Anxiety DisordersKetamine

Acute psychoactive effects of intravenous ketamine during treatment of mood disorders: analysis of the Clinician Administered Dissociative State Scale

This study (n=110) examined the psychometric properties of the CADSS, the instrument most commonly used to assess the acute psychoactive effects of ketamine, and found that it only partially captured those effects.

Authors

  • Davidson, L.
  • Sanacora, G.
  • Silverman, W. K.

Published

Journal of Affective Disorders
individual Study

Abstract

Introduction: Ketamine has rapid-acting antidepressant effects. Frequently, ketamine administration also causes acute psychoactive effects - in trials, these effects are commonly measured using the Clinician Administered Dissociative State Scale (CADSS). However, the CADSS was not designed for this specific purpose, having been validated in other clinical contexts, and anecdotally does not appear to fully capture ketamine's acute psychoactive effects.Methods: Data were obtained from 110 individuals with mood disorders (predominantly major depressive disorder) who underwent intravenous ketamine infusion. An exploratory factor analysis (EFA) was performed on the CADSS, along with assessment of internal consistency. Qualitative methods were used to conduct in-depth interviews with a subset of these participants to identify key features of the acute ketamine experience, including aspects that may not be captured by the CADSS.Results: The mean total score of the CADSS was low at 7.7 (SD 9.2). Analysis of internal consistency showed a Cronbach's alpha of 0.74. Five CADSS items had low correlations with the total score. EFA lead to a one-factor solution containing 16 items. Five of the six highest loading items involved perceptual disturbances, either of time or sensation. Qualitative analyses of 10 patient narratives revealed two phenomena not captured on the CADSS: disinhibition and a sense of peace.Limitations: This study was by limited by the absence of other ratings of the participants’ experience. Conclusion: Findings suggest that the CADSS partially captures the acute effects of ketamine administration. Further research may seek to validate a revised version of the CADSS that more accurately measures these effects.

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Research Summary of 'Acute psychoactive effects of intravenous ketamine during treatment of mood disorders: analysis of the Clinician Administered Dissociative State Scale'

Introduction

Since 2000, randomized controlled trials have shown that subanesthetic doses of ketamine produce rapid antidepressant effects in unipolar and bipolar depression. At commonly used clinical doses (0.5 mg/kg IV over 40 minutes), ketamine also produces short-lived psychoactive effects—changes in perception and alertness—that typically resolve within an hour. These acute effects are often labelled "dissociative," and the Clinician Administered Dissociative State Scale (CADSS) has been the most widely used instrument to quantify them in ketamine research. However, the CADSS was developed and validated in other clinical contexts (notably PTSD) and, based on the authors' clinical and trial experience, may not fully capture the phenomenology elicited by subanesthetic ketamine in mood-disordered patients. Van Schalkwyk and colleagues set out to evaluate whether the CADSS adequately measures the acute psychoactive effects of intravenous ketamine and to identify aspects of the ketamine experience that the scale may miss. To address these aims they performed an exploratory factor analysis (EFA) of CADSS ratings obtained at the 40-minute infusion point from a pooled sample of 110 patients who received ketamine, and complemented the quantitative work with semi-structured qualitative interviews in a subsample to characterise first-person accounts of the acute experience. The mixed-methods approach was intended to show both where the CADSS aligns with patient experience and where it may require revision for ketamine research.

Methods

The investigators pooled existing CADSS data from three sources: a randomised controlled trial of ketamine versus saline with an open-label extension (N = 67), an open-label ketamine trial (N = 16), and clinical treatment records from an interventional psychiatry service (N = 27), yielding CADSS scores at the 40-minute infusion point for 110 individuals. The extraction notes some inconsistencies in the number of CADSS items reported across sections; the version used in ketamine trials was described as clinician-administered items scored 0–4. Inclusion/exclusion criteria for the original trials were referenced as published elsewhere; the clinical sample was subject only to routine clinical appropriateness for ketamine. Raters had a minimum education level and trial-specific rater training. Institutional review board approval was obtained for the qualitative component and the clinical data were deemed exempt. Quantitative analyses were conducted in SPSS v22. Data were checked for missingness (minimal, <2% per item) and distributional assumptions (skewness and kurtosis reported within acceptable ranges). Sampling adequacy was tested (Kaiser-Meyer-Olkin = 0.849) and Bartlett's test was significant (p < 0.001). An exploratory factor analysis was performed using principal axis factoring with oblique (Oblimin) rotation, anticipating correlated factors. Factor number was chosen by eigenvalues and inspection of a scree plot. Internal consistency was assessed with Cronbach's alpha; each item was evaluated for its correlation with the total score and its effect on alpha when removed. For qualitative data, semi-structured interviews were conducted with a convenience subsample of 10 participants (mean age 52.6 years, SD 13.6; 7 female; 9 with unipolar major depressive disorder, 1 with bipolar disorder). Interviews were performed by a co-author with no prior therapeutic relationship to participants and were audio-recorded and transcribed. Inductive thematic analysis was carried out in QSR Nvivo: iterative coding led to a code list and then to higher-order themes grounded in participants' descriptions rather than a pre-existing framework. The qualitative analysis was reviewed by a co-author and participants were engaged to check the salience of emerging themes. Finally, the researchers performed a comparative analysis to map overlap and divergence between quantitative factor structure and qualitative themes.

Results

The pooled sample comprised 110 individuals assessed at 40 minutes into a 0.5 mg/kg IV ketamine infusion. The mean total CADSS score reported in the Results section was low (6.2, SD = 9.1), and 27 participants (about 25%) had a score of zero. Missing data were minimal and distributional checks did not indicate gross departures from normality. EFA produced a single-factor solution that the authors labelled a dissociation factor. Principal axis factoring with oblimin rotation identified a primary factor with an eigenvalue of 6.9; seven additional factors had eigenvalues between 1 and 2, but a scree plot showed a steep drop after the first factor. The single-factor solution explained approximately 30% of the variance and initially included 18 items, of which 16 had loadings > 0.35 and were retained as indicators. Five items (reported as items 13, 17, 19, 21 and 23) showed low correlations with the total score (ranging roughly 0.14–0.34) and increased internal consistency when removed. Cronbach's alpha for the single-factor set was 0.71. Two items (7 and 8) had the lowest factor loadings (0.35 and 0.32) and did not cluster clearly with the main themes. The highest-loading items (five of the six top loadings) related to perceptual disturbances, specifically altered sensory experience and time perception; other retained items reflected depersonalisation and memory changes. Qualitative interviews (n = 10) generated four prominent themes: altered time and sensory perception, unusual bodily sensations, a sense of peace, and disinhibition. Altered perception was the most frequently reported and corresponded closely to several high-loading CADSS items: six participants described experiences aligned with items that had high correlations (> 0.6) with the CADSS total (items 1, 2, 9 and 15). Participants described feeling "halfway under" or "spacey and out of it," often with a slowing of subjective time rather than acceleration. Unusual bodily sensations were reported by four participants; these descriptions did not always match the specific bodily anchors used in certain CADSS items (for example, reports of feeling "woozy" or light-headed rather than clearly "large" or "small"). A sense of peace—encompassing mood improvement, calmness, and altered cognitive appraisal—was explicitly reported by four participants, some of whom described enduring benefit from mentally revisiting the infusion. Disinhibition emerged in accounts from three participants who recalled being more talkative or less guarded; one participant reported concern about sounding intoxicated. The authors included brief participant quotes to illustrate these themes. When comparing quantitative and qualitative findings, the researchers noted overlap in altered perception items, but also identified phenomena (sense of peace, disinhibition) that were either absent from the CADSS or only weakly represented by items that were infrequently endorsed.

Discussion

Van Schalkwyk and colleagues interpret their findings as evidence that the CADSS only partially captures the acute psychoactive effects of intravenous ketamine. Average CADSS scores in this mood-disorder sample were substantially lower than scores reported in the CADSS's initial validation cohort (notably PTSD), and a quarter of participants endorsed no CADSS items, despite qualitative reports of prominent subjective effects. The authors propose two non-exclusive explanations: the CADSS may not be well matched to ketamine-induced phenomenology, or the dissociative phenomena seen in PTSD are more intense than those provoked by the ketamine doses used here. The single-factor EFA solution identified a coherent cluster of items related to altered sensory and temporal perception, depersonalisation and memory change; these items are supported by participant narratives and therefore appear valid for capturing a core component of the ketamine experience. At the same time, qualitative analysis revealed domains not well captured by the CADSS—chiefly a sense of peace and disinhibition—and indicated that some CADSS items that ostensibly target similar phenomena were seldom endorsed. The investigators therefore argue that certain CADSS items have low yield in this population and that other relevant phenomenology may need to be added or reframed to better reflect ketamine's acute effects. The discussion situates these experiential categories within neurobiological models: altered sensory processing and time perception align with known ketamine effects on auditory and visual processing, while disinhibition and depersonalisation may relate to changes in default mode network connectivity; the "sense of peace" might reflect decreased self-referential processing and altered anterior cingulate activity. The authors acknowledge several limitations: lack of contemporaneous alternative measures of subjective experience, absence of clinical outcome data linking acute phenomenology to antidepressant response, use of convenience sampling for both quantitative and qualitative components which may limit generalisability, and the relatively low mean CADSS score in the sample which could influence factor structure. They note the possibility that a different factor solution might emerge in samples with higher CADSS scores. Building on these results, the authors propose that a ketamine-specific revision of the CADSS could (A) add items assessing disinhibition and a sense of peace, (B) remove items with low yield in this context, and (C) reframe certain bodily-sensation items to better match patients' descriptions. They recommend further research to validate a revised instrument that more accurately quantifies acute ketamine experiences, especially because reliable measurement matters for understanding links between acute effects and clinical response, and for maintaining blinding in active-comparator trials.

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RESULTS

We utilized existing quantitative data from several sources: a randomized controlled trial of ketamine versus saline placebo, which included a subsequent open-label phase (N = 67), an open-label trial of ketamine (N = 16), and data from the Interventional Psychiatric Services at X University (N = 27) that provides ketamine as clinical treatment to patients refractory to other forms of therapy and uses the CADSS as a standard clinical safety measure. Inclusion and exclusion criteria from previous studies has been published elsewhere. For the clinical sample, no specific inclusion/exclusion criteria were applied other than clinically appropriate for ketamine treatment. Scale raters for each study were required to have at least a bachelor's level of education and raters were required to have specific training for each study. IRB approval was obtained for the collection of qualitative data, and the IRB was consulted regarding use of the data collected from clinical services, and deemed this data to be exempt from review. After pooling data, we obtained the CADSS scores at the 40-min infusion point for 110 individual subjects. In ketamine trials, this is the common assessment point during which the acute effects are most pronounced. The diagnoses of the sample are listed in Table.

CONCLUSION

A number of key findings emerged from this study, several of which support our hypothesis that the CADSS has limitations as a tool to measure the acute effects of ketamine administration. The average scores on the CADSS in our sample were substantially lower than scores reported in the initial validation for patients with PTSDwith a quarter of the subjects not endorsing any specific item on the scale. This could either be due to the fact that the scale, designed to quantify dissociative symptoms associated with PTSD, is not truly capturing ketamine's psychoactive effects as experienced by the patient, or it could indicate that the effects of ketamine are simply less dramatic than that which occurs in PTSD. However, in our EFA, we identified a single-factor solution, which excluded 5 items that correlated poorly with the total score in our sample, and which improved the internal consistency of the scale when removed. Further, both qualitative analysis and the anecdotal experience of the researchers suggests that even participants who had low scores on the CADSS did in fact experience prominent acute psychoactive effects. This supports the view that at least part of the scale is attempting to assess phenomenology that is not prominent in the acute ketamine experience. In our qualitative analysis we identified a number of dimensions of experience which could be categorized in three ways. A) There were aspects of the qualitative experience which overlapped with items in the CADSS that were included in our single-factor solution; B) There were aspects which were not captured on the CADSS at all, and C) There were aspects which appeared similar to items on the CADSS, but these items were seldom endorsed by patients, including those who described this experience during qualitative interviews. These findings provide an additional perspective on our quantitative analysis. The aspects of the qualitative experience that overlapped with items in the CADSS provide additional support that these are valid items for assessing the psychoactive effects of ketamine. This applies to a total of 8 items that appear to describe 'altered perception'. We would further argue that the finding of aspects to the ketamine experience that were not reflected in the CADSS is consistent with our anecdotal experience of patients with low scores on the CADSS nevertheless endorsing a prominent psychoactive experience. This suggests that the development of additional items may be needed to more completely assess the psychoactive effects of ketamine in a quantitative manner. Further, the fact that there were items which appeared to reflect participants experiences, but which were seldom endorsed, suggests that these items may benefit from being adjusted or reframed to better resonate with the specific effects of ketamine. These items primarily described unusual bodily sensations; however, whereas the CADSS asks about the specific experiences of feeling unusually large or small, or disconnected, participants had less specific experience of feeling heavy, or simply that their body was different in some way. To our knowledge, this is the first study to examine the psychometric properties of the CADSS when used in ketamine treatment. Further, this is the first study to explore additional aspects of the ketamine experience in an open-ended manner. However, a number of existing scales exist that attempt to quantify some of phenomena described by participants in our study. Prior attempts at assessing related experiences similar to the 'sense of peace' described In our study include the use of the Mysticism Scale. This scale appears to capture a component of the acute ketamine experience, and was further found to correlate with motivation to quit cocaine in a cocaine dependent individuals who underwent ketamine infusions. The Mysticism Scale includes statements like "I have had an experience in which a new reality was revealed to me" and "I have had an experience in which I felt that all was perfection at that time". Relatedly, the APZ ('Altered States of Consciousness, in German) questionnaire seeks to examine altered states of consciousness, including the concept of "oceanic boundlessness" with items like "I had the feeling everything around me was somehow unreal". This scale has been used to quantify aspects of the ketamine experience in human psychosis models. Similarly, there is precedent for the assessment of disinhibition -for example, the Drinking-Induced Disinhibition Scale (DIDS) assesses acute disinhibition in the context of alcohol intoxication across three dimensions, dysphoria, euphoria, and sexual disinhibition. Participants are asked to endorse items including 'Expressing more optimism than when not drinking' and 'Greater feelings of personal freedom than when not drinking'if reframed, these items may be promising candidates for additional ways to assess the ketamine response. The categories of experience identified in our study correspond to the biological effects of ketamine. For example, ketamine has been shown to induce deficits of auditory and visual processing in human experimental paradigms, inducing errors in a performance task with associated increase in mismatch-negativity. The experiences of disinhibition and depersonalization may reflect alterations in consciousness through ketamine's effects on default-mode network connectivity. The experience of a 'sense of peace' may represent the phenomenologic correlate of a decrease in self-referencea further consequence of both decreased default mode connectivity, and increased reactivity in the anterior cingulate cortex. Our study is limited in that we were not able to obtain additional measures of patient experiences during the immediate period following ketamine exposure. Further, we were not able to obtain outcome data for participants in our sample, which would have allowed us to explore the additional question of whether the items identified in our EFA were relevant to participants clinical outcomes. We made use of a sample of convenience for both our qualitative and quantitative analysis, potentially impacting the generalizability of our findings. Although we used to a standardized approach in conducting our EFA, a different factor solution may exist in a sample with a higher mean score on the CADSS. The average score on the CADSS in our sample was low, with a number of participants scoring zerohowever, this did not skew the distribution of the data, and is consistent with existing clinical impressions of the CADSS not detecting key aspects of the acute psychoactive effects of ketamine. Taken together, these results provide further support for the hypothesis that the CADSS is not an optimal tool for assessing the acute psychoactive effects of ketamine. We extend this idea by further hypothesizing that a more suitable tool for assessing ketamine would A) Include items assessing additional phenomenology, such as disinhibition and a sense of peace; B) would exclude a number of items currently assessed on the CADSS which have low yield, C) would reframe some items on the CADSS when used in this population. Further research may seek to validate a revised version of the CADSS based on these findings.

Study Details

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