Anxiety DisordersDepressive DisordersKetamine

A randomized, double-blind, active placebo-controlled study of efficacy, safety, and durability of repeated vs single subanesthetic ketamine for treatment-resistant depression

In this double‑blind, active placebo‑controlled trial in treatment‑resistant depression, six repeated subanaesthetic ketamine infusions produced greater antidepressant responses and higher remission/response rates than midazolam after four to five infusions and were relatively well tolerated. However, at the primary endpoint (change in MADRS 24 h after the last infusion) six ketamine infusions did not significantly outperform a single ketamine added to midazolam, and differences in time to relapse were nominal but not statistically significant.

Authors

  • Albott, C. S.
  • Erbes, C.
  • Lim, K. O.

Published

Translational Psychiatry
individual Study

Abstract

AbstractThe strategy of repeated ketamine in open-label and saline-control studies of treatment-resistant depression suggested greater antidepressant response beyond a single ketamine. However, consensus guideline stated the lack of evidence to support frequent ketamine administration. We compared the efficacy and safety of single vs. six repeated ketamine using midazolam as active placebo. Subjects received either six ketamine or five midazolam followed by a single ketamine during 12 days followed by up to 6-month post-treatment period. The primary end point was the change from baseline in the Montgomery-Åsberg Depression Rating Scale (MADRS) score at 24 h after the last infusion. Fifty-four subjects completed all six infusions. For the primary outcome measure, there was no significant difference in change of MADRS scores between six ketamine group and single ketamine group at 24 h post-last infusion. Repeated ketamine showed greater antidepressant efficacy compared to midazolam after five infusions before receiving single ketamine infusion. Remission and response favored the six ketamine after infusion 4 and 5, respectively, compared to midazolam before receiving single ketamine infusion. For those who responded, the median time-to-relapse was nominally but not statistically different (2 and 6 weeks for the single and six ketamine group, respectively). Repeated infusions were relatively well-tolerated. Repeated ketamine showed greater antidepressant efficacy to midazolam after five infusions but fell short of significance when compared to add-on single ketamine to midazolam at the end of 2 weeks. Increasing knowledge on the mechanism of ketamine should drive future studies on the optimal balance of dosing ketamine for maximum antidepressant efficacy with minimum exposure.

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Research Summary of 'A randomized, double-blind, active placebo-controlled study of efficacy, safety, and durability of repeated vs single subanesthetic ketamine for treatment-resistant depression'

Introduction

Ketamine, an NMDA (glutamate) receptor antagonist approved for anaesthesia, has shown rapid antidepressant effects at subanaesthetic doses in some patients with treatment-resistant depression (TRD), with benefits peaking around 24 hours and typically waning within about a week. Prior open-label and saline-controlled studies suggested that multiple ketamine infusions might increase response rates and prolong durability compared with a single infusion, but those designs left uncertainty because of limited masking and placebo control. Shiroma and colleagues therefore conducted a two-arm, randomized, double-blind, active placebo-controlled trial to compare efficacy, safety, and durability of repeated ketamine versus a single ketamine exposure in patients with TRD. To balance infusion number and provide an active comparator, the single-ketamine arm received five infusions of midazolam (an active placebo with some sedative and dissociative-like effects) followed by one ketamine infusion, while the repeated-ketamine arm received six ketamine infusions over 12 days. The primary endpoint was change in clinician-rated depression severity at 24 hours after the last infusion, with follow-up extending up to 6 months to assess durability and safety.

Methods

This single-centre trial took place at the Minneapolis Veterans Affairs Medical Center between April 2015 and March 2019. Outpatients aged 18–75 meeting DSM-IV criteria for major depressive disorder (MDD) on the Structured Clinical Interview and showing treatment resistance (failure of at least two adequate antidepressant trials during the current episode) were eligible. Additional inclusion required an IDS-C30 score ≥32. Exclusion criteria included lifetime PTSD as the primary problem, moderate traumatic brain injury, psychotic or bipolar disorder, recent alcohol/substance use disorder (within 6 months), imminent suicidal/homicidal intent, MMSE ≤27, positive toxicology or pregnancy, and unstable medical illness. Participants were randomised 1:1 using permuted blocks to receive either six ketamine infusions at 0.5 mg/kg or five midazolam infusions (0.045 mg/kg) followed by a single ketamine infusion. Infusions lasted 40 minutes and were given on a Monday–Wednesday–Friday schedule over 12 days. Doses were calculated by ideal body weight. Investigators, raters, and patients were masked to assignment; group allocation was concealed by sealed envelopes and pharmacy procedures. Vital signs and monitoring were performed before, during and for 2 hours after each infusion, with predefined thresholds for clinically significant changes and procedures for management of adverse events. The primary outcome was change in Montgomery–Åsberg Depression Rating Scale (MADRS) score at 24 hours after the final infusion (T +24). Response was prespecified as ≥50% reduction in MADRS from baseline and remission as MADRS <10. Secondary outcomes included MADRS change over time, rates of response and remission at multiple time points, Clinical Global Impression (CGI), Beck Anxiety Inventory (BAI), patient-rated side effects (PRISE), dissociation (CADSS), psychotomimetic symptoms (BPRS+), mania (YMRS), and suicidality (C-SSRS). Raters were trained with an interrater reliability of 0.92 for MADRS. Statistical analysis included repeated-measures ANOVA and multilevel models across MADRS measures; tests were two-sided with α = 0.05. A priori power calculations estimated that 21 patients per group would detect a 10-point difference in MADRS change under specified assumptions, though the authors later report that detecting a 4-point difference would have required 87 per group.

Results

Of 178 prescreened individuals, 62 consented and 58 were randomised; 54 subjects completed baseline assessments and initiated infusions (29 in the midazolam-plus-single-ketamine arm; 25 in the six-ketamine arm) and thus contributed to the primary outcome. Baseline demographic and clinical characteristics did not differ significantly between groups; the sample was predominantly middle-aged, male Veterans with chronic, severe depression and prior treatment failures. For the primary endpoint, there was no statistically significant difference in MADRS change at 24 hours after the final infusion: mean MADRS change in the single-ketamine arm was 21.0 (95% CI 17.2–24.8) versus 17.2 (95% CI 13.2–21.2) in the six-ketamine arm (F1,52 = 2.41, P = 0.13, ηp2 = 0.044). However, when considering MADRS measures across time, a significant group-by-time effect was observed (F11,541.11 = 2.63, P = 0.003). Prior to infusion 5 and at 24 hours after infusion 5, mean MADRS scores were significantly lower in the repeated-ketamine group compared with the midazolam group (mean differences ~8 points at those time points, p ≈ 0.01); a smaller significant difference was also present prior to infusion 6 (mean difference 6.40, 95% CI 0.01–12.79, P = 0.050). Response and remission rates at the end of six infusions did not differ significantly between groups (response: χ2 1df = 0.73, P = 0.39; remission: χ2 1df = 0.56, P = 0.46). During the infusion series, significant differences emerged earlier: at 24 hours after infusion 4 remission favoured six ketamine (54.2% vs 17.9%; χ2 1df = 7.53, P = 0.006), and at 24 hours after infusion 5 response favoured six ketamine (76% vs 39.3%; χ2 1df = 7.25, P = 0.007). Among participants who achieved response after the final infusion (N = 20 in the midazolam-plus-single-ketamine group; N = 19 in the six-ketamine group), Kaplan–Meier estimates of 6-month relapse rates were 75% (95% CI 54.2–95.8%) and 68.4% (95% CI 45.4–91.4%), respectively; the difference in relapse over time was not statistically significant (log-rank χ2 1df = 1.61, P = 0.21). Median time-to-relapse was 2 weeks for the single-ketamine arm and 6 weeks for the repeated-ketamine arm, but the hazard ratio confidence interval and P-value indicated this did not reach statistical significance (P = 0.27). Safety data showed that ketamine infusions produced transient increases in dissociation and blood pressure. During infusions 1–5, CADSS dissociation scores at T +40 min were greater in the ketamine group (mean difference 12.8; ketamine mean = 15.3 vs midazolam mean = 2.5). All dissociative effects resolved within the 2-hour monitoring period and CADSS change was not significantly correlated with antidepressant response. Ketamine was associated with more frequent reports of general malaise, decreased energy, increased blood pressure, headache, fatigue, nausea/vomiting, anxiety and concentration problems compared with midazolam-plus-single-ketamine. Measured systolic and diastolic blood pressures were significantly higher at T +40 min during infusions 1–5 for ketamine (systolic mean difference = 25.6 mmHg, 95% CI 16.4–34.9; diastolic mean difference = 12.9 mmHg, 95% CI 7.2–18.8) and diastolic remained higher at T +100 min (mean difference = 12.9 mmHg, 95% CI 3.6–22.2). Two serious adverse events (post-MRI headache and prolonged headache during follow-up) were reported and judged unrelated to study drugs. Blinding was imperfect: participants were significantly more likely to guess ketamine assignment correctly, and raters’ guesses also differed though not always significantly.

Discussion

Shiroma and colleagues interpret their results as showing no statistically significant superiority of six ketamine infusions versus a schedule that included five midazolam infusions followed by a single ketamine when the primary outcome was MADRS change at 24 hours after the final infusion. The investigators note, however, that repeated ketamine produced greater antidepressant effects than midazolam before the single ketamine was given, with higher remission and response rates after the fourth and fifth infusions, and that among initial responders repeated ketamine approximately tripled median time-to-relapse (6 weeks versus 2 weeks), although this durability advantage did not reach statistical significance. The authors place their findings alongside earlier studies that reported benefits of repeated ketamine, emphasising that many prior trials were open-label or used saline and that midazolam as an active placebo can yield smaller apparent ketamine effects. They also highlight mechanistic considerations from preclinical and early clinical work suggesting distinct processes for ketamine’s rapid antidepressant action and for maintenance of response, including synaptic plasticity and possible roles for ketamine metabolites and opioid-related pathways. Several limitations acknowledged by the investigators may affect interpretation: the trial was underpowered for smaller but clinically meaningful MADRS differences (they report that ~87 patients per arm would have been required to detect a 4-point difference), the absence of a pure midazolam-only control arm, allowance of stable concomitant psychiatric medications which could interact with ketamine response, and conduct at a single VA site with a predominantly older male sample limiting generalisability. The authors also note that the midazolam dose produced lower dissociative intensity than ketamine and that many participants correctly guessed treatment allocation, reducing the effectiveness of blinding and possibly inflating placebo response. In terms of implications, the study team suggests that repeated ketamine can augment and prolong antidepressant effects relative to active placebo during the acute treatment course, but larger trials are required to confirm whether repeated dosing meaningfully prolongs response over single exposure. They call for further research into mechanisms and into optimising dosing regimens to balance efficacy with minimised exposure and safety concerns.

Conclusion

Acute repeated ketamine produced greater antidepressant effects than midazolam after five infusions, but when a single ketamine infusion was added to the midazolam arm as the final treatment the between-group difference at 24 hours after the last infusion was not statistically significant. Larger, adequately powered studies are needed to determine whether repeated ketamine provides a durable advantage over single ketamine, and mechanistic work should inform optimal dosing strategies that maximise benefit while minimising exposure.

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RESULTS

The study assessments were performed at days 0, 1, 3, 5, 8, 10, and 12 to assess the safety and efficacy of ketamine compared to active placebo during infusion phase. Posttreatment assessments were measured at weekly intervals for the first 4 weeks, at 2-week intervals for the next 8 weeks, and at 4-week intervals for the remaining 12 weeks. The primary outcome was change in depression severity measured by the clinician-administered Montgomery-Åsberg Depression Rating Scale score (MADRS)at 24 h (T +24 ) after the last infusion. Raters were trained in MADRS prior to and during study with a level of interrater reliability of 0.92. Secondary outcomes included change in MADRS score over time, rates of response (≥50% MADRS reduction in the baseline score), rates of remission (MADRS < 10), rates of response and remission over time, and durability of response for up to 6 months. Other secondary outcomes included clinical global impression (CGI) severity and improvement measures, self-reported numeric rating scale (NRS) for pain, Beck anxiety inventory (BAI), and credibility and expectancy questionnaire (CEQ)for clinical treatment. Cognitive performance (CogState), and functional neuroimaging on a sub-sample of patients will be reported separately. General side effects were measured by the patient rated inventory of side effects (PRISE). Psychotogenic effects were measured with the four-item positive symptom subscale of the Brief Psychiatric Rating Scale (BPRS+)consisting of suspiciousness, hallucinations, unusual thought content, and conceptual disorganization; dissociative effects and manic symptoms were measured with the Clinician-Administered Dissociative States Scale (CADSS)and Young Mania Rating Scale (YMRS), respectively. Additionally, The Columbia-Suicide Severity Rating Scale (C-SSRS) Screening Version-Since Last Visitwas rated during and after infusion phase for safety purposes.

CONCLUSION

This single center study of Veterans with moderate-tosevere, recurrent, TRD showed that for the primary outcome measure, there was no significant difference in change of MADRS scores between groups at 24 h postlast infusion at the end of 12 days of treatment. Repeated ketamine showed greater antidepressant efficacy compared to midazolam after five infusions before receiving single ketamine as the last infusion. The rate of remission and response was greater among subjects in the sixketamine group after infusion 4 and 5, respectively. For those subjects who responded to either assigned treatment, six ketamine tripled the median time-to-relapse over a 6-month period as compared to those in the midazolam plus single ketamine group; however, it fell short of statistically significant difference. Transient psychoactive and hemodynamic effects during ketamine infusion were consistent with those in previous reportsand did not increase when repeated treatments were given in a short-term fashion. The prospect of whether repeated dosing of ketamine offer safe and superior antidepressant outcomes is a critical question as studies have shown that frequent use of ketamine could lead to cognitive impairments, dissociation, and poor impulse control. Medical, legal, and even ethical concerns of using repeated ketamine to treat psychiatric conditions have been raised. Despite the small sample in this study, this is the largest randomized study that compare repeated ketamine versus an active placebo in TRD. Previously, Singh and colleaguesshowed that both twice-weekly and thrice-weekly administration of ketamine over 15 days of treatment had greater antidepressant efficacy versus saline (leastsquare mean change in MADRS score of 16.0 and 16.4 points, respectively). An open-label study of thrice ketamine weekly for 2 weeks among unipolar and bipolar depressed Chinese patientsshowed an overall reduction of 15.5 and 18.7 points in MADRS score at 24 h. after ketamine infusion 5 and 6, respectively. A more recently study among patients with TRD who responded and then relapsed after a cross-over single ketamine (versus midazolam)showed a reduction of 12 points in MADRS score after completing an open-label treatment of thrice a week for 2 weeks. From these previous studies, our findings support the idea that repeated ketamine further reduce the severity of depression in TRD. However, the antidepressant improvement through six ketamine treatments was not significantly different when compared to a single ketamine. Previous reports on repeated ketamine consistently found that the largest improvement (≥50%) in TRD occurred after the first infusion. It is likely then that the relatively small sample in our study was insufficient to capture any significant difference between antidepressant gain beyond the first infusion in the repeated ketamine group versus that in the single ketamine. On the other hand, subjects in the repeated ketamine group achieved a mean group treatment difference of -4.0 against repeated midazolam plus single ketamine at 24 h after the last infusion. A 4-point difference on the MADRS has been suggested as a stringent criterion for judging whether an effect size is clinically relevantwith more recent reports suggesting a minimal clinically important difference threshold of 2 points in MADRS. Moreover, Popova and colleagueson the recent approval of esketamine, the S-enantiomer of ketamine racemate, by the U.S. Food and Drug Administration for TRD in adults, reported a significant difference of four points at day 28 in the change of MADRS in a multicenter phase 3 RCT comparing esketamine plus antidepressant versus antidepressant plus placebo. Thus, we argue that despite the type II error in our study, there was a clinically significant difference supporting the use of repeated infusions. Our study also support recent review of masking in ketamine studies for mood disordersnamely that midazolam as a comparator yields smaller effects of ketamine than those which used saline. However, participants at the dose of midazolam used in this study (0.045 mg/kg) had lower intensity of dissociative symptoms as compared to ketamine, and in fact, correctly guessed treatment assignment in more than 90% of the cases even before exposure to ketamine at the last infusion. Therefore, while the use of an active placebo in repeated ketamine administration is encouraged to avoid overestimating ketamine's antidepressant effect, an optimal comparator that mimic the dissociative and psychomimetic side effects of ketamine and preserve masking is still missing. As an alternative, low dose of ketamine such as 0.2 mg/ kghave shown to lack antidepressant effect while still inducing dissociative effects. In general, serial ketamine had greater side effects as compared to midazolam plus single ketamine. Acute, mild, and transient dissociation was the most common side effect reported on ketamine dosing days with other treatment emergent adverse events appeared similar in frequency as reported previously (e.g., increased in blood pressure, decreased energy, headache, nausea, etc.). The frequency of dissociative side effects did not appear to change with subsequent ketamine infusions and was not associated with antidepressant response. Although there have been reports of an association between dissociative side effects and antidepressant response to ketamine, additional research is required to further explain whether dissociation account for antidepressant improvement. We found that during the 6-month follow-up among those who responded to either assigned treatment after six infusions, multiple ketamine prolonged the response for a median of 6 weeks compared to 2 weeks of midazolam plus single ketamine. Considering that response to a single dose of ketamine tends to dissipate typically 2 weeks if ketamine was not repeated, an effective strategy to maintain response after cessation of infusions is critical. Phillips and colleagues 6 demonstrated that four weekly administration of intravenous ketamine maintain response after an acute open-label ketamine treatment of thrice a week for 2 weeks. Similarly, patients who achieved stable remission and stable response after 16 weeks of initial treatment with esketamine, decreased the risk of relapse by 51% and 70%, respectively, during a maintenance phase of esketamine and antidepressant treatment compared to antidepressant and placebo treatment. These findings support the possibility that repeated ketamine in combination to conventional antidepressants is a feasible strategy to maintain treatment response. Safety data and the optimal benefit-risk ratio for long-term treatment with ketamine is warranted. The immediate and delayed antidepressant effects of ketamine, which are independent of its sustained blood concentrations, could be based on different mechanisms. Studies have focused on the non-competitive antagonist action on the NMDA receptor and subsequent activation of AMPA receptors driving acute antidepressant effect. The modulation of glutamate receptors triggers downstream the modulation of synthesis and release of brain-derived neurotrophic factor and enhances synaptic plasticity via activation of molecular targets such as mammalian target of rapamycin and eukaryotic elongation factor 2. These systems may be involved in the delayed maintenance of response rather than the acute and rapid antidepressant effect of ketamine. Recent preclinical studies support this idea by showing that ketamine's effects on behavior and ensemble activity occur rapidly and precede its effects on spine formation in the prefrontal cortex. These newly formed spines are not required for inducing ketamine's effects acutely but are critical for sustaining the antidepressant effect over time. More recently, preliminary clinical findings suggest a central role for opiate agonism in the antidepressant effects of ketaminealthough conflicting results were also reported. Overall, a growing body of evidence indicates that additional mechanisms, not mutually exclusive and possibly complementing each other, are likely mediating the unique properties of ketamine and its ketamine metabolites [e.g., (2R,6R)-hydroxynorketamine] as antidepressant.

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