Cocaine self-administration disrupted by the N-methyl-D-aspartate receptor antagonist ketamine: a randomized, crossover trial
This active placebo-controlled, randomised, crossover, within-subjects study (n=20) investigated the effects of ketamine (49.7mg/70kg) on cocaine self-administration amongst medically healthy, non-treatment-seeking cocaine-dependent individuals. Faced with the choice to using cocaine (25mg) or receiving money ($11) after a single ketamine infusion, participants decreased cocaine self-administration by 67% and some of them maintained abstinence for at least 2 weeks after.
Authors
- Dakwar, E.
- Foltin, R. W.
- Hart, C. L.
Published
Abstract
Introduction: Repeated drug consumption may progress to problematic use by triggering neuroplastic adaptations that attenuate sensitivity to natural rewards while increasing reactivity to craving and drug cues. Converging evidence suggests a single sub-anesthetic dose of the N-methyl-D-aspartate receptor antagonist ketamine may work to correct these neuroadaptations and restore motivation for non-drug rewards.Methods: Using an established laboratory model aimed at evaluating behavioral shifts in the salience of cocaine now vs money later, ...Results: ... we found that ketamine, as compared to the control, significantly decreased cocaine self-administration by 67% relative to baseline at greater than 24 h post-infusion, the most robust reduction observed to date in human cocaine users and the first to involve mechanisms other than stimulant or dopamine agonist effects. #Discussion: These findings signal new directions in medication development for substance use disorders.
Research Summary of 'Cocaine self-administration disrupted by the N-methyl-D-aspartate receptor antagonist ketamine: a randomized, crossover trial'
Introduction
Repeated drug use is thought to drive sustained neural adaptations—principally in glutamatergic transmission in prefrontal and striatal circuits—that reduce sensitivity to non-drug rewards and increase craving, impulsivity and cue reactivity. Although animal studies have shown that modulation of the N-methyl-D-aspartate (NMDA) receptor can disrupt cocaine reinforcement, prior NMDA-targeting agents have not demonstrated clear benefit in humans. Recent clinical work has shown that a single sub‑anaesthetic intravenous infusion of ketamine produces rapid and sustained antidepressant and anxiolytic effects, effects that have been linked to promotion of prefrontal plasticity and downstream factors such as brain‑derived neurotrophic factor; preliminary self-report data also suggested ketamine might reduce craving and increase motivation for non‑drug rewards in people with substance dependence. This trial set out to test whether a single sub‑anaesthetic ketamine infusion, compared with an active control (midazolam), would reduce cocaine self‑administration and alter dependence‑related behaviours at a time when ketamine’s psychiatric effects typically peak (around 24–72 h). Using a randomised, double‑blind, counterbalanced crossover design and a laboratory choice paradigm that contrasts immediate cocaine (25 mg per choice) with delayed monetary reward ($11), the investigators hypothesised that ketamine would reduce the number of cocaine choices assessed at approximately 28 h post‑infusion and would produce persistent changes in craving, reactivity and naturalistic cocaine use.
Methods
This was a randomised, double‑blind, counterbalanced crossover inpatient trial in cocaine‑dependent, non‑depressed adults who were not seeking treatment. Participants underwent up to three separate 6‑day hospitalisations, each separated by 2 weeks. The first inpatient phase always began with a single‑blind saline sham infusion to identify and exclude individuals who did not robustly choose cocaine at baseline. In the second and third hospitalisations participants were randomised 1:1 to receive either a ketamine infusion or an active control infusion (midazolam) in counterbalanced order. Eligibility required age 21–55 years, medical fitness and DSM‑IV cocaine dependence with minimum use criteria (at least two occasions of free‑base cocaine use per week at >$40 each). Exclusion criteria included physiological dependence on certain other substances (opioids, alcohol, benzodiazepines), history of psychosis or dissociative symptoms, current depressive or anxiety disorders, first‑degree family history of psychosis, marked obesity (BMI >35), and cardiovascular or pulmonary disease. Screening included toxicology, structured diagnostic interview (SCID), psychiatric and medical evaluation and standard laboratory tests. Each 6‑day hospitalisation followed the same schedule: a 2‑day washout, a sample session on day 3 (two obligatory smoked doses of free‑base cocaine, 25 mg each, to establish value and heighten craving), the infusion on day 4, a choice session on day 5 (five repeated choices between 25 mg cocaine and $11 starting ~28 h after infusion), and discharge on day 6. Cocaine choices occurred 14 min apart, with the choice recorded at the start and 7 min into each interval. Active infusions were prepared as a 2‑min bolus followed by a 50‑min slow drip: ketamine hydrochloride total dose 0.71 mg kg‑1 (0.11 mg kg‑1 bolus + 0.60 mg kg‑1 infusion) and midazolam 0.025 mg kg‑1 (preceded by a 2‑min saline bolus). The initial saline sham also served as baseline for percent reduction calculations. Safety monitoring included continuous ECG, automated blood pressure, oxygen saturation and medical coverage during and for 2 h after cocaine and study drug administrations. Psychological preparation and relaxation exercises were used around infusions. Follow‑up entailed thrice weekly visits for 2 weeks after each hospitalisation with urine toxicology and assessments of drug use, craving and side effects. The primary outcome was the number of cocaine choices at ~28 h post‑infusion; normality of dependent variables was assessed with Shapiro–Wilk tests. Primary and selected secondary comparisons used paired t‑tests and repeated‑measures ANOVA as appropriate, with two‑tailed α = 0.05; SAS 9.3 (reported as SAS 27 in the extraction) was used for analyses. The study was powered to detect a difference of at least one cocaine choice between active conditions.
Results
Twenty of 26 enrolled participants completed the protocol and formed the final sample after exclusions (four excluded for insufficient baseline cocaine choices following saline, one for non‑compliance, one for seeking treatment). The final sample was predominantly African American, largely unemployed and showed high baseline cocaine use. All participants tolerated procedures without notable adverse medical events. Acute subjective effects: ketamine produced significantly greater acute dissociation during the infusion (measured by the Clinician‑Administered Dissociative States Scale) than midazolam and saline (P < 0.001), and midazolam produced greater acute dissociation than saline (P < 0.01). There were no significant differences between conditions on persistent dissociative effects assessed at least 24 h post‑infusion (Dissociative Experiences Scale). Ratings of the sample cocaine doses (potency and quality) did not differ across infusion conditions, indicating consistent subjective effects of the sample doses across hospitalisations. Primary outcome — cocaine self‑administration: for the primary analysis, 18 participants were included (two participants who maintained abstinence after ketamine and were ineligible for a third hospitalisation were retained in abstinence comparisons but excluded from the choice analysis). Ketamine reduced cocaine choices at ~28 h post‑infusion to an average of 1.61 choices, compared with 4.33 choices after midazolam. This difference was highly significant (t(17) = 5.43, P < 0.0001) and represented a 67% reduction relative to post‑saline baseline. Naturalistic cocaine use and craving: during the 2‑week follow‑up after each active condition, ketamine produced an initial reduction in cocaine use relative to baseline, but this advantage did not persist beyond several days and did not remain significantly different from midazolam over the monitoring period. Craving, assessed by a 100‑mm visual analogue scale beginning 24 h post‑infusion, showed a similar pattern: a significant early reduction following ketamine that was not sustained throughout follow‑up. Non‑reactivity: ketamine increased scores on the non‑reactivity subscale of the Five Facet Mindfulness Questionnaire, which assesses tolerance of distress without engaging in problematic behaviour. Mean non‑reactivity was 3.46 after ketamine versus 2.92 after midazolam (out of 5), a statistically significant difference (t(17) = -2.39, P < 0.05) that lasted at least 48 h. Abstinence: two participants who received ketamine during the second hospitalisation maintained abstinence during follow‑up for at least 2 weeks; no participant maintained abstinence after midazolam in the corresponding comparison (2/10 post‑ketamine vs 0/10 post‑midazolam). No persistent adverse effects were reported; acute dissociation resolved within about 30 min post‑infusion.
Discussion
Dakwar and colleagues interpret these findings as the first demonstration in humans that a single sub‑anaesthetic ketamine infusion can substantially reduce cocaine self‑administration under controlled laboratory conditions, producing the largest such reduction reported to date. They emphasise that this effect is distinct from the modest effects previously observed with stimulant agonists, and suggest ketamine’s benefits may derive from rapid promotion of prefrontal plasticity and downstream processes (for example, brain‑derived neurotrophic factor and mTOR pathways) that correct dependence‑related neuroadaptations. The authors link the persistence of behavioural effects beyond the pharmacokinetic presence of ketamine and its metabolites to mechanisms similar to those proposed for ketamine’s antidepressant actions, noting convergent preclinical evidence that the drug can normalise reward‑related neurotransmission and reduce drug‑related behaviour via pro‑plasticity signalling. Improvements in non‑reactivity and early reductions in craving are highlighted as candidate mediators of reduced cocaine choice, and the brief abstinence observed in two participants is presented as consistent with a role for ketamine in initiating abstinence in disinterested individuals. Limitations acknowledged by the investigators include the highly controlled laboratory setting and a diagnostically and demographically relatively homogeneous sample, which may limit generalisability. They also note that the trial was not designed to establish neuronal mechanisms and that the sustained effects require further characterisation. Practical issues for clinical translation are discussed: ketamine’s psychoactive and abuse liability emphasise the need for medical administration (slow‑drip intravenous), possible frameworks to manage acute effects, and consideration of maintenance strategies such as serial infusions or adjunctive medications. The authors also propose that combining ketamine with behavioural interventions that train non‑reactivity (for example, relapse prevention strategies) could help translate short‑term neurobiological effects into longer‑term behavioural change. In conclusion, the study team calls for replication, mechanistic research and investigation of how ketamine might be integrated into treatment platforms for substance use disorders, arguing that these results open new directions for medication development aimed at shared neuroadaptations across affective and addictive disorders.
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METHODS
Twenty non-depressed, cocaine-dependent individuals disinterested in treatment or abstinence completed this crossover trial approved by the New York State Psychiatric Institutional Review Board (NCT02596022). After understanding research risks and providing informed consent, participants were hospitalized up to three times in a controlled research unit for 6 days at a time, and each hospitalization was separated by 2 weeks to account for carry-over effects and to assess cocaine use in the natural ecology. Each 6-day hospitalization involved (i) an initial 2-day washout period; (ii) a 28-min 'sample session' on day 3 when two obligatory free-base cocaine doses (25 mg) were smoked to allow for assignment of value to the research cocaine and to intensify craving; (iii) a 52-min intravenous infusion on day 4; (iv) a 70-min 'choice session' of five choices (25 mg cocaine vs $11) on day 5; and (v) discharge on day 6. During the first hospitalization, participants received an infusion of normal saline so as to identify, and exclude from research, individuals who do not robustly choose cocaine prior to the active infusions ( o2 choices). In the second and third hospitalizations, participants were randomized (1:1) to counterbalanced orderings of 52-min sub-anesthetic infusions of ketamine (0.71 mg kg -1 ) or of the active control midazolam (0.025 mg kg -1 ) under double-blind conditions. The study was powered to detect a difference of at least one cocaine choice between active conditions by paired t-test. No psychotherapy or behavioral treatment was provided.
RESULTS
The distribution of values in dependent variables was found to be normal using Shapiro-Wilk tests for all conditions. SAS 27 was used to perform all tests. For the primary outcome (cocaine choices post ketamine vs post midazolam) and for non-reactivity scores, a paired t-test was conducted comparing post-infusion values during the second and third hospitalizations, with two-tailed α = 0.05. Order effects were assessed by comparing outcomes for each condition by order received (that is, second or third hospitalization). For secondary analyses of subjective drug effects, drug use and craving, we conducted analyses of variance and paired t tests, with two-tailed α = 0.05 and corrected accordingly for each repeated-measures analysis.
CONCLUSION
We believe this investigation of the N-methyl-D-aspartate receptor antagonist ketamine is the first to indicate that a medication beyond stimulants or dopamine agonists may exert promising effects on cocaine use under controlled laboratory conditions. The disruption in cocaine self-administration is the most robust observed to date in human cocaine users,and the persistent effects on drug use in the natural ecology after a single ketamine dose (with some participants sustaining abstinence for at least 2 weeks) suggest clinical utility. While generalizability might be limited by the highly controlled methodology and homogenous sample, these findings provide new evidence that ketamine may have enduring effects on problematic behavior and decision-making, alongside the previously reported effects on subjective states, such as dysphoria.Although this trial is not designed to identify underlying neuronal mechanisms, it demonstrates that cocaine selfadministration is reduced by a pharmacotherapy hypothesized to provide benefit by rapidly correcting neuroplastic adaptations. Indeed, the data argue that ketamine disrupts drug use by targeting two important adaptations: drug craving and the disproportionate valuation of immediate drug over delayed nondrug rewards.The effects on reactivity provide further insight into possible mechanisms.These findings may be interpreted as expanding on preclinical research identifying but unsuccessfully targeting dependence-related neuroplastic changesand signal new directions in medication development for cocaine use disorders, with important implications for substance use disorders more generally given the broad overlap in the pathophysiology of neuroadaptations to different drugs.There are some key differences between the methodology of this trial and of previous investigations assessing medication effects on cocaine self-administration. First, our participants were not simply cocaine users exceeding minimum use criteria; they also met DSM-IV criteria for cocaine dependence. Prior laboratorybased research has focused almost entirely on cocaine users who met minimum use criteria without necessarily meeting diagnostic criteria for dependence.Alongside leading to a diagnostically heterogeneous population, these selection criteria might compromise the evaluation of medication effects because nondependent participants may not exhibit the vulnerabilities that are being targeted. Second, unlike the majority of prior research, we introduced at the beginning of the trial a single-blind sham condition (distinct from the active control provided subsequently) to ascertain baseline cocaine self-administration, and to exclude from further participation individuals who do not robustly choose cocaine. This design decision, like the first, was intended to ensure that the study population demonstrated impairment. Given the robustness of the disruption in cocaine use at 28 h post ketamine, it is possible that this effect would have been apparent more acutely, as has been observed with the antidepressant response,though this was not tested in favor of assessing relatively persistent benefits. These sustained reductions in drug use, observed after all ketamine metabolites were expected to be excreted, resembles the persistence of its effects on mood and anxiety,and suggests involvement of similar downstream pro-plasticity and modulatory mechanisms.These similarities may be interpreted to support the emerging hypothesis that certain neural adaptations are shared by affective, stressrelated and substance use disorders,despite variability in their development and expression, and that pharmacotherapy aimed at addressing these common deficits, such as ketamine, may be effective for different disorders. Preclinical research with rodents provides preliminary evidence that the anti-depressant and antiaddiction effects of ketamine involve similar mechanisms; ketamine has been shown to mitigate distress related to amphetamine withdrawal by normalizing nucleus accumbens dopamine neurotransmission through downstream activity,and to disrupt alcohol consumption via a neuroplastic mechanism involving mammalian target of rapamycin,which has also been identified as a critical pathway for the effect of ketamine on depression.Research is needed to elucidate the differences in pathophysiology of drug-and stress-related adaptations so as to more effectively target their diverse psychiatric and behavioral manifestations, and to further clarify the mechanisms by which ketamine disrupts problematic drug use. Though its rapid and apparently persistent effects suggest a role in initiating abstinence, it remains to be determined how ketamine might be feasibly integrated into the treatment of substance use disorders. Decades ago, intramuscular ketamine showed promise for alcohol and opioid problems in the context of a 'psychedelic psychotherapy' aimed at utilizing its psychoactive effects therapeutically.Ketamine has since demonstrated abuse liability given these hallucinogenic effects,but this risk is substantially minimized by the slow-drip intravenous route and administration in medical contexts.Safety may be further optimized by embedding the infusion into a framework aimed at managing its psychoactive properties,or by developing comparable compounds associated with diminished abuse liability.Sustaining efficacy represents another challenge. Serial infusions or maintenance medications extending the neurobiological activity of ketamine might be helpful.A behavioral treatment platform may also be important for further targeting dependencerelated deficits and facilitating behavioral modification. Relapse prevention treatment, for example, emphasizes developing nonreactivity to drug cravings and impulses,and may serve to leverage ketamine effects into persistent behavioral changes. Therefore, alongside proposing a novel medication strategy with unprecedented benefits for cocaine use disorders, these findings suggest new approaches for integrated medication-behavioral treatments, and provide promise for better addressing a disabling group of disorders often refractory to available interventions. Research is needed to replicate these findings, extend them to clinical settings and elucidate the mechanisms by which ketamine ameliorates dependence-related vulnerabilities.
Study Details
- Study Typeindividual
- Populationhumans
- Characteristicsplacebo controlledactive placebodouble blindrandomizedcrossoverfollow up
- Journal
- Compound