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Daytime ayahuasca administration modulates REM and slow-wave sleep in healthy volunteers

This randomised, double-blind, active placebo-controlled, cross-over study (n=22) investigated the effects of daytime ayahuasca (DMT 70mg/70kg) consumption on sleep parameters, compared with active placebo (20mg d-amphetamine). Results showed that daytime serotonergic psychedelic drug administration leads to measurable changes in PSG and sleep power spectrum and suggest an interaction between these drugs and brain circuits modulating REM- and SWS- sleep.

Authors

  • Jordi Riba

Published

Psychopharmacology
individual Study

Abstract

Objectives: Ayahuasca is a traditional South American psychoactive beverage and the central sacrament of Brazilian-based religious groups, with followers in Europe and the United States. The tea contains the psychedelic indole N,N-dimethyltryptamine (DMT) and β-carboline alkaloids with monoamine oxidase-inhibiting properties that render DMT orally active. DMT interacts with serotonergic neurotransmission acting as a partial agonist at 5-HT1A and 5-HT2A/2C receptor sites. Given the role played by serotonin in the regulation of the sleep/wake cycle, we investigated the effects of daytime ayahuasca consumption in sleep parameters.Measurements and results: Subjective sleep quality, polysomnography (PSG), and spectral analysis were assessed in a group of 22 healthy male volunteers after the administration of a placebo, an ayahuasca dose equivalent to 1 mg DMT kg−1 body weight, and 20 mg d-amphetamine, a proaminergic drug, as a positive control. Results show that ayahuasca did not induce any subjectively perceived deterioration of sleep quality or PSG-measured disruptions of sleep initiation or maintenance, in contrast with d-amphetamine, which delayed sleep initiation, disrupted sleep maintenance, induced a predominance of ‘light’ vs ‘deep’ sleep and significantly impaired subjective sleep quality. PSG analysis also showed that similarly to d-amphetamine, ayahuasca inhibits rapid eye movement (REM) sleep, decreasing its duration, both in absolute values and as a percentage of total sleep time, and shows a trend increase in its onset latency. Spectral analysis showed that d-amphetamine and ayahuasca increased power in the high frequency range, mainly during stage 2. Remarkably, whereas slow-wave sleep (SWS) power in the first night cycle, an indicator of sleep pressure, was decreased by d-amphetamine, ayahuasca enhanced power in this frequency band.Conclusions: Results show that daytime serotonergic psychedelic drug administration leads to measurable changes in PSG and sleep power spectrum and suggest an interaction between these drugs and brain circuits modulating REM and SWS.

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Research Summary of 'Daytime ayahuasca administration modulates REM and slow-wave sleep in healthy volunteers'

Introduction

Ayahuasca is a traditional Amazonian psychoactive brew that contains N,N-dimethyltryptamine (DMT) together with β-carboline monoamine oxidase inhibitors, a combination that renders DMT orally active. DMT acts on serotonergic receptors (partial agonism at 5-HT1A and 5-HT2A/2C sites), and previous human work with ayahuasca and other psychedelics has documented stimulant-like subjective effects, perceptual changes and measurable alterations in wake EEG and regional cerebral blood flow. Because serotonin plays a central and complex role in sleep–wake regulation and different serotonin receptor subtypes have distinct effects on REM sleep and slow-wave sleep (SWS), the authors identified sleep physiology as a key domain in which ayahuasca might produce measurable effects. This study set out to characterise the acute effects of daytime ayahuasca administration on objective polysomnographic (PSG) measures, sleep EEG power spectra, and subjective sleep quality in healthy volunteers. A placebo-controlled, double-blind, cross-over design was used, with d-amphetamine included as a positive control to benchmark stimulant-induced sleep disruption. The investigators hypothesised that, because of its arousing properties, ayahuasca would impair sleep initiation, maintenance and perceived sleep quality similar to d-amphetamine, but that its serotonergic pharmacology would also produce specific modulations of REM and SWS.

Methods

Twenty-two healthy male volunteers were recruited; mean age was 27.1 years and mean weight 67.6 kg. Eligibility required prior use of psychedelics on at least ten occasions without sequelae. Screening included a structured psychiatric interview (DSM-IV), medical and laboratory tests, serology and urine drug screening, and assessment for baseline sleep quality. Exclusion criteria included current or past Axis I disorders and substance dependence. Participants were asked to maintain regular sleep–wake schedules and to avoid alcohol, excessive caffeine, cigarettes, naps and strenuous exercise during specified windows around each session. The local ethics committee approved the protocol and all volunteers gave written informed consent. The interventions were three treatments given in randomised, double-blind, cross-over order with at least 1 week between sessions: placebo, 20 mg d-amphetamine (positive control), and a freeze-dried encapsulated ayahuasca formulation dosed to provide 1 mg DMT per kg body weight. The lyophilisate composition per gram was reported (including harmine, harmaline and tetrahydroharmine). Capsules were prepared so that volunteers received the same number of capsules each session. On each experimental day participants arrived at 07:00, had breakfast prior to 10:00, received the assigned capsules at 12:00 noon and remained under supervision in the laboratory until 12:00 the following day; sleep recordings were made from around 23:00 to 07:00. An adaptation night was performed within two weeks prior to the first session and was not included in analyses. Subjective acute drug effects were assessed by Spanish versions of the Hallucinogen Rating Scale (HRS) and the Addiction Research Center Inventory (ARCI); ARCI was administered pre-dose and at 4 h post-dose and transformed to change scores, while HRS was administered at 4 h post-dose. Sleep was recorded with full polysomnography including six EEG channels (Fp1, Fp2, C3, C4, O1, O2 referenced to mastoids), two EOG leads, chin EMG, respiratory channels and bilateral anterior tibialis for limb movements. PSG was scored visually in 30-s epochs using standard Rechtschaffen & Kales criteria by two independent blinded scorers, with disagreements resolved by a third expert. All-night spectral analysis was performed on digitised EEG (sampling 256 Hz) after filtering; power spectra were computed from 5-s artefact-free epochs using FFT and aggregated into frequency bins (0.4 Hz for 0.2–6.0 Hz and 0.8 Hz for 6.2–26.0 Hz) for derivation C4–A1. Variables derived included slow-wave activity (SWA, 0.5–4.0 Hz), spindle frequency activity (SFA, 11–15 Hz) and delta EOG activity (DEA) during REM. To compare dynamics across unequal NREM/REM period lengths, each NREM period was subdivided into 24 equal parts and each REM period into four parts before averaging across subjects; areas under the curve (AUC) for dynamics were used in comparisons. Statistical analysis grouped PSG variables into clusters (sleep initiation/maintenance; sleep architecture; NREM–REM period variables) plus subjective sleep/awakening and subjective drug-effect clusters. Each cluster was submitted to a repeated-measures multivariate analysis of variance (MANOVA) with treatment as the within-subject factor; Greenhouse–Geisser correction was applied where appropriate. Pairwise comparisons used repeated-measures t tests with Sidak correction. For EEG spectra and AUCs, repeated-measures t tests compared each active treatment with placebo, and significance was set at two-sided p<0.05. Four participants were excluded from PSG analyses due to technical problems, leaving a final analysed sample of 18 with complete PSG data.

Results

The final analysed sample comprised 18 participants for PSG and spectral analyses (four initial subjects excluded for technical reasons); demographic characteristics did not differ between initial and final samples. Acute subjective drug effects showed a significant overall effect (MANOVA Pillai's trace reported; p<0.001). Both d-amphetamine and ayahuasca increased ARCI-A (amphetamine-like effects) and ARCI-MBG (euphoria) subscales, and both produced somatic-dysphoric effects on the ARCI-LSD scale. Ayahuasca, but not d-amphetamine, produced significant increases on HRS subscales of perception and volition, reflecting psychedelic-specific perceptual changes and altered volitional capacity. Sleep initiation and maintenance variables also differed between treatments (MANOVA Pillai's trace p=0.001). d-Amphetamine substantially delayed sleep onset, producing significant increases in latencies to stage 1, stage 2 and REM compared with both placebo and ayahuasca, and showed a trend to increase stage 3 latency. It additionally reduced total sleep period (TSP), total sleep time (TST) and sleep efficiency index (SEI), and increased stage 0 time, total wake time and number of awakenings per TSP, relative to placebo and ayahuasca. Ayahuasca did not differ significantly from placebo on measures of sleep initiation or maintenance, although it tended to increase REM latency. Regarding sleep architecture, significant treatment effects were present (MANOVA p<0.001). d-Amphetamine reduced REM duration (minutes and % of TST), reduced SWS when measured in minutes, and increased stage 1 as a percentage of TST; it also increased stage 2 minutes. Ayahuasca significantly decreased REM duration (both minutes and % of TST) compared with placebo, and showed a tendency to increase stage 2 (minutes and % of TST). NREM–REM period analyses showed both active compounds decreased the number of NREM and REM periods and increased the average duration of NREM periods and sleep cycles versus placebo, but the effects were larger after d-amphetamine (MANOVA p<0.001). All-night EEG power spectra differed by treatment. During NREM sleep, d-amphetamine increased power in the high-frequency range above 15 Hz across the spectrum, whereas ayahuasca produced significant increases limited to the 15–20 Hz band. Stage 2 spectra paralleled the NREM findings. In REM sleep, d-amphetamine reduced power density relative to placebo in the 2.4–2.8 Hz and 5.6–8.4 Hz bands; no comparable REM reductions were reported for ayahuasca. Dynamics of slow-wave activity (SWA) across the night showed a decline over consecutive NREM episodes for all conditions. d-Amphetamine produced a significant reduction in SWA in the first sleep cycle compared with placebo (t=2.41, df=14, p=0.030). Ayahuasca showed a trend toward increased SWA in the first cycle vs placebo (t=1.82, df=17, p=0.086). Because treatment altered the number of cycles, a subgroup analysis was performed including only participants who had the same number of cycles after ayahuasca and placebo (n=8); in this subgroup SWA in the first cycle was significantly increased after ayahuasca (t=2.78, df=7, p=0.027). No analogous reanalysis could be done for d-amphetamine because all subjects had fewer cycles versus placebo. Spindle frequency activity (SFA) and delta EOG activity (DEA) during REM did not show significant treatment-related changes. Subjective sleep and awakening quality (SSA) were significantly impaired after d-amphetamine (MANOVA p<0.001): global SSA score and the subjective sleep quality subscale worsened, subjective sleep latency increased and subjective sleep efficiency decreased relative to placebo and ayahuasca. Ayahuasca did not produce significant subjective deterioration in sleep or awakening quality compared with placebo.

Discussion

Barbanoj and colleagues interpret the findings as showing that daytime administration of ayahuasca produces measurable changes in sleep physiology without the overt subjective and objective sleep disruption seen after morning d-amphetamine. Both drugs elicited daytime stimulant-like effects on self-report measures, but ayahuasca uniquely increased HRS subscales related to perception and volition, consistent with its psychedelic profile. Objectively, d-amphetamine produced the expected stimulant pattern: delayed sleep onset, impaired sleep maintenance, increased light sleep, reduced SWS (minutes in the first cycle) and marked REM suppression. Ayahuasca did not deteriorate sleep initiation or maintenance, but it did reduce REM duration and tended to delay REM onset; it also reduced the number of NREM/REM periods and lengthened NREM periods and sleep cycles, albeit to a lesser extent than d-amphetamine. Spectral analysis revealed that both active treatments increased high-frequency EEG power during NREM, with d-amphetamine effects extending above 15 Hz and ayahuasca effects concentrated in the 15–20 Hz band. Crucially, whereas d-amphetamine reduced SWA in the first cycle, ayahuasca increased SWA in that cycle (significant in an eight-subject subgroup with equal cycle counts). The authors note that increased SWA in the first cycle is typically associated with greater sleep pressure, for example following sleep deprivation or physical exercise, and suggest several possible mechanisms: DMT agonism at 5-HT1A receptors or functional desensitisation of 5-HT2 receptors could modulate SWS in ways that differ from the expected 5-HT2A/C agonist effect; alternatively, the physiological stress or tiredness following the ayahuasca experience (including elevated cortisol) might augment sleep pressure. In placing their results in context, the investigators compare with older studies of classical psychedelics—some of which reported REM increases after immediate bedtime administration of LSD—highlighting that timing of drug administration (morning versus immediate pre-sleep) and the multi-alkaloid composition of ayahuasca (including harmine and tetrahydroharmine, which have MAOI and serotonin reuptake inhibition properties) may account for differing sleep effects. They also note that reversible MAO inhibitors and selective serotonin reuptake inhibitors are generally associated with REM suppression and increased stage 2, and that SSRI effects on sleep are sometimes more pronounced after morning dosing. The authors acknowledge limitations implicit in their data: the sample was small and restricted to healthy male volunteers with prior psychedelic exposure, four subjects had to be excluded for technical reasons reducing power, and the compound complexity of ayahuasca complicates attribution of effects to DMT alone. Nonetheless, they conclude that daytime serotonergic psychedelic administration produces detectable changes in PSG measures and sleep EEG spectra—specifically REM inhibition and an increase in early-night SWA after ayahuasca—suggesting interaction with brain circuits that regulate REM and SWS and meriting further study.

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RESULTS

To decrease the risk of type I error, PSG variables were grouped in three different clusters comprising: (1) sleep initiation and maintenance variables; (2) sleep architecture variables; and (3) NREM-REM period variables. SSA variables were grouped in a fourth cluster. Each cluster and a subjective effect measures cluster obtained from the selfreport questionnaires (HRS and ARCI combined) were subjected to a multivariate analysis of variance (MANOVA). Within each cluster, the MANOVA yielded the result of a general linear model with one within-subject factor (treatment: three levels) for each variable. Greenhouse-Geisser ɛ correction was used. Pairwise comparisons were conducted by means of repeated measures t tests corrected for multiple comparisons (Sidak). To assess the effects on EEG power spectra at the different sleep stages and on the AUCs of its dynamics, repeated measures t tests were applied to each frequency bin or AUC, respectively, comparing placebo with each active treatment. Differences were considered significant when the probability of type I error was less than 0.05 (two-sided).

CONCLUSION

Daytime drug administration in the present study caused significant psychotropic effects as measured by self-report questionnaires. d-Amphetamine showed a pattern typical of the psychostimulants with high scores in the ARCI-A, ARCI-BG and ARCI-MBG subscales. Similarly, ayahuasca showed significant effects in the ARCI-A and ARCI-MBG subscales, which measure amphetamine-like stimulatory effects and euphoria, respectively, but not in the ARCI-BG which measures intellectual efficiency. Both drugs induced somatic-dysphoric effects as measured by the ARCI-LSD scale. The most relevant differences between the two drugs were the significant increases in the HRS-perception and HRS-volition subscales observed for ayahuasca only and which reflect modifications in perception and increased impairment, respectively. The overall pattern of subjective effects induced by ayahuasca replicates results found by our group in a previous study. Regarding sleep measures, d-amphetamine caused a clear deterioration of subjective sleep quality and objective sleep measures, delaying sleep initiation, disrupting sleep maintenance, increasing light sleep, and decreasing the duration of REM sleep and the number of non-REM and REM cycles. These effects are in line with the welldocumented effects of amphetamine on sleep. This compound and its derivatives suppress REM sleep, and as the doses rise, vigilance is increased and sleep continuity is disturbed. Ayahuasca, on the other hand, did not induce a deterioration of sleep, and no significant effects on sleep initiation or maintenance variables were evidenced. However, like d-amphetamine, ayahuasca increased stage 2, decreased REM stage duration and showed a trend to increase REM latency. Furthermore, we observed decreases in the number of non-REM and REM periods and increases in the average duration of non-REM periods and sleep cycles, but these were of less magnitude than after d-amphetamine. Also in contrast with d-amphetamine, no subjectively measured deterioration was observed compared to placebo. As evidenced by results in the present and prior) studies, psychedelics have the capacity to induce increases in activation that can be measured by self-report questionnaires and by EEG. We had thus postulated that both ayahuasca and d-amphetamine would impair sleep initiation and maintenance variables and would suppress REM. The mentioned trend to increase REM latency and the significant decrease in duration were in fact the only common effects observed by means of PSG. In this respect, it is worth mentioning thatreported the complete suppression of REM after the nighttime administration of MDE, a compound with a chemical structure related to both amphetamines and psychedelic phenylethylamines. To our knowledge, the sleep effects of pharmacologically closer compounds, i.e., the classical serotonergic psychedelics, have been studied in very few reports, most of which were published in the 1960s.administered LSD in doses ranging from 0.08 to 73 μg/kg to 12 volunteers on a total of 36 nights and compared the data obtained with that from 69 control nights in the same subjects. The drug was administered orally just before sleep or after 1 h of sleep. These authors found LSD increased the duration of the first or second REM period. They also observed that when an abnormal excess of REM sleep had been induced early in the night there was a below-normal amount of REM sleep during the second half of the night (a kind of reverse 'rebound' within the same night). This acute facilitation of the REM stage in humans was also reported byand by. Such findings clearly differ from those obtained in the present study. However, in the mentioned studies, LSD-induced REM increases were always observed after the immediate administration of the compound, whereas in our study ayahuasca was administered at 12:00 noon. Given the complex chemical nature of ayahuasca, other alkaloids besides DMT may have played a role in the effects observed on REM. While harmine, an abundant and pharmacologically potent β-carboline, appears to undergo an intense first-pass metabolization, substantial levels of THH can be measured in plasma after oral ayahuasca. THH is a weaker MAO inhibitor than harmine but a stronger serotonin reuptake inhibitor. Reversible MAO inhibitors such as moclobemideand selective serotonin reuptake inhibitors (SSRI), such as paroxetine, have all been mainly characterized by their ability to decrease REM sleep and to increase stage 2. It is interesting to note that the sleep effects after SSRIs have been reported to be more evident after morning than after evening drug administration. Despite the presence of MAOIs and SSRIs in ayahuasca, its acute pharmacological effects in humans are those of the classical serotonergic psychedelics acting at the 5-HT 1A and 5-HT 2A/C sites. The role of these receptors in sleep physiology has been the subject of many studies over the last 40 years. The electrical activity of raphe neurons and the release of 5-HT are increased during waking and decreased during sleep. The available evidence indicates a role for 5-HT 1A receptors on REM sleep regulation and for 5-HT 2A/C receptors in SWS regulation. Thus, selective activation of somatodendritic 5-HT 1A receptors in the dorsal raphe induces an increase of REM sleep, although activation of the postsynaptic 5-HT 1A receptors at the level of cholinergic neurons located in tegmentum nuclei decreases REM sleep occurrence (reviewed in). 5-HT 1A agonists have been shown to suppress REM sleep. Regarding SWS, drugs antagonising 5-HT 2A or 5-HT 2C demonstrate an enhancing effect on SWS, whereas 5-HT 2C agonists appear to lower SWS. Spectral analysis showed that d-amphetamine leads to increases in power in the high-frequency range (higher than 15 Hz), an effect mainly observed during stage 2. In addition, the amount of SWA in the first night cycle was also reduced. To our knowledge, there are no published data on d-amphetamine effects on night EEG power spectra. However, the above effects could be expected if we take into account the alerting pattern associated with the morning intake of the d-amphetamine. The first effect would be related to the vigilance promoting effects associated to increases in power in the higher frequencies. The second effect would be related to attenuation of sleep propensity associated with wakefulness. Similar EEG power spectra changes have been reported after caffeine 200 mg intake in the morning. Ayahuasca also showed increases in power in the high frequencies, although these were limited to the 15-20 frequency range. In contrast with d-amphetamine, an increase in slow-wave power was observed in the first night cycle. This finding was unexpected, given the SWS decreasing effects that have been associated with 5-HT 2 agonism. From a neurochemical perspective, these results could be explained by the agonist properties of DMT at the 5-HT 1A sitesor through a functional desensitization of the 5-HT 2. Activation of 5-HT 1A receptors seems to result in a decrease of neural activity at 5-HT 2 sites. This might be because of either activation of presynaptic autoreceptors within the dorsal raphe nucleus leading to a decrease of activity at postsynaptic projection sitesand/or activation of postsynaptic 5-HT 1A receptors which would exert a modulatory inhibition of 5-HT 2 receptors). An alternative explanation is that after the acute effects of ayahuasca, 'sleep pressure' is increased. The increases observed in SWS are typical of certain situations. After sleep deprivation, SWS activity increases are observed limited to the first night cycle. Similarly, according to a recent meta-analysis, physical exercise has also been found to induce increases in SWS, reductions in REM and increases in REM latency. The changes observed in SWS could reflect a reaction to the physical and mental stress induced by the drug, as tiredness is frequent after ayahuasca and cortisol levels are augmented in the course of the experience. In summary, the present results did not evidence a deterioration of sleep quality after daytime consumption of ayahuasca. Sleep architecture showed ayahuasca to inhibit REM and spectral analysis demonstrated increases in slowwave activity in the first night cycle. Results suggest an interaction between serotonergic psychedelics and brain circuits modulating REM and SWS.

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