigators include the trial not being powered to test anxious-status as a moderator, small sample sizes when analysing individual ketamine dose groups, and the absence of postbaseline HAMD‑17 measurements to evaluate trajectories of anxiety symptoms specifically. The authors also note the possibility that concomitant benzodiazepine use in the anxious group may have influenced dissociative symptom measurements. They conclude that the present findings are exploratory and call for larger, adequately powered studies designed specifically to test whether baseline anxiety moderates ketamine response in TRD.
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RESULTS
In order to assess the effect of anxious depression status at baseline on the acute antidepressant response to ketamine versus midazolam treatment, our a priori planned analyses focused on Days 1 and 3 out- come measures. To note, results from previous analyses showed that the difference in efficacy between ketamine and midazolam is most demonstrable at Day 1, therefore largely accounting for the 72-hr hypothesized effect of ketamine. In the case of HAMD6 on Day 1 as the outcome measure, we fit a linear mixed effects model in which HAMD6 score on Day 1 was the dependent variable, HAMD6 score at baseline was a covariate, and predictor variables were ANX (anxious depression, not anxious depression), GROUP (ketamine and midazolam), and their interaction terms. We included a random effect for SITE (six sites). To examine if there was a different effect based on ketamine dosage, we used the same model, but with a five-level GROUP variable (ketamine 0.1, 0.2, 0.5, 1.0 mg/kg, and midazolam) instead of the two-level GROUP variable. We repeated the same type of analyses for the following outcome measures: HAMD6 on Day 3, MADRS on Day 3 (to note: in the trial design, MADRS was not performed on Day 1), and CGI-S on Days 1 and 3 postinfusion. In order to assess the effect of anxious depression status at baseline on the level of dissociative symptoms experienced by subjects who received ketamine treatment, we conducted two independent-samples t-tests, first including all subjects who received ketamine treatment and second including only subjects who received ketamine 0.5 and 1.0 mg/kg (due to these doses correlating significantly with higher levels of dissociative symptoms compared to placebo, as reported in the main paper;. CADSS scores at 40 min postinfusion start (time at which the most significant level of dissociative symptoms was observed in ketamine vs. placebo, as reported in the main paper;was used as the dependent outcome variable. To note, although analyzing baseline anxious status as a moderator of response to ketamine was a priori planned in the study protocol, the study was only powered to detect the main outcome, and therefore not powered to address this exploratory aim. All tests were performed with a significance level of 0.05 (two tailed) using SAS 9.4 statistical software.
CONCLUSION
In this study, we found that ketamine is equally efficacious for treating TRD patients with or without anxious depression. Specifically, there was no significant interaction effect between treatment group assignment and baseline anxious/nonanxious status on the score change of multiple depression scales at Days 1 and 3 postinfusion, with ketamine analyzed as one pooled group. Results were consistent when analyzing ketamine as four separate groups at Day 1, but were found to be statistically significant with respect to both the HAMD6 and MADRS on Day 3, where the nonanxious group responded significantly better to ketamine 0.1 mg/kg compared to the anxious group. However, it is worth pointing out that these analyses were conducted with small sample sizes and without correcting P-values for multiple comparisons. No similar relationships were found for the other doses of ketamine. We also found that subjects with anxious depression experienced a lower level of dissociative symptoms at 40 min after infusion start compared to subjects without anxious depression. One possible explanation may be attributed to the significantly higher proportion of ben-zodiazepine use in subjects with high baseline anxiety state, therefore partially blunting dissociative symptoms in this subgroup. Only two other human studies have explored the interaction between baseline anxiety state and ketamine efficacy in depression: an open-label trial of a single infusion of ketamine in 26 patients with unmedicated TRD, in which post hoc analyses showed similar time to response, significantly lower depression scores, and longer time to relapse in those with versus without anxious depression. Another study conducted post hoc analyses on a pooled dataset of 36 inpatients with treatment-resistant bipolar depression from two randomized crossover trials. Results showed significant drug main effects favoring ketamine over midazolam (active placebo), but no significant drug by anxiety interactions, indicating that ketamine may be effective in both anxious and nonanxious depression groups. Taken together, our results as well as results of the two previous reports highlight the potential role of ketamine in the treatment of anxious depression. In general, patients with anxious depression may represent a more difficult-to-treat subtype of MDD. Previous reports on the use of monoaminergic antidepressants show that patients with anxious depression do not maintain response or remission, and may have a higher side effect burden compared to subjects with nonanxious depression. In the multisite STAR*D trial, remission rates were significantly lower in patients with versus without anxious depression, on citalopram monotherapy (level 1) or after augmentation or switch to another AD (level 2;. Similarly, a large European-based open-label trial found strong association between anxious depression and failure to respond to at least two consecutive adequate AD treatments. treatment outcomes to conventional antidepressants may be related to the fact that these patients tend to have lower socioeconomic status, more comorbid physical illnesses, and greater severity of depression. In contrast to reports from monoaminergic antidepressants, our data suggest that patients with anxious depression respond equally as well to ketamine compared to those with nonanxious depression. The exact mechanism behind the differential response to ketamine versus other conventional antidepressants in anxious depression remains unclear. Preclinical studies suggest that ketamine may have an anxiolytic effect. A recent study showed that the administration of a subanesthetic dose of ketamine to Wistar Kyoto rats, which have impaired long-term hippocampal potentiation and serve as an animal model of anxiety vulnerability, facilitated the extinction of perseverative avoidance behavior in a subset of rats, while also enhancing hippocampal synaptic plasticity in this same subset. Additionally, male rats that received an intraperitoneal injection of ketamine 50 mg had increased entries into an elevated-plus maze, an experience that normally induces anxiety in rodents. On a cellular and molecular level, changes in glutamate-regulated synaptic plasticity, previously suggested as a mechanism of action underlying the antidepressant effect of ketamine, may also be related to its anxiolytic effect. In particular, a series of events initiated by ketamine's actions lead to increased activation of postsynaptic AMPA receptors, inducing the release of neurotrophic factors (e.g., Brain-derived neurotrophic factor) and subsequently increasing local protein synthesis. The latter is responsible for synaptic formation and maturation (i.e., plasticity) in such areas as the prefrontal cortex or hippocampus. A methodological strength of this study was the use of a randomized, active placebo-controlled design in the original trial. However, several limitations are worth noting. First, the study was not powered to assess baseline anxiety status as a moderator of response to ketamine versus midazolam. Second, when assessing ketamine as four separate groups (instead of one combined group), the sample size in each group becomes very small, making observed differences difficult to interpret. Third, the lack of postbaseline HAMD-17 measurements prevented us from assessing whether anxiety symptoms improved as rapidly and thoroughly as core depressive symptoms did (as measured by HAMD6). In conclusion, results of the present study did not demonstrate differential efficacy of ketamine for the treatment of either anxious or nonanxious depression, pointing to the possibility that intravenous ketamine treatment may be equally efficacious in treating subjects with or without anxious TRD. These results are still exploratory and future larger and adequately powered studies designed to specifically test this aim are warranted.
Study Details
- Study Typeindividual
- Populationhumans
- Characteristicsre analysisplacebo controlleddouble blindrandomizedactive placebo
- Journal
- Compound
- Topics
- Author