Efficacy of Intravenous Ketamine for Treatment of Chronic Posttraumatic Stress Disorder
This randomised, double-blind, active placebo-controlled crossover proof-of-concept study (n=41) compared the efficacy of ketamine (35mg/70kg) and midazolam (3.15mg/70kg) for the treatment of patients with depressive symptoms associated with chronic PTSD. They found a rapid reduction in symptom severity following intravenous ketamine infusion.
Authors
- Feder, A.
- Murrough, J. W.
- Parides, M. K.
Published
Abstract
Importance: Few pharmacotherapies have demonstrated sufficient efficacy in the treatment of posttraumatic stress disorder (PTSD), a chronic and disabling condition.Objective: To test the efficacy and safety of a single intravenous subanesthetic dose of ketamine for the treatment of PTSD and associated depressive symptoms in patients with chronic PTSD.Design, Setting, and Participants: Proof-of-concept, randomized, double-blind, crossover trial comparing ketamine with an active placebo control, midazolam, conducted at a single site (Icahn School of Medicine at Mount Sinai, New York, New York). Forty-one patients with chronic PTSD related to a range of trauma exposures were recruited via advertisements. Interventions: Intravenous infusion of ketamine hydrochloride (0.5 mg/kg) and midazolam (0.045 mg/kg).Main Outcomes and Measures: The primary outcome measure was change in PTSD symptom severity, measured using the Impact of Event Scale-Revised. Secondary outcome measures included the Montgomery-Asberg Depression Rating Scale, the Clinical Global Impression-Severity and -Improvement scales, and adverse effect measures, including the Clinician-Administered Dissociative States Scale, the Brief Psychiatric Rating Scale, and the Young Mania Rating Scale.Results: Ketamine infusion was associated with significant and rapid reduction in PTSD symptom severity, compared with midazolam, when assessed 24 hours after infusion (mean difference in Impact of Event Scale-Revised score, 12.7 [95% CI, 2.5-22.8]; P = .02). Greater reduction of PTSD symptoms following treatment with ketamine was evident in both crossover and first-period analyses, and remained significant after adjusting for baseline and 24-hour depressive symptom severity. Ketamine was also associated with reduction in comorbid depressive symptoms and with improvement in overall clinical presentation. Ketamine was generally well tolerated without clinically significant persistent dissociative symptoms.Conclusions and Relevance: This study provides the first evidence for rapid reduction in symptom severity following ketamine infusion in patients with chronic PTSD. If replicated, these findings may lead to novel approaches to the pharmacologic treatment of patients with this disabling condition.
Research Summary of 'Efficacy of Intravenous Ketamine for Treatment of Chronic Posttraumatic Stress Disorder'
Introduction
Posttraumatic stress disorder (PTSD) is a chronic, disabling condition marked by persistent re‑experiencing, avoidance, and hyperarousal following severe trauma. The authors note that existing pharmacotherapies (for example selective serotonin reuptake inhibitors and serotonin–norepinephrine reuptake inhibitors) often leave many patients with residual symptoms or nonresponse. Emerging preclinical and clinical evidence implicates glutamate in stress responsivity and traumatic memory formation, and intravenous (IV) ketamine—an N‑methyl‑D‑aspartate (NMDA) receptor antagonist—has demonstrated rapid antidepressant effects at sub‑anesthetic doses in treatment‑resistant depression, suggesting a potential therapeutic role in PTSD. Feder and colleagues therefore conducted a proof‑of‑concept, randomised, double‑blind, crossover trial to test whether a single sub‑anesthetic IV ketamine infusion would rapidly reduce core PTSD symptoms compared with an active placebo (midazolam). Their primary hypothesis was that ketamine would produce a significantly greater reduction in PTSD symptom severity 24 hours after infusion; a secondary hypothesis was that ketamine would produce a rapid antidepressant effect in patients with PTSD.
Methods
The trial was conducted at a single site and enrolled adults aged 18–55 with a primary diagnosis of chronic PTSD confirmed by structured clinical interview and a Clinician‑Administered PTSD Scale (CAPS) score of at least 50. Key exclusion criteria were lifetime psychotic or bipolar disorder, current eating‑disorder, recent alcohol abuse or dependence, unstable medical illness, active suicidal or homicidal ideation, current psychotropic medication use, and active substance use; all participants underwent physical, laboratory, toxicology and electrocardiographic screening. The extracted text does not clearly report detailed demographic breakdowns beyond noting chronic, typically long‑standing PTSD and that fewer than 50% had prior psychotropic medication exposure. Using a randomised, double‑blind, crossover design, participants received a single IV infusion of ketamine hydrochloride 0.5 mg/kg or midazolam 0.045 mg/kg administered over 40 minutes, with the order randomised and infusions separated by 2 weeks. Midazolam served as an active placebo because it produces transient psychoactive effects and has similar pharmacokinetics. The research pharmacy was the only unblinded party; investigators, clinicians, raters, anaesthesiologists and patients were blinded. Ratings during and after infusion were performed by trained raters, and a different blinded rater conducted baseline and follow‑up assessments at 24, 48, 72 hours and 7 days; additional assessments occurred at 10 and 13 days but analyses focused on the first week. The primary outcome was PTSD symptom severity at 24 hours measured with the Impact of Event Scale‑Revised (IES‑R). Secondary outcomes included clinician‑rated depressive symptoms (Montgomery‑Åsberg Depression Rating Scale, MADRS), self‑reported depressive symptoms (QIDS‑SR), Clinical Global Impression scales (CGI‑S and CGI‑I), and safety/tolerability measures including dissociation (Clinician‑Administered Dissociative States Scale), psychotomimetic symptoms (Brief Psychiatric Rating Scale positive‑symptoms items), and a patient‑rated side‑effect inventory. The primary statistical approach used mixed models to test treatment, period and carryover effects in the crossover sample; a modified intention‑to‑treat analysis included 29 patients with outcome data from both periods, and an additional first‑period analysis (analysis of covariance) used first‑period data from all 41 randomised participants. Tests were two‑sided at the 0.05 level and safety was summarised descriptively. The planned sample size was 40 to provide 80% power to detect a large effect (0.9 SD) on the IES‑R at 24 hours.
Results
Of 57 people who consented, 41 met eligibility criteria and were randomised; all 41 received the first infusion and completed 24‑hour ratings. Twenty‑nine participants completed both infusion periods and corresponding ratings. Twelve participants did not complete both periods: six (all randomised to ketamine first) had sustained improvement (CAPS <50) at 2 weeks and therefore did not receive the second infusion per protocol; two others had CAPS <50 but received their second infusion one week later; remaining reasons included one early infusion discontinuation after incorrect higher dosing and one dropout due to discomfort during infusion. Primary outcome: In the crossover analysis (n = 29), ketamine produced a significantly greater reduction in IES‑R total score at 24 hours compared with midazolam (mean difference 12.7, 95% CI 2.5 to 22.8; P = .02). There was no evidence of period or carryover effects. The first‑period analysis including all 41 randomised participants yielded a similar result (mean difference 8.6, 95% CI 0.94 to 16.2; P = .03). Neither a comorbid major depressive disorder diagnosis at screening nor baseline MADRS score significantly influenced the 24‑hour IES‑R change in these analyses. Secondary outcomes: Ketamine produced comparable improvements across the three IES‑R symptom clusters. In the crossover sample, clinician global ratings (CGI‑S and CGI‑I) at 24 hours were significantly better following ketamine; first‑period analyses supported these findings. By contrast, crossover analyses of depressive symptom scales at 24 hours (MADRS and QIDS‑SR) did not show significant ketamine benefit over midazolam. CAPS scores at 7 days did not differ significantly between treatments (mean difference 8.7, 95% CI −4.8 to 22.2; P = .20). Additional modelling of first‑period data across 24, 48 and 72 hours and day 7 found a significant overall treatment effect on IES‑R (least‑squares difference −8.32; P = .046) and on QIDS‑SR (−2.73; P = .050), with the effect on MADRS approaching significance (−3.99; P = .052). Time effects were significant for IES‑R, MADRS and QIDS‑SR, and no treatment‑by‑time interactions were detected. Adverse events and tolerability: Dissociative effects after ketamine peaked at 40 minutes and had resolved by 120 minutes post‑start of infusion. No clinically significant emergence of psychotic or manic symptoms was observed. One participant discontinued after a second ketamine infusion because of infusion‑related discomfort; another had infusion stopped after 15 minutes because of dosing error. Three patients required acute β‑blocker treatment for elevated blood pressure during ketamine infusion (systolic >180 mm Hg and/or diastolic >100 mm Hg). Patient‑reported adverse effects in the first 24 hours were more frequent with ketamine than midazolam for several symptoms: blurred vision 36% vs 19%, dry mouth 21% vs 16%, restlessness 23% vs 10%, nausea/vomiting 21% vs 3%, poor coordination 15% vs 3%, while fatigue and headache rates were similar or slightly higher with midazolam for fatigue (21% vs 23%) and equal for headache (13% vs 13%).
Discussion
Feder and colleagues interpret their findings as the first randomised, controlled evidence that modulation of the NMDA glutamate receptor with a single sub‑anesthetic IV ketamine infusion can produce a rapid reduction in core PTSD symptoms in patients with chronic PTSD. Improvements were evident at 24 hours and in many cases persisted beyond 24 hours; seven patients randomised to ketamine first had CAPS scores below 50 at two weeks, compared with one patient randomised to midazolam first. The authors note that the ketamine effect on PTSD symptoms remained significant after adjusting for baseline and 24‑hour depressive symptom severity, suggesting an effect on PTSD beyond antidepressant action, although reductions in depressive symptoms were also observed. Positioning the results within prior literature, the authors acknowledge mixed findings from observational studies of ketamine in trauma‑exposed populations but highlight preclinical data implicating glutamate dysregulation and synaptic loss in stress and PTSD. They cite mechanistic hypotheses from animal work showing rapid synaptogenesis and activation of signalling pathways (for example mammalian target of rapamycin and brain‑derived neurotrophic factor) after ketamine, which might underlie rapid clinical effects. The authors acknowledge several limitations: several participants did not receive a second infusion (although in half this was because of sustained clinical improvement), ketamine produced transiently higher rates of dissociative symptoms that may have affected blinding, and the study does not address safety or efficacy of ketamine when combined with other psychotropic medications. They also note that the study was a proof‑of‑concept single‑site trial with a modest sample size and that findings require replication. Suggested next steps include studies of repeated or maintenance ketamine dosing, investigation of ketamine in perioperative settings to prevent PTSD, mechanistic studies, and efforts to identify predictors of response.
Conclusion
The authors conclude that a single IV sub‑anesthetic dose of ketamine was associated with rapid reduction of core PTSD symptoms and with reduction in comorbid depressive symptoms in patients with chronic PTSD, and that the treatment was generally well tolerated without clinically significant persistent dissociative symptoms. They recommend replication and further trials to examine safety and efficacy of repeated dosing, potential preventive use in surgical patients with trauma histories, investigation of mechanisms of action, and identification of pretreatment predictors of response.
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METHODS
Patients with chronic PTSD were enrolled at the Icahn School of Medicine at Mount Sinai, New York, New York, between May 2009 and December 2012. Eligible participants were between 18 and 55 years of age, had a primary diagnosis of PTSD assessed with the Structured Clinical Interview for DSM-IV-TR Axis I Disorders-Patient Version 20 and a score of at least 50 on the Clinician-Administered PTSD Scale (CAPS).Exclusion criteria included a lifetime history of psychotic or bipolar disorder, current bulimia or anorexia nervosa, alcohol abuse or dependence in the previous 3 months, serious unstable medical illness or sleep apnea, active suicidal or homicidal ideation on presentation, or current use of any psychotropic medications. All patients underwent a physical examination and laboratory screening, including routine hematologic, biochemical, and urine toxicology testing, as well as undergoing electrocardiography to rule out unstable medical illness and active substance use. To receive the second IV infusion, a CAPS score of at least 50 was required prior to the second infusion. The institutional review board at Mount Sinai approved the study, and written informed consent was obtained from all study participants. Participants were compensated for their time.
RESULTS
The primary outcome was PTSD symptom severity 24 hours after infusion, assessed with the Impact of Event Scale-Revised (IES-R).Twenty-four hours after infusion was selected as the primary end point because acute sedating and other side effects were expected to have resolved, while potential symptom improvement was expected to persist at 24 hours. Secondary outcome measures included the Montgomery-Asberg Depression Rating Scale (MADRS),the Quick Inventory of Depressive Symptomatology, Self-Report (QIDS-SR),and Clinical Global Impression-Severity (CGI-S) and -Improvement (GCI-I) scalesadministered by a study clinician 24 hours, 48 hours, 72 hours, and 7 days after infusion. The IES-R was also administered 48 hours, 72 hours, and 7 days after infusion. The CAPS was administered at baseline and 7 days after infusion. General side effects and possible dissociative, psychotomimetic, and manic symptoms were measured with the Pa-tient-Rated Inventory of Side Effects,the Clinician-Administered Dissociative States Scale,the Brief Psychiatric Rating Scale, the 4-item positive symptoms subscale,and item 1 (elevated mood) of the Young Mania Rating Scale.The Patient-Rated Inventory of Side Effects is a 9-item self-report scale that inquires about side effects in 8 organ systems and other general side effects.
CONCLUSION
A single dose of ketamine, compared with a psychoactive placebo control medication, was associated with rapid reduction in core PTSD symptoms in patients with chronic PTSD, and benefit frequently was maintained beyond 24 hours. Symptoms remained significantly reduced at 2 weeks in 7 patients who responded to ketamine compared with 1 patient who responded to midazolam, as indicated by a CAPS score of less than 50. These data provide the first randomized, controlled evidence that NMDA receptor modulation can lead to the rapid clinical reduction of core PTSD symptoms in patients with chronic PTSD. Greater reduction in PTSD symptom severity following ketamine infusion compared with midazolam infusion remained significant even after adjusting for baseline and 24-hour depressive symptom severity. Although the reductions in PTSD and depressive symptoms might be related, this finding suggests an effect of ketamine on PTSD symptom levels over and above the effects on depressive symptoms. Ketamine was also associated with the reduction in comorbid depressive symptoms, possibly broadening the therapeutic use of NMDA receptor modulation for the treatment of depressive symptoms in PTSD patients, who frequently have comorbid major depressive disorder. Patients also showed improvement in global clinical ratings following ketamine infusion. Although reduction in depressive symptoms in patients with PTSD who received ketamine was less pronounced than that reported in studies of patients with treatment-resistant major depressive disorder, this sample was not selected for the presence of major depressive disorder or for depressive symptom severity. We also demonstrated that a single dose of IV ketamine is a safe and generally well-tolerated intervention for patients with chronic PTSD; ketamine was associated with only transient dissociative symptoms, without significant emergence of psychotic or manic symptoms. These initial findings also allay concerns about possible worsening of PTSD symptoms following ketamine administration, at least in patients with chronic PTSD, including any sustained induction or worsening of dissociative symptoms. Our findings necessitate replication and further study. The strengths of our study include the enrollment of patients with moderate to severe PTSD symptom levels, the use of the active placebo control midazolam, which strengthened the blind (compared with saline solution) because midazolam can also induce transient psychoactive effects, and the shielding of the primary outcome rater from adverse effects occurring during the day of infusion. Of note, ketamine demonstrated a superior effect to that of midazolam, despite the fact that midazolam may have a potential acute benefit in a study of patients with chronic PTSD, because it is also a well-known anxiolytic. Although practice guidelines recommend against the use of benzodiazepines for the treatment of PTSD, 4,30 only 2 randomized clinical trials examining benzodiazepine efficacy in PTSD treatment have been published.Benzodiazepines, through their actions on the γ-aminobutyric acid A receptor complex, have demonstrated anxiolytic, sedative, hypnotic, muscle relaxant, and amnestic effects in patients with anxiety disorders and other conditions.The biological mechanisms underlying the effects of ketamine, a glutamate NMDA receptor antagonist, in patients with PTSD are unknown. The role of glutamate in memory formation, including trauma-related memories, and in the pathophysiology of PTSD has recently received increased attention.Although acute stress enhances glutamate trans-mission in the prefrontal cortex, chronic stress disrupts it.Animal studies have demonstrated reductions in synaptic density and complexity in the prefrontal cortex and hippocampus secondary to chronic stress.More recently, ketamine has been shown to rapidly increase the number and function of synaptic connections in the prefrontal cortex, rapidly reversing behavioral and neuronal changes resulting from chronic stress in rats, partially through activation of the mammalian target of rapamycin signaling pathway and stimulation of brainderived neurotrophic factor signaling.The limitations of our study include the fact that several patients did not receive a second infusion, but in half of these patients, this second infusion was prevented per protocol because of sustained reduction in PTSD symptom levels 2 weeks after ketamine infusion. Ketamine was associated with transient but higher rates of dissociative symptoms than midazolam, likely affecting the blind. The present study also does not address the important question of the safety or efficacy of ketamine in combination with other psychotropic medications in PTSD. Ketamine is associated with very few drugdrug interactions, and no contraindications exist to its combination with antidepressants, benzodiazepines, or other psychotropic medications.
Study Details
- Study Typeindividual
- Populationhumans
- Characteristicsrandomizeddouble blindplacebo controlledactive placebocrossover
- Journal
- Compound
- Topics